DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• F••••••••• I•••
Latest filing Aug 28, 2026
First filing on the tape Nov 10, 2011 · 58 filings
SEC status approved since Aug 24, 2009
RAUM
$263M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
79%
$209M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$52.7M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$263M as of Aug 28, 2026
Feb 10, 2012$67.1M then
HNW client RAUM$75.2M as of Aug 28, 2026
Mar 12, 2018$45.6M then
State-registered IARs (5.B.3)5 as of Aug 28, 2026
Feb 10, 20120 then
Employees (5.A)9 as of Aug 28, 2026
Feb 15, 20137 then
Private funds: no history
RAUM +21% over the last fiscal year+17% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $52.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 171derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $154,072derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $35.3M, 87 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$133M51%
- High-net-worth individuals$75.2M29%
- Charitable organizations$54.8M21%
- Corporations and businesses$27,3090.0%
- Individual clients
- 815reported
- HNW clients
- 39reported
- Pension plan clients
- n/areported
- Charitable clients
- 28reported
- Accounts
- 1,710reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $35.3M for 87 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• S•••• B•••••••• | Spring Arbor, Mi | Feb 2, 2010 | 30 y | 0 |
| J••••••• D•••••• D•••••• | Spring Arbor, Mi | Jul 1, 2022 | 20 y | 0 |
| R•••• E•••••• F•••Certified Financial Planner | Spring Arbor, Mi | Dec 8, 2022 | 14 y | 0 |
| K••• A••• H••••••Certified Financial Planner, Chartered Financial Consultant | Spring Arbor, Mi | Jan 1, 2025 | 39 y | 0 |
| L••• C••••••••• C•••••Chartered Financial Consultant | Spring Arbor, Mi | Dec 23, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••• J•••••• D••••• · Chief Operating Officercontrolsince 10/2023 · owns less than 5%
- B•••••• B••••••• W• · Directorcontrolsince 01/2021 · owns less than 5%
- C•••• K•••• C••••• · Directorcontrolsince 01/2017 · owns less than 5%
- C•••••••• W••••••• C•••• · Directorcontrolsince 01/2018 · owns less than 5%
- C••••••• J••••• · Chief Compliance Officercontrolsince 12/2023 · owns less than 5%
- G•••••• L••••• G••••• · Directorcontrolsince 01/2014 · owns less than 5%
- G••••••••• D••••• R•••••• · Directorcontrolsince 01/2014 · owns less than 5%
- H•••• B•••• M•••• · Chief Financial Officercontrolsince 01/2022 · owns less than 5%
- L••••• E•••• W• · Directorcontrolsince 01/2021 · owns less than 5%
- O••••• M•••• S••••• · President / Chief Executive Officercontrolsince 06/2009 · owns less than 5%
- R••••••• L•••••••• P••• · Directorcontrolsince 01/2014 · owns less than 5%
- S••••••• A•••••• L• · Directorcontrolsince 01/2021 · owns less than 5%
- T••• C••••••• R••••• · Directorcontrolsince 06/2009 · owns less than 5%
- W••••••••• M••••••• H•••• · Directorcontrolsince 01/2020 · owns less than 5%
Entity owners
- T•• F••• M•••••••• F••••••••• · Ownerdirect · owns 75% or more
- F••• M•••••••• C••••• U•• · Parent Of F••• M•••••••• F••• Foundationindirect · owns 75% or more of G••••••••• F••••••••• I•••
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spring Arbor, Mi · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Tecumseh, MI1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,646 to 1,710Oct 21, 2025 to Mar 22, 2026
- Charity clients · 23 to 28Oct 21, 2025 to Mar 22, 2026
- HNW clients · 32 to 39Oct 21, 2025 to Mar 22, 2026
- Individual clients · 781 to 815Oct 21, 2025 to Mar 22, 2026
- Assets in custody · $42.5M to $35.3MOct 21, 2025 to Mar 22, 2026
- Employees · 10 to 9Oct 21, 2025 to Mar 22, 2026
- Discretionary RAUM · $203M to $247MOct 21, 2025 to Mar 22, 2026
- HNW RAUM · $51.7M to $75.2MOct 21, 2025 to Mar 22, 2026
- Individual RAUM · $114M to $133MOct 21, 2025 to Mar 22, 2026
- Non-discretionary RAUM · $14.7M to $16.4MOct 21, 2025 to Mar 22, 2026
- RAUM · $217M to $263MOct 21, 2025 to Mar 22, 2026
- Financial planning clients · 101-250 to 101-250Mar 15, 2025 to Jul 30, 2025
- Accounts · 1,584 to 1,646Nov 19, 2024 to Mar 15, 2025
- Charity clients · 19 to 23Nov 19, 2024 to Mar 15, 2025
- HNW clients · 24 to 32Nov 19, 2024 to Mar 15, 2025
- Individual clients · 752 to 781Nov 19, 2024 to Mar 15, 2025
