DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kiley Juergens Wealth Management, LLC
Latest filing Jul 17, 2026
First filing on the tape Mar 15, 2012 · 50 filings
SEC status approved since Aug 27, 2009
RAUM
$2.2B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
79%
$1.7B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$367M
derived; firm RAUM over IAPD count
Employees
26
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$2.2B as of Jul 17, 2026
Mar 15, 2012$131M then
HNW client RAUM$1.2B as of Jul 17, 2026
Mar 15, 2018$243M then
State-registered IARs (5.B.3)6 as of Jul 17, 2026
Mar 15, 20120 then
Employees (5.A)26 as of Jul 17, 2026
Feb 28, 20133 then
Private funds: no history
RAUM +18% over the last fiscal year+20% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $367MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 490derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $323,609derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +29%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $1.1B, 2,338 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B56%
- Individuals$509M23%
- Pension and profit-sharing plans$288M13%
- Charitable organizations$172M7.8%
- Individual clients
- 2,319reported
- HNW clients
- 618reported
- Pension plan clients
- 77reported
- Charitable clients
- 56reported
- Accounts
- 6,799reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 2,338 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.21 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Martin Edwin Juergens | Olympia, Wa | Feb 28, 2011 | 23 y | 4 |
| John Francis Kiley | Olympia, Wa | Feb 28, 2011 | 33 y | 4 |
| Robert Dennis HeckCertified Financial Planner | Olympia, Wa | Dec 18, 2013 | 13 y | 0 |
| Mark Thomas BoyerCertified Financial Planner | Olympia, Wa | Jun 23, 2014 | 18 y | 2 |
| Timothy David Hume | Olympia, Wa | Apr 11, 2018 | 37 y | 0 |
| Carly Jordan Sipe | Olympia, Wa | Dec 26, 2023 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mark Thomas Boyer from Cetera Investment Advisers LLCJun 23, 2014 · Other
- John Francis Kiley from Pacific West Financial Consultants IncSep 8, 2009 · Other
- Martin Edwin Juergens from Pacific West Financial Consultants IncSep 8, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas Mark Boyer · Membercontrolsince 01/2021 · owns less than 5%
- Dennis Robert Heck · Membercontrolsince 01/2021 · owns less than 5%
- Edwin Martin Juergens · Member, Chief Executive Officer, Chief Compliance Officercontrolsince 07/2009 · owns 25% to 50%
- Francis John Kiley · Member, Presidentcontrolsince 07/2009 · owns 25% to 50%
- Lynn Brooke Juergens · Membersince 01/2025 · owns less than 5%
- Lynn Lauren Juergens · Membersince 01/2025 · owns less than 5%
- Henry Mason Juergens · Membersince 01/2025 · owns less than 5%
- F John Kiley · Membersince 01/2025 · owns less than 5%
- Manning Joshua Kiley · Membersince 01/2025 · owns less than 5%
- William Luke Kiley · Membersince 01/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Olympia, Wa · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Jul 17, 2026employees per registered advisor of 4.3 against a peer median of 1.5 (1100 comparable advisers, 98.0th percentile, 5.9 robust deviations)peers: independent wealth managers, $1B to $5B (1,100) · 98% percentile
- unusually high clients per advisorStatic outlier · filing Jul 17, 2026private clients per advisor of 489.5 against a peer median of 64.8 (1150 comparable advisers, 98.0th percentile, 10.4 robust deviations)peers: independent wealth managers, $1B to $5B (1,150) · 98% percentile
What changed
consecutive filings, newest first
- BD registered reps · 6 to 2Mar 12, 2026 to May 6, 2026
