DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S••••••• G•••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 151831SEC 801-70853websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 31 filings
SEC status approved since Dec 9, 2009
RAUM
$647M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$647M as of Mar 30, 2026
Mar 30, 2012$700M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)6 as of Mar 30, 2026
Mar 25, 201313 then
Private funds21 as of Mar 30, 2026
Mar 30, 20127 then
RAUM -3.4% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$30.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$647M, 21 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$647M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
21reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$647M for 21 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      35 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S••••••• G•••••• M••••• F••• I• L•••Hedge Fund$276M49Mar 30, 2018
      S••••••• G•••••• F••• I• L•••Hedge Fund$146M30Mar 30, 2018
      P• S••••••• G•••••• L•••Hedge Fund$129M23Mar 31, 2015
      E••• M••••• S•• L•••Hedge Fund$106M33Mar 31, 2017
      E••• S•• L•••Hedge Fund$104M32Mar 31, 2017
      S••••••• G•••••• O••••••• F••• I• L•••Hedge Fund$103M18Mar 30, 2018
      S• S•••••• S••••••••• F••• L•••Private Equity Fund$87.6M18Mar 30, 2018
      S••••••• B••••••••• I• L•••no longer reportedHedge Fund$69.8M1Mar 31, 2014
      S••••••• G•••••• M••••• F••• L•••Hedge Fund$62.2M16Mar 30, 2012
      S••••••• G•••••• O••••••• F••• L•••Hedge Fund$45.7M1Mar 30, 2012
      S••••••• G•••••• F•••• F••• L•••Hedge Fund$35.6M12Mar 30, 2012
      S••••••• G•••••• F•••• O••••••• F••• L•••Hedge Fund$23.6M4Mar 30, 2018
      C•••••••• N••• M•••• L••Private Equity Fund$19.5M29Nov 27, 2019
      S•• F••• I• L••Private Equity Fund$11.7M20Nov 27, 2019
      S• I•• F••• L•••no longer reportedHedge Fund$7.0M1Mar 30, 2012
      S••••••• R••••••••• H••••••• L•••Hedge Fund$5.3M2Mar 31, 2015
      S••••••• R••••••••• H••••••• L•••Hedge Fund$5.1M1Mar 31, 2015
      S••••••• G•••••• F••• L•••Hedge Fund$4.4M15Mar 30, 2012
      S• T••••••• C••••• F••• L•Hedge Fund$3.8M3Mar 28, 2024
      S•• F••• I•• L•Private Equity Fund$3.4M6Nov 27, 2019
      S••• H••••••• L••Hedge Fund$3.0M13Nov 27, 2019
      S••••••• G•••••• O• M••••• F••• L•••no longer reportedHedge Fund$2.4M23Mar 30, 2012
      S••••••• B••••••••• I• L•••no longer reportedHedge Fund$2.3M2Mar 31, 2014
      S•• F••••• F••• I•• L•Private Equity Fund$2.3M2Nov 27, 2019
      S••••••• G•••••• O• O••••••• F••• L•••no longer reportedHedge Fund$800,00022Mar 30, 2012
      R••••••• C••••••••• H••••••• L•••no longer reportedHedge Fund$600,0009Mar 31, 2014
      S••••••• B••••••••• M••••• F••• L•••no longer reportedHedge Fund$500,0006Mar 31, 2014
      R••••••• C••••••••• H••••••• L•••no longer reportedHedge Fund$500,00013Mar 31, 2014
      S••••••• B••••••••• I•• L•••no longer reportedHedge Fund$300,0001Mar 31, 2014
      S••••••• B••••••••• L•••no longer reportedHedge Fund$200,0003Mar 31, 2014
      S•• C••••••••• F••• L•Hedge Fund$02Nov 27, 2019
      G•••••• R••••• H••••••• L•••no longer reportedHedge Fund$09Mar 31, 2015
      S••••••• R••••• H••••••• L•••no longer reportedHedge Fund$05Mar 30, 2016
      S••• H••••••• I•• L••Hedge Fund$01Nov 27, 2019
      S••••••• R••••• H••••••• L•••no longer reportedHedge Fund$07Mar 30, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • K••• S•••••••• •••• · Ceo & Cio, Managing Partnercontrol
        since 11/2007 · owns less than 5%
      • M••••• J•••••• D••••• · Chief Financial Officer, Chief Compliance Officercontrol
        since 05/2009 · owns less than 5%
      • K••• S•••••••• •••• · Sole Membercontrol
        since 11/2007 · owns 75% or more of A••• A••••••••• H••••••• L••
      Entity owners
      • A••• A••••••••• H••••••• L•• · Member
        indirect · owns 50% to 75% of S••••••• G•••••• H••••••• L•••