- Assets in custody · $54.6M to $42.5MNov 19, 2024 to Mar 15, 2025
- Employees · 8 to 10Nov 19, 2024 to Mar 15, 2025
- Other offices · 6 to 0Nov 19, 2024 to Mar 15, 2025
- Discretionary RAUM · $189M to $203MNov 19, 2024 to Mar 15, 2025
- HNW RAUM · $41.7M to $51.7MNov 19, 2024 to Mar 15, 2025
- Individual RAUM · $110M to $114MNov 19, 2024 to Mar 15, 2025
- Non-discretionary RAUM · $14.2M to $14.7MNov 19, 2024 to Mar 15, 2025
- RAUM · $203M to $217MNov 19, 2024 to Mar 15, 2025
- Accounts · 1,542 to 1,584Dec 6, 2023 to Mar 25, 2024
- Charity clients · 15 to 19Dec 6, 2023 to Mar 25, 2024
- HNW clients · 39 to 24Dec 6, 2023 to Mar 25, 2024
- Individual clients · 693 to 752Dec 6, 2023 to Mar 25, 2024
- Assets in custody · $35.3M to $54.6MDec 6, 2023 to Mar 25, 2024
- Employees · 11 to 8Dec 6, 2023 to Mar 25, 2024
- Financial planning clients · 51-100 to 101-250Dec 6, 2023 to Mar 25, 2024
- Discretionary RAUM · $158M to $189MDec 6, 2023 to Mar 25, 2024
- HNW RAUM · $44.9M to $41.7MDec 6, 2023 to Mar 25, 2024
- Individual RAUM · $83.1M to $110MDec 6, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $7.1M to $14.2MDec 6, 2023 to Mar 25, 2024
- RAUM · $165M to $203MDec 6, 2023 to Mar 25, 2024
- Accounts · 1,432 to 1,542Nov 2, 2022 to Mar 7, 2023
- Advisory employees · 4 to 5Nov 2, 2022 to Mar 7, 2023
- Charity clients · 14 to 15Nov 2, 2022 to Mar 7, 2023
- HNW clients · 43 to 39Nov 2, 2022 to Mar 7, 2023
Signals
15 dated events
- G••••••••• F••••••••• I••• reported 0 offices beyond its principal office, down from 6 (2024-11-19 to 2025-03-15)Mar 15, 2025 · ria office count c•••ge · derived
- Daniel Joshua Adams (Chief Operating Officer) appeared on Schedule A of G••••••••• F••••••••• I•••Mar 25, 2024 · Control person joined · fact
- Alan Daniel Kurtz (Chief Compliance Officer/ Chief Operating Officer) no longer on Schedule A of G••••••••• F••••••••• I••• (listed 2023-09-13, absent 2023-12-01)Dec 1, 2023 · Control person left · inference
- G••••••••• F••••••••• I••• reported 6 offices beyond its principal office, up from 0 (2022-11-02 to 2023-03-07)Mar 7, 2023 · ria office count c•••ge · derived
- Carlyle Victor Moses (Director) no longer on Schedule A of G••••••••• F••••••••• I••• (listed 2022-11-02, absent 2023-03-07)Mar 7, 2023 · Control person left · inference
- Emmet Gene Keene (Ceo) no longer on Schedule A of G••••••••• F••••••••• I••• (listed 2021-11-16, absent 2022-03-08)Mar 8, 2022 · Control person left · inference
- Revere Evan Collins (Director) no longer on Schedule A of G••••••••• F••••••••• I••• (listed 2021-11-16, absent 2022-03-08)Mar 8, 2022 · Control person left · inference
- Marie Beth Hall (Chief Financial Officer) appeared on Schedule A of G••••••••• F••••••••• I•••Mar 8, 2022 · Control person joined · fact
- J••••• C•••••• (Chief Trust Officer) appeared on Schedule A of G••••••••• F••••••••• I•••Mar 8, 2022 · Control person joined · fact
- Monique Gwendolyn Poteat (Director) no longer on Schedule A of G••••••••• F••••••••• I••• (listed 2020-06-12, absent 2021-03-18)Mar 18, 2021 · Control person left · inference
- W. Bradley Button (Director) appeared on Schedule A of G••••••••• F••••••••• I•••Mar 18, 2021 · Control person joined · fact
- W. Eric Logan (Director) appeared on Schedule A of G••••••••• F••••••••• I•••Mar 18, 2021 · Control person joined · fact
- L. Andrea Sheilds (Director) appeared on Schedule A of G••••••••• F••••••••• I•••Mar 18, 2021 · Control person joined · fact
- H•••• M•••••• W•••••••• (Director) appeared on Schedule A of G••••••••• F••••••••• I•••Mar 25, 2020 · Control person joined · fact
- Alan M•••••• Thomas (Director) no longer on Schedule A of G••••••••• F••••••••• I••• (listed 2020-01-23, absent 2020-03-25)Mar 25, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 517-750-2752reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 517-750-2727reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/guidestream-financial-inc.reportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/fmfinancial-guidestreamreportedpublic record, Form ADV, Sep 19, 2026
- Website
- FMFINANCIAL.ORGreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (517) 750-2727reportedpublic record, Form ADV, Aug 28, 2026
- Contact form
- fmfinancial.org/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fmfinancial.org/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026