DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B•••••• M••••••••• C••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 151024SEC 801-121891website IAPD

Latest filing Mar 26, 2025

First filing on the tape Mar 28, 2012 · 24 filings

SEC status approved since Jul 29, 2021

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

24 filings and snapshots on the tape

RAUM$0 as of Mar 26, 2025

Mar 28, 2012$79.3M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 26, 2025

Mar 27, 20130 then

Employees (5.A)7 as of Mar 26, 2025

Mar 27, 20138 then

Private funds2 as of Mar 29, 2024

Mar 28, 20122 then

RAUM -100% over the last fiscal yearIARs 0 to 0offices 1 to 0

Practice profile

derived from the filing of Mar 26, 2025; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -100%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 0reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

9 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B•••••• C••••• O••••••••• F••• ••••• L••• C•••• A• T••• E•••••••	Hedge Fund	$532M	9	Mar 30, 2021
B•••••• C••••• O••••••••• F•••• L•• S••••• A•	Hedge Fund	$96.4M	10	Mar 30, 2021
B•••••• C••••• O••••••••• F•••• L•• S••••• B•no longer reported	Hedge Fund	$74.3M	1	Mar 30, 2021
B•••••• C••••• O••••••••• F••• L••no longer reported	Private Equity Fund	$58.0M	4	Mar 28, 2016
B•••••• C••••• O••••••••• F••• L•• C•••• B•no longer reported	Private Equity Fund	$44.3M	12	Mar 27, 2013
B•••••• C••••• O••••••••• F••• L•• C•••• B••no longer reported	Private Equity Fund	$40.0M	2	Mar 28, 2016
S• C••••• F•••• L•••no longer reported	Hedge Fund	$35.0M	1	Mar 28, 2012
B•••••• S• F•••••• I••••••••• F•••• L•••no longer reported	Private Equity Fund	$14.3M	3	Mar 28, 2012
B•••••• C••••• O••••••••• F••• ••••• L••• C•••• A•• I•no longer reported	Private Equity Fund	$5.9M	1	Mar 27, 2013

Owners and control persons

Schedule A and B, latest filing

G••• G•••• I••• · Chief Compliance Officer, Chief Risk Officercontrol
since 08/2020 · owns less than 5%
Y••• D•••••• J•• · Ceocontrol
since 07/2009 · owns 75% or more
L•• G•••••• · Member
since 09/2023 · owns 25% to 50%

Related persons

Schedule D 7.A

A••• F••••••••• A••••••• L••
investment adviserpooled vehicle sponsornRAUM $466M
A••••• B•••••• C••••• L••
investment adviserpooled vehicle sponsorn
B•••••• H•••••••• L••
pooled vehicle sponsorn
E•• B•••••• C••• L•••
investment adviserpooled vehicle sponsorn