- Related broker-dealer · false to trueMar 12, 2026 to May 6, 2026
- Accounts · 6,242 to 6,799Sep 18, 2025 to Mar 12, 2026
- Charity clients · 50 to 56Sep 18, 2025 to Mar 12, 2026
- HNW clients · 386 to 618Sep 18, 2025 to Mar 12, 2026
- Individual clients · 1,883 to 2,319Sep 18, 2025 to Mar 12, 2026
- Pension plan clients · 53 to 77Sep 18, 2025 to Mar 12, 2026
- Assets in custody · $871M to $1.1BSep 18, 2025 to Mar 12, 2026
- Discretionary RAUM · $1.6B to $1.9BSep 18, 2025 to Mar 12, 2026
- HNW RAUM · $1.2B to $1.2BSep 18, 2025 to Mar 12, 2026
- Individual RAUM · $458M to $509MSep 18, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $255M to $290MSep 18, 2025 to Mar 12, 2026
- Pension RAUM · $116M to $288MSep 18, 2025 to Mar 12, 2026
- RAUM · $1.9B to $2.2BSep 18, 2025 to Mar 12, 2026
- Related broker-dealer · true to falseMar 3, 2025 to Sep 18, 2025
- Accounts · 5,873 to 6,242Feb 20, 2024 to Mar 3, 2025
- Charity clients · 41 to 50Feb 20, 2024 to Mar 3, 2025
- HNW clients · 378 to 386Feb 20, 2024 to Mar 3, 2025
- Individual clients · 2,337 to 1,883Feb 20, 2024 to Mar 3, 2025
- Pension plan clients · 74 to 53Feb 20, 2024 to Mar 3, 2025
- Assets in custody · $581M to $871MFeb 20, 2024 to Mar 3, 2025
- Employees · 22 to 26Feb 20, 2024 to Mar 3, 2025
- Financial planning clients · 51-100 to 51-100Feb 20, 2024 to Mar 3, 2025
- Discretionary RAUM · $1.4B to $1.6BFeb 20, 2024 to Mar 3, 2025
- HNW RAUM · $990M to $1.2BFeb 20, 2024 to Mar 3, 2025
- Individual RAUM · $348M to $458MFeb 20, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $232M to $255MFeb 20, 2024 to Mar 3, 2025
- Pension RAUM · $197M to $116MFeb 20, 2024 to Mar 3, 2025
- RAUM · $1.6B to $1.9BFeb 20, 2024 to Mar 3, 2025
- Accounts · 5,440 to 5,873Nov 7, 2023 to Feb 20, 2024
- Advisory employees · 5 to 6Nov 7, 2023 to Feb 20, 2024
- BD registered reps · 5 to 6Nov 7, 2023 to Feb 20, 2024
- Charity clients · 51 to 41Nov 7, 2023 to Feb 20, 2024
- HNW clients · 255 to 378Nov 7, 2023 to Feb 20, 2024
- Individual clients · 2,600 to 2,337Nov 7, 2023 to Feb 20, 2024
- Pension plan clients · 67 to 74Nov 7, 2023 to Feb 20, 2024
- Assets in custody · $556M to $581MNov 7, 2023 to Feb 20, 2024
- Financial planning clients · 101-250 to 51-100Nov 7, 2023 to Feb 20, 2024
- State-registered IARs · 5 to 6Nov 7, 2023 to Feb 20, 2024
- Discretionary RAUM · $1.1B to $1.4BNov 7, 2023 to Feb 20, 2024
Signals
5 dated events
- Kiley Juergens Wealth Management, Llc reported RAUM $1.6B, up 27% from $1.3B (2023-11-07 to 2024-02-20)Feb 20, 2024 · RAUM change · derived
- Thomas Mark Boyer (Member) appeared on Schedule A of Kiley Juergens Wealth Management, LlcMar 1, 2021 · Control person joined · fact
- Dennis Robert Heck (Member) appeared on Schedule A of Kiley Juergens Wealth Management, LlcMar 1, 2021 · Control person joined · fact
- Kiley Juergens Wealth Management, Llc reported RAUM $827.3M, up 40% from $591.9M (2019-09-05 to 2020-03-06)Mar 6, 2020 · RAUM change · derived
- Kiley Juergens Wealth Management, Llc reported RAUM $515.2M, up 45% from $355.7M (2017-03-16 to 2018-03-15)Mar 15, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@kj-wm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- office@kj-wm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 360-350-4744reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 360-350-4747reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- KJ-WM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 360-350-4747reportedpublic record, Form ADV, Jul 17, 2026
- Team page
- KJ-WM.COM/team.htmreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $367Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026