DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• G•••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Dec 9, 2009
RAUM
$647M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$647M as of Mar 30, 2026
Mar 30, 2012$700M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)6 as of Mar 30, 2026
Mar 25, 201313 then
Private funds21 as of Mar 30, 2026
Mar 30, 20127 then
RAUM -3.4% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $30.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $647M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$647M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $647M for 21 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• G•••••• M••••• F••• I• L••• | Hedge Fund | $276M | 49 | Mar 30, 2018 |
| S••••••• G•••••• F••• I• L••• | Hedge Fund | $146M | 30 | Mar 30, 2018 |
| P• S••••••• G•••••• L••• | Hedge Fund | $129M | 23 | Mar 31, 2015 |
| E••• M••••• S•• L••• | Hedge Fund | $106M | 33 | Mar 31, 2017 |
| E••• S•• L••• | Hedge Fund | $104M | 32 | Mar 31, 2017 |
| S••••••• G•••••• O••••••• F••• I• L••• | Hedge Fund | $103M | 18 | Mar 30, 2018 |
| S• S•••••• S••••••••• F••• L••• | Private Equity Fund | $87.6M | 18 | Mar 30, 2018 |
| S••••••• B••••••••• I• L•••no longer reported | Hedge Fund | $69.8M | 1 | Mar 31, 2014 |
| S••••••• G•••••• M••••• F••• L••• | Hedge Fund | $62.2M | 16 | Mar 30, 2012 |
| S••••••• G•••••• O••••••• F••• L••• | Hedge Fund | $45.7M | 1 | Mar 30, 2012 |
| S••••••• G•••••• F•••• F••• L••• | Hedge Fund | $35.6M | 12 | Mar 30, 2012 |
| S••••••• G•••••• F•••• O••••••• F••• L••• | Hedge Fund | $23.6M | 4 | Mar 30, 2018 |
| C•••••••• N••• M•••• L•• | Private Equity Fund | $19.5M | 29 | Nov 27, 2019 |
| S•• F••• I• L•• | Private Equity Fund | $11.7M | 20 | Nov 27, 2019 |
| S• I•• F••• L•••no longer reported | Hedge Fund | $7.0M | 1 | Mar 30, 2012 |
| S••••••• R••••••••• H••••••• L••• | Hedge Fund | $5.3M | 2 | Mar 31, 2015 |
| S••••••• R••••••••• H••••••• L••• | Hedge Fund | $5.1M | 1 | Mar 31, 2015 |
| S••••••• G•••••• F••• L••• | Hedge Fund | $4.4M | 15 | Mar 30, 2012 |
| S• T••••••• C••••• F••• L• | Hedge Fund | $3.8M | 3 | Mar 28, 2024 |
| S•• F••• I•• L• | Private Equity Fund | $3.4M | 6 | Nov 27, 2019 |
| S••• H••••••• L•• | Hedge Fund | $3.0M | 13 | Nov 27, 2019 |
| S••••••• G•••••• O• M••••• F••• L•••no longer reported | Hedge Fund | $2.4M | 23 | Mar 30, 2012 |
| S••••••• B••••••••• I• L•••no longer reported | Hedge Fund | $2.3M | 2 | Mar 31, 2014 |
| S•• F••••• F••• I•• L• | Private Equity Fund | $2.3M | 2 | Nov 27, 2019 |
| S••••••• G•••••• O• O••••••• F••• L•••no longer reported | Hedge Fund | $800,000 | 22 | Mar 30, 2012 |
| R••••••• C••••••••• H••••••• L•••no longer reported | Hedge Fund | $600,000 | 9 | Mar 31, 2014 |
| S••••••• B••••••••• M••••• F••• L•••no longer reported | Hedge Fund | $500,000 | 6 | Mar 31, 2014 |
| R••••••• C••••••••• H••••••• L•••no longer reported | Hedge Fund | $500,000 | 13 | Mar 31, 2014 |
| S••••••• B••••••••• I•• L•••no longer reported | Hedge Fund | $300,000 | 1 | Mar 31, 2014 |
| S••••••• B••••••••• L•••no longer reported | Hedge Fund | $200,000 | 3 | Mar 31, 2014 |
| S•• C••••••••• F••• L• | Hedge Fund | $0 | 2 | Nov 27, 2019 |
| G•••••• R••••• H••••••• L•••no longer reported | Hedge Fund | $0 | 9 | Mar 31, 2015 |
| S••••••• R••••• H••••••• L•••no longer reported | Hedge Fund | $0 | 5 | Mar 30, 2016 |
| S••• H••••••• I•• L•• | Hedge Fund | $0 | 1 | Nov 27, 2019 |
| S••••••• R••••• H••••••• L•••no longer reported | Hedge Fund | $0 | 7 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- K••• S•••••••• •••• · Ceo & Cio, Managing Partnercontrolsince 11/2007 · owns less than 5%
- M••••• J•••••• D••••• · Chief Financial Officer, Chief Compliance Officercontrolsince 05/2009 · owns less than 5%