      • S••••••• G•••••• S• C•••• · G•••••• Partner
        indirect · owns F of S••••••• G•••••• H••••••• L•••
      • S••••••• G•••••• H••••••• L••• · G•••••• Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $670M to $647M
        May 6, 2025 to Mar 30, 2026
      • Discretionary RAUM · $670M to $647M
        May 6, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $670M to $647M
        May 6, 2025 to Mar 30, 2026
      • RAUM · $670M to $647M
        May 6, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Apr 29, 2025 to May 6, 2025
      • Accounts · 22 to 21
        May 13, 2024 to Apr 29, 2025
      • Advisory employees · 2 to 1
        May 13, 2024 to Apr 29, 2025
      • Pooled vehicle clients · 22 to 21
        May 13, 2024 to Apr 29, 2025
      • Assets in custody · $711M to $670M
        May 13, 2024 to Apr 29, 2025
      • Employees · 7 to 6
        May 13, 2024 to Apr 29, 2025
      • Private funds · 22 to 21
        May 13, 2024 to Apr 29, 2025
      • Discretionary RAUM · $711M to $670M
        May 13, 2024 to Apr 29, 2025
      • Pooled vehicle RAUM · $711M to $670M
        May 13, 2024 to Apr 29, 2025
      • RAUM · $711M to $670M
        May 13, 2024 to Apr 29, 2025
      • Accounts · 21 to 22
        Apr 28, 2023 to Mar 28, 2024
      • Advisory employees · 7 to 2
        Apr 28, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 21 to 22
        Apr 28, 2023 to Mar 28, 2024
      • Assets in custody · $1.1B to $711M
        Apr 28, 2023 to Mar 28, 2024
      • Employees · 18 to 7
        Apr 28, 2023 to Mar 28, 2024
      • Private funds · 21 to 22
        Apr 28, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.1B to $711M
        Apr 28, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.1B to $711M
        Apr 28, 2023 to Mar 28, 2024
      • RAUM · $1.1B to $711M
        Apr 28, 2023 to Mar 28, 2024
      • Assets in custody · $1.6B to $1.1B
        May 10, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.6B to $1.1B
        May 10, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.6B to $1.1B
        May 10, 2022 to Mar 30, 2023
      • RAUM · $1.6B to $1.1B
        May 10, 2022 to Mar 30, 2023
      • Accounts · 22 to 21
        May 26, 2021 to Mar 31, 2022
      • Advisory employees · 8 to 7
        May 26, 2021 to Mar 31, 2022
      • Charity clients · 1.0 to unset
        May 26, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 20 to 21
        May 26, 2021 to Mar 31, 2022
      • Assets in custody · $1.8B to $1.6B
        May 26, 2021 to Mar 31, 2022
      • Employees · 17 to 18
        May 26, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.8B to $1.6B
        May 26, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.7B to $1.6B
        May 26, 2021 to Mar 31, 2022
      • RAUM · $1.8B to $1.6B
        May 26, 2021 to Mar 31, 2022
      • Accounts · 25 to 22
        May 21, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 24 to 20
        May 21, 2020 to Mar 31, 2021
      • Assets in custody · $1.6B to $1.8B
        May 21, 2020 to Mar 31, 2021
      • Employees · 18 to 17
        May 21, 2020 to Mar 31, 2021
      Signals
      4 dated events
      • S••••••• G•••••• L••• reported RAUM $710.5M, down 35% from $1.1B (2023-04-28 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • Debra Gail Steiner (General Counsel/Chief Compliance Officer) no longer on Schedule A of S••••••• G•••••• L••• (listed 2023-04-28, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • S••••••• G•••••• L••• reported RAUM $1.1B, down 29% from $1.6B (2022-05-10 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • S••••••• G•••••• L••• reported RAUM $1.8B, up 65% from $1.1B (2019-05-17 to 2019-11-27)
        Nov 27, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      S•••••••G••••••LP.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-257-4701reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026