DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••••••• C••••• P•••••••
Legal name M••••••• C••••• F••• M••••••••• L•••
Latest filing Sep 2, 2026
First filing on the tape Mar 30, 2012 · 50 filings
SEC status approved since Oct 14, 2009
RAUM
$8.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$8.5B as of Mar 31, 2026
Mar 30, 2012$481M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)45 as of Mar 31, 2026
Apr 1, 201316 then
Private funds46 as of Mar 31, 2026
Mar 30, 20127 then
RAUM +4.3% over the last fiscal year-0.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $211MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $8.5B, 40 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.9B94%
- Corporations and businesses$371M4.4%
- Investment companies$176M2.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 40reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.5B for 40 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
36 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• C•• X•••• L• | Securitized Asset Fund | $492M | 3 | Mar 28, 2024 |
| M••••••• C•• V•••• L• | Securitized Asset Fund | $467M | 3 | Feb 5, 2019 |
| M••••••• C•• I•• L• | Securitized Asset Fund | $426M | 7 | Mar 2, 2015 |
| M••••••• C•• X• | Securitized Asset Fund | $412M | 3 | Feb 24, 2020 |
| M••••••• C•• V•• L• | Securitized Asset Fund | $411M | 8 | Feb 16, 2017 |
| M••••••• C•• V••• L• | Securitized Asset Fund | $379M | 3 | Mar 1, 2018 |
| M••••••• C•• I• L• | Securitized Asset Fund | $372M | 3 | Feb 5, 2019 |
| M••••••• C•• X••• L• | Securitized Asset Fund | $364M | 3 | Mar 28, 2024 |
| M••••••• C•• X•• L• | Securitized Asset Fund | $358M | 6 | Feb 21, 2023 |
| M••••••• A••••••• R••••• C••••• M••••• F•••• L•• | Hedge Fund | $293M | 37 | Mar 30, 2012 |
| M••••••• T••••••• C••••• F••• I••• L• | Hedge Fund | $268M | 82 | Aug 2, 2022 |
| M••••••• C•• I• L• | Securitized Asset Fund | $213M | 8 | Mar 31, 2014 |
| M••••••• C•• V• L• | Securitized Asset Fund | $94.1M | 4 | Feb 16, 2017 |
| M••••••• S••••• F••••••• R••• F••• L••no longer reported | Hedge Fund | $90.0M | 0 | Mar 29, 2019 |
| M••••••• T••••••• L•• V••••••••• C••••• F••• I• A• L• | Hedge Fund | $81.4M | 1 | Mar 28, 2024 |
| M••••••• M•••• A•••• C••••• F••• L• | Hedge Fund | $81.1M | 10 | Apr 15, 2021 |
| M••••••• C•• E••••• F••• I• L• | Private Equity Fund | $67.9M | 8 | Mar 28, 2024 |
| M••••••• T••••••• S•••••••• F•••• L• | Hedge Fund | $63.2M | 3 | Feb 21, 2023 |
| M••••••• T••••••• D••••••••• F••• A• L• | Hedge Fund | $60.0M | 1 | Mar 28, 2024 |
| M••••••• C••••• I•• I• L• | Hedge Fund | $57.4M | 2 | Mar 30, 2017 |
| M••••••• A••••••• R••••• T••••• F••• I• L•no longer reported | Hedge Fund | $42.7M | 2 | Dec 1, 2014 |
| M••••••• C••••• F•••• F••• I• L• | Hedge Fund | $21.0M | 2 | Mar 30, 2012 |
| M••••••• C••••• O••••••••• M••••• F•••• L• | Hedge Fund | $18.7M | 65 | Mar 30, 2012 |
| M••••••• T••••••• C••••• F••• I•• L•no longer reported | Hedge Fund | $5.3M | 31 | Aug 27, 2018 |
| N•• M•••••• F•••• S••• S••••••••• P•••••••• 1••no longer reported | Hedge Fund | $2.2M | 1 | Mar 30, 2018 |
| N•• M•••••• F•••• S•• • S••••••••• P•••••••• 1••no longer reported | Hedge Fund | $2.2M | 5 | May 24, 2017 |
| M••••••• C•• I•• L• | Securitized Asset Fund | $1.1M | 7 | Mar 30, 2015 |
