DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C•••••• A•••• M•••••••••
Legal name P•••••• C•••••• A•••• M••••••••• L•
Latest filing Apr 23, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Aug 24, 2009
RAUM
$4.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$700M
derived; firm RAUM over IAPD count
Employees
16
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$4.2B as of Apr 23, 2026
Mar 30, 2012$1.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Apr 23, 2026
Mar 27, 20133 then
Employees (5.A)16 as of Apr 23, 2026
Mar 27, 201314 then
Private funds8 as of Apr 23, 2026
Mar 30, 20122 then
RAUM +28% over the last fiscal year+12% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Apr 23, 2026; every figure names its basis
- RAUM per advisor
- $700MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $210MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 54%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.9B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$2.2B53%
- Pooled investment vehicles$1.9B46%
- Charitable organizations$42.0M1.0%
- Corporations and businesses$844,1590.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.9B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.46 institutional_share=0.54 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• J••••• R••••••Chartered Financial Analyst | Austin, Tx | Sep 2, 2009 | 22 y | 1 |
| R••••• A••• E•••••• | Austin, Tx | Sep 11, 2009 | 37 y | 0 |
| D•••• J••••••• R•••••••• | New York, Ny | Nov 18, 2009 | 32 y | 0 |
| M•••••• A••• H••••••••• | New York, Ny | Dec 18, 2009 | 28 y | 0 |
| B••••• H• C••••••• | Austin, Tx | Jan 1, 2014 | 14 y | 0 |
| A•••••• P••••• C••••••• | Bangor, Pa | Jul 24, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K••• J••••• R•••••• from T•••• S••••••••• G••••• I•••Sep 2, 2009 · Other
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• M•• O••••••••• L• | Private Equity Fund | $515M | 72 | Feb 24, 2022 |
| P•••••• C••••• P••••••• L•no longer reported | Hedge Fund | $345M | 17 | Feb 25, 2014 |
| P•••••• O••••••••• P••••••• L• | Hedge Fund | $279M | 15 | Mar 30, 2012 |
| P•••••• M••••••• S•••••••• O••••••••• N•• L• | Hedge Fund | $179M | 36 | Mar 28, 2024 |
| P•••••• M••••••• S•••••••• O••••••••• T•• L• | Hedge Fund | $132M | 36 | Mar 28, 2024 |
| P•••••• A•••••••• P••••••• L• | Hedge Fund | $86.9M | 34 | Feb 24, 2020 |
| P•••••• E•• M••••• P•••••••• L• | Private Equity Fund | $76.5M | 30 | Feb 19, 2021 |
| S••••••••• P•••••• Y•• F••• L•no longer reported | Hedge Fund | $73.4M | 1 | Dec 17, 2014 |
| P••• 1• L•• | Hedge Fund | $66.0M | 1 | Mar 28, 2024 |
| P••• 2• L•• | Hedge Fund | $65.4M | 1 | Mar 28, 2024 |
| P••• 3• L•• | Hedge Fund | $59.9M | 1 | Mar 28, 2024 |
| P••••••• I• P••••••• L•• | Hedge Fund | $35.8M | 101 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- E••••••• R•••••• A••• · Limited Partnercontrolsince 11/2008 · owns 25% to 50%
- H••••••••• M••••••• A••• · Limited Partnercontrolsince 11/2008 · owns less than 5%
- M•••••• M••••••• J•••• · Chief Financial Officercontrolsince 06/2015 · owns less than 5%
- R••••••• K•••• J••••• · Chief Compliance Officer And Chief Operating Officer And Limited Partnercontrolsince 05/2009 · owns 5% to 10%
- R••••••••• D••••• J••••••• · Limited Partnercontrolsince 12/2009 · owns 50% to 75%
- E••••••• R•••••• A••• · Sole Membercontrolsince 11/2008 · owns 75% or more of P•••••• C•••••• G• L••
Entity owners
- P•••••• C•••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P•••••• A•••••••• P••••••• G• L••pooled vehicle sponsorn
- P•••••• A•••• M••••••••• L••pooled vehicle sponsorn