Advisers that list B•••••• M••••••••• C••••••• L•• as a related person

168642 n

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Accounts · 3 to 0
Jun 4, 2024 to Mar 26, 2025
Advisory activities · 2 to 1
Jun 4, 2024 to Mar 26, 2025
Pooled vehicle clients · 2.0 to unset
Jun 4, 2024 to Mar 26, 2025
Other offices · 1 to 0
Jun 4, 2024 to Mar 26, 2025
Private funds · 2 to unset
Jun 4, 2024 to Mar 26, 2025
Discretionary RAUM · $649M to $0
Jun 4, 2024 to Mar 26, 2025
Pooled vehicle RAUM · 628594370.0 to unset
Jun 4, 2024 to Mar 26, 2025
RAUM · $649M to $0
Jun 4, 2024 to Mar 26, 2025
Discretionary RAUM · $1.3B to $649M
Mar 30, 2023 to Mar 29, 2024
Pooled vehicle RAUM · $1.3B to $629M
Mar 30, 2023 to Mar 29, 2024
RAUM · $1.3B to $649M
Mar 30, 2023 to Mar 29, 2024
Related adviser · false to true
Mar 30, 2023 to Mar 29, 2024
Accounts · 2 to 3
Mar 28, 2022 to Mar 30, 2023
Advisory activities · 1 to 2
Mar 28, 2022 to Mar 30, 2023
Employees · 6 to 7
Mar 28, 2022 to Mar 30, 2023
Discretionary RAUM · $1.8B to $1.3B
Mar 28, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $1.8B to $1.3B
Mar 28, 2022 to Mar 30, 2023
RAUM · $1.8B to $1.3B
Mar 28, 2022 to Mar 30, 2023
Advisory employees · 4 to 3
Jun 28, 2021 to Mar 28, 2022
Private funds · 4 to 2
Jun 28, 2021 to Mar 28, 2022
Discretionary RAUM · $3.4B to $1.8B
Jun 28, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $3.4B to $1.8B
Jun 28, 2021 to Mar 28, 2022
RAUM · $3.4B to $1.8B
Jun 28, 2021 to Mar 28, 2022
Accounts · 3 to 2
Mar 29, 2019 to Jun 28, 2021
Advisory employees · 1 to 4
Mar 29, 2019 to Jun 28, 2021
Charity clients · 0.0 to unset
Mar 29, 2019 to Jun 28, 2021
Corporate clients · 0.0 to unset
Mar 29, 2019 to Jun 28, 2021
HNW clients · 0.0 to unset
Mar 29, 2019 to Jun 28, 2021
Individual clients · 0.0 to unset
Mar 29, 2019 to Jun 28, 2021
Pension plan clients · 0.0 to unset
Mar 29, 2019 to Jun 28, 2021
Pooled vehicle clients · 3 to 2
Mar 29, 2019 to Jun 28, 2021
Assets in custody · unset to 0.0
Mar 29, 2019 to Jun 28, 2021
Employees · 2 to 6
Mar 29, 2019 to Jun 28, 2021
Other offices · 0 to 1
Mar 29, 2019 to Jun 28, 2021
Private funds · 3 to 4
Mar 29, 2019 to Jun 28, 2021
Discretionary RAUM · $93.0M to $3.4B
Mar 29, 2019 to Jun 28, 2021
Pooled vehicle RAUM · $93.0M to $3.4B
Mar 29, 2019 to Jun 28, 2021
RAUM · $93.0M to $3.4B
Mar 29, 2019 to Jun 28, 2021
Accounts · 4 to 3
Mar 29, 2018 to Mar 29, 2019
Pooled vehicle clients · 4 to 3
Mar 29, 2018 to Mar 29, 2019

Signals

11 dated events

B•••••• M••••••••• C••••••• L•• no longer on the SEC adviser roster (last listed 2025-06-02)
Jul 1, 2025 · Left the SEC roster · derived
B•••••• M••••••••• C••••••• L•• reported RAUM $0, down 100% from $649.4M (2024-06-04 to 2025-03-26)
Mar 26, 2025 · RAUM change · derived
B•••••• M••••••••• C••••••• L•• reported RAUM $649.4M, down 49% from $1.3B (2023-03-30 to 2024-03-29)
Mar 29, 2024 · RAUM change · derived
Maria Simina Farcasiu (Chief Investment Officer) no longer on Schedule A of B•••••• M••••••••• C••••••• L•• (listed 2023-03-30, absent 2024-03-29)
Mar 29, 2024 · Control person left · inference
B•••••• M••••••••• C••••••• L•• reported RAUM $1.3B, down 29% from $1.8B (2022-03-28 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
B•••••• M••••••••• C••••••• L•• reported RAUM $1.8B, down 46% from $3.4B (2021-06-28 to 2022-03-28)
Mar 28, 2022 · RAUM change · derived
B•••••• M••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Jun 28, 2021 · First SEC registration · fact
Maria Simina Farcasiu (Chief Investment Officer) appeared on Schedule A of B•••••• M••••••••• C••••••• L••
Jun 28, 2021 · Control person joined · fact
B•••••• M••••••••• C••••••• L•• reported RAUM $3.4B, up 3503% from $93.0M (2019-03-29 to 2021-06-28)
Jun 28, 2021 · RAUM change · derived
I••• G••• Gal (Chief Compliance Officer, Chief Risk Officer) appeared on Schedule A of B•••••• M••••••••• C••••••• L••
Jun 28, 2021 · Control person joined · fact
Joon Ho Lee (Executive Director) no longer on Schedule A of B•••••• M••••••••• C••••••• L•• (listed 2019-03-29, absent 2021-06-28)
Jun 28, 2021 · Control person left · inference

Across DFX

shared identifiers only, never a name match

B•••••• M••••••••• C••••••• L•• · Private Equity
shared crd · organization
B•••••• M••••••••• C••••••• L•• · Venture Capital
shared crd · organization

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026