| M••••••• A••••••• R••••• O••••••• I••••••••• F•••• L• | Hedge Fund | $12,453 | 2 | Apr 1, 2013 |
| M••••••• C••••• O••••••••• I••••••••• O••••••• F•••• L• | Hedge Fund | $12,451 | 2 | Mar 30, 2012 |
| M••••••• A••••••• R••••• C••••• O••••••• F•••• L•• | Hedge Fund | $0 | 5 | Apr 1, 2013 |
| M••••••• C••••• O••••••••• O••••••• F•••• L•• | Hedge Fund | $0 | 11 | Mar 30, 2012 |
| M••••••• C•• I• L• | Securitized Asset Fund | $0 | 12 | Apr 1, 2013 |
| M••••••• C••••• O••••••••• F•••• L• | Hedge Fund | $0 | 52 | Mar 30, 2012 |
| M••••••• A••••••• R••••• C••••• F•••• L• | Hedge Fund | $0 | 30 | Mar 30, 2012 |
| M••••••• S••••• F••••••• R••• F••• O•••••••• L••••no longer reported | Hedge Fund | $0 | 0 | Mar 29, 2019 |
| M••••••• T••••••• C••••• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | Aug 11, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C••••• D•••• M• W• · Chief Investment Officercontrolsince 06/2019 · owns less than 5%
- H•••••• D••••••• L•• · Chief Compliance Officercontrolsince 04/2009 · owns less than 5%
- S•••••••• S•••••• A••• · Presidentcontrolsince 03/2009 · owns less than 5%
- S•••••• A•••••• L••••••• · Chief Financial Officercontrolsince 04/2009 · owns less than 5%
- V•••••• J••••• E••••• · Ceocontrolsince 03/2009 · owns less than 5%
- V•••••• J••••• E••••• · Shareholdercontrolsince 01/2003 · owns F of Ultramar Capital, Ltd.
- V•••••• J••••• E••••• · Limited Partnercontrolsince 10/2021 · owns 50% to 75% of Midocean Manager Feeder, LP
Entity owners
- M••••••• M•••••• H•••••••• L• · Limited Partnerdirect · owns 75% or more
- U••••••• C••••• H•••••••• L•• · General Partnerdirect · owns less than 5%
- M••••••• H••••••• L•• · General Partnerindirect · owns F of Midocean Manager Feeder, LP
- M••••••• H••••••• L•• · General Partnerindirect · owns F of Midocean Manager Holdings, LP
- M••••••• M•••••• F•••••• L• · Limited Partnerindirect · owns 75% or more of Midocean Manager Holdings, LP
- M••••••• M•••••• H•••••••• L• · Limited Partnerindirect · owns 75% or more of Midocean Manager Holdings, LP
- U••••••• C••••••• L••• · Shareholderindirect · owns F of Ultramar Credit Holdings, Ltd
Related persons
Schedule D 7.A
- M••••••• C••••• O••••••••• F••• G•• L•pooled vehicle sponsorn
- M••••••• A••••••• R••••• C••••• F••• G•• L•pooled vehicle sponsorn
- M••••••• A••••••••• I• L•pooled vehicle sponsorn
- M••••••• A••••••••• S••• M••••••• P••••••• S••••••••• P••••••••pooled vehicle sponsorn
- M••••••• A••••••••• S••• M••••••• P••••••• S••••••••• P•••••••• I•pooled vehicle sponsorn
- M••••••• A••••••••• S••• M••••••• P••••••• S••••••••• P•••••••• I••pooled vehicle sponsorn
- M••••••• A••••••••• V• L•pooled vehicle sponsorn
- M••••••• A••••••••• V•• L•pooled vehicle sponsorn
- M••••••• C•• E••••• F••• I• A••••••••• L•pooled vehicle sponsorn
- M••••••• C••••• O••••••••• I•• G•• L•pooled vehicle sponsorn
- M••••••• M•••• A•••• C••••• F••• G•• L••pooled vehicle sponsorn
- M••••••• T••••••• C••••• F••• I•• G•• L•pooled vehicle sponsorn
- M••••••• T••••••• D••••••••• F••• A• G•• L•pooled vehicle sponsorn
- M••••••• T••••••• L•• V••••••••• C••••• F••• I• G•• L•pooled vehicle sponsorn
- M••••••• T••••••• S•••••••• F••• G•• L•pooled vehicle sponsorn