- P•••••• C•••••• G•• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 3 | 0 | 0 | ||
| New York, Ny | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT3 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $5.3B to $4.2BMar 31, 2026 to Apr 23, 2026
- RAUM · $5.3B to $4.2BMar 31, 2026 to Apr 23, 2026
- Advisory employees · 7 to 6Apr 30, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 12Apr 30, 2025 to Mar 31, 2026
- Assets in custody · $2.0B to $1.9BApr 30, 2025 to Mar 31, 2026
- Employees · 17 to 16Apr 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.3B to $5.3BApr 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.9B to $1.9BApr 30, 2025 to Mar 31, 2026
- RAUM · $3.3B to $5.3BApr 30, 2025 to Mar 31, 2026
- Accounts · 21 to 20Apr 25, 2024 to Apr 30, 2025
- Pooled vehicle clients · 15 to 13Apr 25, 2024 to Apr 30, 2025
- Assets in custody · $1.4B to $2.0BApr 25, 2024 to Apr 30, 2025
- Employees · 18 to 17Apr 25, 2024 to Apr 30, 2025
- Financial planning clients · unset to Apr 25, 2024 to Apr 30, 2025
- Private funds · 9 to 8Apr 25, 2024 to Apr 30, 2025
- Discretionary RAUM · $2.8B to $3.3BApr 25, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $1.4B to $1.9BApr 25, 2024 to Apr 30, 2025
- RAUM · $2.8B to $3.3BApr 25, 2024 to Apr 30, 2025
- Discretionary RAUM · $2.6B to $2.8BMar 28, 2024 to Apr 25, 2024
- Pooled vehicle RAUM · $1.3B to $1.4BMar 28, 2024 to Apr 25, 2024
- RAUM · $2.6B to $2.8BMar 28, 2024 to Apr 25, 2024
- Accounts · 14 to 21Jun 27, 2023 to Mar 28, 2024
- Advisory employees · 5 to 7Jun 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 9 to 15Jun 27, 2023 to Mar 28, 2024
- Assets in custody · $1.4B to $1.4BJun 27, 2023 to Mar 28, 2024
- Employees · 16 to 18Jun 27, 2023 to Mar 28, 2024
- Private funds · 5 to 9Jun 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.0B to $2.6BJun 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.4B to $1.3BJun 27, 2023 to Mar 28, 2024
- RAUM · $3.0B to $2.6BJun 27, 2023 to Mar 28, 2024
- Accounts · 15 to 14Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 4 to 5Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 10 to 9Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $2.6B to $1.4BMar 30, 2022 to Mar 30, 2023
- Employees · 13 to 16Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $4.4B to $3.0BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $2.6B to $1.4BMar 30, 2022 to Mar 30, 2023
- RAUM · $4.4B to $3.0BMar 30, 2022 to Mar 30, 2023
- Accounts · 12 to 15Feb 24, 2022 to Mar 30, 2022
- Pooled vehicle clients · 9 to 10Feb 24, 2022 to Mar 30, 2022
Signals
5 dated events
- P•••••• C•••••• A•••• M••••••••• reported RAUM $5.3B, up 61% from $3.3B (2025-04-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- P•••••• C•••••• A•••• M••••••••• reported RAUM $3.0B, down 32% from $4.4B (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- P•••••• C•••••• A•••• M••••••••• reported RAUM $4.4B, up 26% from $3.5B (2022-02-24 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- P•••••• C•••••• A•••• M••••••••• reported RAUM $3.5B, up 29% from $2.7B (2021-02-19 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- S Logan Lowe (Limited Partner) no longer on Schedule A of P•••••• C•••••• A•••• M••••••••• (listed 2021-02-19, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- P•••••• C•••••• A•••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- P•••••• C•••••• A•••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- prophetcapital.ioreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-327-9500reportedpublic record, Form ADV, Apr 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $700Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026