- K••• S•••••••• •••• · Sole Membercontrolsince 11/2007 · owns 75% or more of A••• A••••••••• H••••••• L••
Entity owners
- A••• A••••••••• H••••••• L•• · Memberindirect · owns 50% to 75% of S••••••• G•••••• H••••••• L•••
- S••••••• G•••••• S• C•••• · G•••••• Partnerindirect · owns F of S••••••• G•••••• H••••••• L•••
- S••••••• G•••••• H••••••• L••• · G•••••• Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
- S• S•••••• S••••••••• G•• L••pooled vehicle sponsorn
- S••• L••pooled vehicle sponsorn
- S••••••• G•••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $670M to $647MMay 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $670M to $647MMay 6, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $670M to $647MMay 6, 2025 to Mar 30, 2026
- RAUM · $670M to $647MMay 6, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 29, 2025 to May 6, 2025
- Accounts · 22 to 21May 13, 2024 to Apr 29, 2025
- Advisory employees · 2 to 1May 13, 2024 to Apr 29, 2025
- Pooled vehicle clients · 22 to 21May 13, 2024 to Apr 29, 2025
- Assets in custody · $711M to $670MMay 13, 2024 to Apr 29, 2025
- Employees · 7 to 6May 13, 2024 to Apr 29, 2025
- Private funds · 22 to 21May 13, 2024 to Apr 29, 2025
- Discretionary RAUM · $711M to $670MMay 13, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $711M to $670MMay 13, 2024 to Apr 29, 2025
- RAUM · $711M to $670MMay 13, 2024 to Apr 29, 2025
- Accounts · 21 to 22Apr 28, 2023 to Mar 28, 2024
- Advisory employees · 7 to 2Apr 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 21 to 22Apr 28, 2023 to Mar 28, 2024
- Assets in custody · $1.1B to $711MApr 28, 2023 to Mar 28, 2024
- Employees · 18 to 7Apr 28, 2023 to Mar 28, 2024
- Private funds · 21 to 22Apr 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $711MApr 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $711MApr 28, 2023 to Mar 28, 2024
- RAUM · $1.1B to $711MApr 28, 2023 to Mar 28, 2024
- Assets in custody · $1.6B to $1.1BMay 10, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.6B to $1.1BMay 10, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.6B to $1.1BMay 10, 2022 to Mar 30, 2023
- RAUM · $1.6B to $1.1BMay 10, 2022 to Mar 30, 2023
- Accounts · 22 to 21May 26, 2021 to Mar 31, 2022
- Advisory employees · 8 to 7May 26, 2021 to Mar 31, 2022
- Charity clients · 1.0 to unsetMay 26, 2021 to Mar 31, 2022
- Pooled vehicle clients · 20 to 21May 26, 2021 to Mar 31, 2022
- Assets in custody · $1.8B to $1.6BMay 26, 2021 to Mar 31, 2022
- Employees · 17 to 18May 26, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.8B to $1.6BMay 26, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.7B to $1.6BMay 26, 2021 to Mar 31, 2022
- RAUM · $1.8B to $1.6BMay 26, 2021 to Mar 31, 2022
- Accounts · 25 to 22May 21, 2020 to Mar 31, 2021
- Pooled vehicle clients · 24 to 20May 21, 2020 to Mar 31, 2021
- Assets in custody · $1.6B to $1.8BMay 21, 2020 to Mar 31, 2021
- Employees · 18 to 17May 21, 2020 to Mar 31, 2021
Signals
4 dated events
- S••••••• G•••••• L••• reported RAUM $710.5M, down 35% from $1.1B (2023-04-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Debra Gail Steiner (General Counsel/Chief Compliance Officer) no longer on Schedule A of S••••••• G•••••• L••• (listed 2023-04-28, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- S••••••• G•••••• L••• reported RAUM $1.1B, down 29% from $1.6B (2022-05-10 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- S••••••• G•••••• L••• reported RAUM $1.8B, up 65% from $1.1B (2019-05-17 to 2019-11-27)Nov 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S••••••• G•••••• L••• · Independent Sponsorsshared crd · capital_provider
- S••••••• G•••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S•••••••G••••••LP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-257-4701reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026