DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• I•••••••• L••
Latest filing Jul 1, 2026
First filing on the tape May 3, 2021 · 14 filings
SEC status approved since Jun 2, 2021
RAUM
$436M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$436M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$218M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$436M as of Jul 1, 2026
Mar 10, 2022$272M then
HNW client RAUM$436M as of Jul 1, 2026
Mar 10, 2022$271M then
State-registered IARs (5.B.3)2 as of Jul 1, 2026
Mar 10, 20221 then
Employees (5.A)3 as of Jul 1, 2026
Mar 10, 20222 then
Private funds: no history
RAUM +26% over the last fiscal year+18% a year over threeIARs 2 to 2offices 1 to 2
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $218MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.4MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $172M, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$436M100%
- Individual clients
- n/areported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 287reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $172M for 32 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• S••••••• L•• | San Francisco, Ca | Nov 17, 2009 | 27 y | 0 |
| M••••••• M•• K•••• B•••••Certified Financial Planner | Anaconda, Mt | Nov 14, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• R•••••• D••••• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- L••• R•••••• S••••••• · Member, Managing Directorcontrolsince 10/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Jul 1, 2026HNW RAUM per HNW client of $10,388,992 against a peer median of $2,404,040 (4940 comparable advisers, 100.0th percentile, 5.4 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 255 to 287Jul 9, 2025 to Feb 3, 2026
- HNW clients · 40 to 42Jul 9, 2025 to Feb 3, 2026
- Assets in custody · $140M to $172MJul 9, 2025 to Feb 3, 2026
- Discretionary RAUM · $347M to $436MJul 9, 2025 to Feb 3, 2026
- HNW RAUM · $346M to $436MJul 9, 2025 to Feb 3, 2026
- Individual RAUM · $894,544 to $0Jul 9, 2025 to Feb 3, 2026
- RAUM · $347M to $436MJul 9, 2025 to Feb 3, 2026
- Financial planning clients · 26-50 to 26-50Jun 23, 2025 to Jul 9, 2025
- Other offices · 1 to 2Jun 23, 2025 to Jul 9, 2025
- Accounts · 251 to 255Nov 14, 2024 to Feb 6, 2025
- Advisory employees · 1 to 2Nov 14, 2024 to Feb 6, 2025
- HNW clients · 41 to 40Nov 14, 2024 to Feb 6, 2025
- Assets in custody · $129M to $140MNov 14, 2024 to Feb 6, 2025
- State-registered IARs · 1 to 2Nov 14, 2024 to Feb 6, 2025
- Other offices · 0 to 1Nov 14, 2024 to Feb 6, 2025
- Discretionary RAUM · $302M to $347MNov 14, 2024 to Feb 6, 2025
- HNW RAUM · $301M to $346MNov 14, 2024 to Feb 6, 2025
- Individual RAUM · $796,534 to $894,544Nov 14, 2024 to Feb 6, 2025
- RAUM · $302M to $347MNov 14, 2024 to Feb 6, 2025
- Accounts · 244 to 251May 22, 2023 to Feb 16, 2024
- Assets in custody · $124M to $129MMay 22, 2023 to Feb 16, 2024
- Employees · 2 to 3May 22, 2023 to Feb 16, 2024
- Discretionary RAUM · $267M to $302MMay 22, 2023 to Feb 16, 2024
- HNW RAUM · $267M to $301MMay 22, 2023 to Feb 16, 2024
- Individual RAUM · $728,705 to $796,534May 22, 2023 to Feb 16, 2024
- RAUM · $267M to $302MMay 22, 2023 to Feb 16, 2024
- Accounts · 245 to 244Mar 10, 2022 to Mar 8, 2023
- HNW clients · 40 to 41Mar 10, 2022 to Mar 8, 2023
- Assets in custody · $121M to $124MMar 10, 2022 to Mar 8, 2023
- Discretionary RAUM · $272M to $267MMar 10, 2022 to Mar 8, 2023
- HNW RAUM · $271M to $267MMar 10, 2022 to Mar 8, 2023
- Individual RAUM · $783,068 to $728,705Mar 10, 2022 to Mar 8, 2023
- RAUM · $272M to $267MMar 10, 2022 to Mar 8, 2023
- Accounts · 212 to 245Oct 6, 2021 to Mar 10, 2022
- HNW clients · 33 to 40Oct 6, 2021 to Mar 10, 2022
- Assets in custody · $107M to $121MOct 6, 2021 to Mar 10, 2022
- Employees · 1 to 2Oct 6, 2021 to Mar 10, 2022
- Discretionary RAUM · $226M to $272MOct 6, 2021 to Mar 10, 2022
- HNW RAUM · $224M to $271MOct 6, 2021 to Mar 10, 2022
- Individual RAUM · $2.5M to $783,068Oct 6, 2021 to Mar 10, 2022
Signals
2 dated events
- D••••• R••••• G•••••• (Chief Compliance Officer) appeared on Schedule A of B•••••••• I•••••••• L••Feb 16, 2024 · Control person joined · fact
- B•••••••• I•••••••• L•• filed its initial SEC registration (Form ADV)May 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- b••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 415-963-9815reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- B••••••••INVEST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-963-9815reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $218Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026