- M••••••• U• A•••••• H•••••••• L••pooled vehicle sponsorn
- Midocean US Advisor, L.P.investment adviserpooled vehicle sponsornRAUM $3.7B
Advisers that list M••••••• C••••• P••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL3 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 2, 2026
- Private funds · 46 to unsetMar 31, 2026 to Sep 2, 2026
- Succession · false to unsetMar 31, 2026 to Sep 2, 2026
- Accounts · 32 to 40Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 22 to 23Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 27 to 35Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $8.1B to $8.5BMar 31, 2025 to Mar 31, 2026
- Employees · 44 to 45Mar 31, 2025 to Mar 31, 2026
- Private funds · 33 to 46Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.1B to $8.5BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $7.5B to $7.9BMar 31, 2025 to Mar 31, 2026
- RAUM · $8.1B to $8.5BMar 31, 2025 to Mar 31, 2026
- Accounts · 31 to 32Jun 10, 2024 to Mar 31, 2025
- Pooled vehicle clients · 26 to 27Jun 10, 2024 to Mar 31, 2025
- Assets in custody · unset to 8103591462.0Jun 10, 2024 to Mar 31, 2025
- Custody of client assets · false to trueJun 10, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jun 10, 2024 to Mar 31, 2025
- Private funds · 29 to 33Jun 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $7.9B to $8.1BJun 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $7.4B to $7.5BJun 10, 2024 to Mar 31, 2025
- RAUM · $7.9B to $8.1BJun 10, 2024 to Mar 31, 2025
- Accounts · 32 to 31Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 17 to 22Mar 31, 2023 to Mar 28, 2024
- Corporate clients · 3 to 4Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 28 to 26Mar 31, 2023 to Mar 28, 2024
- Employees · 37 to 44Mar 31, 2023 to Mar 28, 2024
- Private funds · 26 to 29Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $8.5B to $7.9BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $8.1B to $7.4BMar 31, 2023 to Mar 28, 2024
- RAUM · $8.5B to $7.9BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 19 to 17Feb 21, 2023 to Mar 31, 2023
- Corporate clients · 5 to 3Feb 21, 2023 to Mar 31, 2023
- Pooled vehicle clients · 27 to 28Feb 21, 2023 to Mar 31, 2023
- Private funds · 29 to 26Feb 21, 2023 to Mar 31, 2023
- Discretionary RAUM · $8.9B to $8.5BFeb 21, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $4.4M to $0Feb 21, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $8.6B to $8.1BFeb 21, 2023 to Mar 31, 2023
- RAUM · $8.9B to $8.5BFeb 21, 2023 to Mar 31, 2023
- Private funds · 27 to 29Oct 20, 2022 to Feb 21, 2023
- Private funds · 26 to 27Mar 31, 2022 to Aug 2, 2022
Signals
2 dated events
- M W Dana Carey (Chief Investment Officer) appeared on Schedule A of Midocean Credit PartnersJun 4, 2019 · Control person joined · fact
- Midocean Credit Partners reported RAUM $8.5B, up 58% from $5.4B (2018-03-01 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Midocean Credit Partners · Independent Sponsorsshared crd · capital_provider
- Midocean Credit Partners · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/midocean-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MIDOCEANPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-497-1400reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026