DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• W••••• A•••••••• L••
Latest filing May 20, 2026
First filing on the tape Mar 21, 2012 · 41 filings
SEC status approved since Jan 19, 2010
RAUM
$1.9B
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
1.2%
$22.1M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$957M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$1.9B as of May 20, 2026
Mar 21, 2012$461M then
HNW client RAUM$18.4M as of May 20, 2026
Mar 14, 2018$694M then
State-registered IARs (5.B.3)2 as of May 20, 2026
Mar 21, 20120 then
Employees (5.A)9 as of May 20, 2026
Feb 26, 20136 then
Private funds1 as of May 20, 2026
Mar 13, 20171 then
RAUM +18% over the last fiscal year+8.1% a year over threeIARs 0 to 2offices 2 to 1
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
- RAUM per advisor
- $957MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $53.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 60%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -17%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $3.6M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$47.8M56%
- High-net-worth individuals$18.4M22%
- Pooled investment vehicles$15.1M18%
- Individuals$3.7M4.4%
- Individual clients
- 10reported
- HNW clients
- 10reported
- Pension plan clients
- n/areported
- Charitable clients
- 3reported
- Accounts
- 36reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.6M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.01 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• M•••••• R•• | Port Washington, Ny | May 22, 2024 | 17 y | 0 |
| J••• D•••• D••••••••• | Port Washington, Ny | May 22, 2024 | 39 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• D•••• D••••••••• from C••••••• I••••••••• S•••••••May 22, 2024 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•••• C••••••••• P••••••• I• L• | Other Private Fund | $13.9M | 16 | Mar 13, 2017 |
Owners and control persons
Schedule A and B, latest filing
- D••••••••• J•••• D•••• · Chief Compliance Officer And President-Chief Operating Officercontrolsince 07/2009 · owns 25% to 50%
- R••• P••••• M•••••• · Managing Member, Ceo & Ciocontrolsince 07/2009 · owns 50% to 75%
Entity owners
- E••••• O• M•••••• G••••• F••••• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A•••••• F• L••investment advisern
- O•••• C•••••• M••••••••• I• L••investment advisery
- S••••• I• G• L••pooled vehicle sponsory
Advisers that list A•••••• W••••• A•••••••• L•• as a related person
- 138604 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Port Washington, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Port Washington, NY2 employees
- , 1 employees
What changed
consecutive filings, newest first
- HQ city · NEW YORK to PORT WASHINGTONMar 19, 2026 to May 20, 2026
- Other offices · 2 to 1Mar 19, 2026 to May 20, 2026
- Accounts · 37 to 36Jun 30, 2025 to Mar 19, 2026
- Charity clients · 2 to 3Jun 30, 2025 to Mar 19, 2026
- HNW clients · 3 to 10Jun 30, 2025 to Mar 19, 2026
- Individual clients · 21 to 10Jun 30, 2025 to Mar 19, 2026
- Assets in custody · $1.4M to $3.6MJun 30, 2025 to Mar 19, 2026
- State-registered IARs · 0 to 2Jun 30, 2025 to Mar 19, 2026
- Discretionary RAUM · $1.0B to $1.1BJun 30, 2025 to Mar 19, 2026
- HNW RAUM · $10.6M to $18.4MJun 30, 2025 to Mar 19, 2026
- Individual RAUM · $16.1M to $3.7MJun 30, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $600M to $772MJun 30, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $14.2M to $15.1MJun 30, 2025 to Mar 19, 2026
- RAUM · $1.6B to $1.9BJun 30, 2025 to Mar 19, 2026
- Financial planning clients · 11-25 to 11-25Mar 21, 2025 to Jun 30, 2025
- Accounts · 32 to 37Jun 27, 2024 to Mar 5, 2025
- HNW clients · 2 to 3Jun 27, 2024 to Mar 5, 2025
- Individual clients · 17 to 21Jun 27, 2024 to Mar 5, 2025
- Assets in custody · $25.4M to $1.4MJun 27, 2024 to Mar 5, 2025
- Employees · 10 to 9Jun 27, 2024 to Mar 5, 2025
- Discretionary RAUM · $1.0B to $1.0BJun 27, 2024 to Mar 5, 2025
- HNW RAUM · $5.6M to $10.6MJun 27, 2024 to Mar 5, 2025
- Individual RAUM · $12.5M to $16.1MJun 27, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $575M to $600MJun 27, 2024 to Mar 5, 2025
- Pooled vehicle RAUM · $13.5M to $14.2MJun 27, 2024 to Mar 5, 2025
- RAUM · $1.6B to $1.6BJun 27, 2024 to Mar 5, 2025
- Accounts · 29 to 32Oct 19, 2023 to Mar 18, 2024
- Charity clients · 3 to 2Oct 19, 2023 to Mar 18, 2024
- Individual clients · 13 to 17Oct 19, 2023 to Mar 18, 2024
- Assets in custody · unset to 25394521.0Oct 19, 2023 to Mar 18, 2024
- Custody of client assets · false to trueOct 19, 2023 to Mar 18, 2024
- Financial planning clients · 26-50 to 11-25Oct 19, 2023 to Mar 18, 2024
- Discretionary RAUM · $1.3B to $1.0BOct 19, 2023 to Mar 18, 2024
- HNW RAUM · $5.8M to $5.6MOct 19, 2023 to Mar 18, 2024
- Individual RAUM · $8.0M to $12.5MOct 19, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $191M to $575MOct 19, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $12.0M to $13.5MOct 19, 2023 to Mar 18, 2024
- RAUM · $1.5B to $1.6BOct 19, 2023 to Mar 18, 2024
- Related insurance company · true to falseOct 19, 2023 to Mar 18, 2024
- Accounts · 21 to 29Jun 22, 2022 to Mar 29, 2023
Signals
2 dated events
- A•••••• W••••• A•••••••• L•• reported RAUM $1.7B, up 27% from $1.4B (2020-06-29 to 2021-03-12)Mar 12, 2021 · RAUM change · derived
- A•••••• W••••• A•••••••• L•• reported RAUM $1.2B, up 46% from $823.9M (2018-06-13 to 2019-01-15)Jan 15, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••••• W••••• A•••••••• L•• · Family Officesshared crd · office
- A•••••• W••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/artemis-wealth-advisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- A••••••WA.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-838-9000reportedpublic record, Form ADV, May 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $957Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026