DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• D•• A•••••••• R•••
Legal name G•• S•••••• L••
Latest filing Aug 10, 2026
First filing on the tape Mar 19, 2012 · 23 filings
SEC status approved since Oct 8, 2021
RAUM
$154M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
93%
$143M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$76.8M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$154M as of Aug 10, 2026
Mar 19, 2012$27.0M then
HNW client RAUM$95.0M as of Aug 10, 2026
Mar 11, 2022$75.6M then
State-registered IARs (5.B.3)2 as of Aug 10, 2026
Mar 19, 20120 then
Employees (5.A)3 as of Aug 10, 2026
Mar 20, 20131 then
Private funds: no history
RAUM +17% over the last fiscal year+21% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $76.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 161derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $248,502derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 5.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.6%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$95.0M62%
- Individuals$47.6M31%
- Insurance companies$8.5M5.5%
- Other investment advisers$2.5M1.6%
- Individual clients
- 246reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 618reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.93 fund_share=0.02 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• H•••••••• | Cranston, Ri | May 17, 2010 | 34 y | 2 |
| G••••• H•••••••• | Cranston, Ri | Dec 4, 2020 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• H•••••••• from G••••• E••••• A•••••••• L••May 17, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• E••••• · Chief Compliance Officer, Managing Membercontrolsince 10/2009 · owns 50% to 75%
- H••••••••• P••••••• · Chief Financial Officercontrolsince 10/2009 · owns 25% to 50%
- H••••••••• G••••• · Life Insurance Specialist/Research Analystsince 12/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cranston, Ri · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 609 to 618Mar 25, 2025 to Mar 24, 2026
- HNW clients · 59 to 75Mar 25, 2025 to Mar 24, 2026
- Individual clients · 281 to 246Mar 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $130M to $143MMar 25, 2025 to Mar 24, 2026
- HNW RAUM · $65.0M to $95.0MMar 25, 2025 to Mar 24, 2026
- Individual RAUM · $64.9M to $47.6MMar 25, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $1.5M to $11.0MMar 25, 2025 to Mar 24, 2026
- RAUM · $131M to $154MMar 25, 2025 to Mar 24, 2026
- Accounts · 522 to 609Dec 5, 2024 to Mar 25, 2025
- Advisory activities · 5 to 4Dec 5, 2024 to Mar 25, 2025
- Business name · A•••• D•• A••••••• to A•••• D•• A•••••••• R•••Dec 5, 2024 to Mar 25, 2025
- HNW clients · 30 to 59Dec 5, 2024 to Mar 25, 2025
- Individual clients · 138 to 281Dec 5, 2024 to Mar 25, 2025
- Employees · 2 to 3Dec 5, 2024 to Mar 25, 2025
- Insurance-licensed employees · 1 to 0Dec 5, 2024 to Mar 25, 2025
- Financial planning clients · 1-10 to 0Dec 5, 2024 to Mar 25, 2025
- Discretionary RAUM · $163M to $130MDec 5, 2024 to Mar 25, 2025
- HNW RAUM · $61.0M to $65.0MDec 5, 2024 to Mar 25, 2025
- Individual RAUM · $40.6M to $64.9MDec 5, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $5.5M to $1.5MDec 5, 2024 to Mar 25, 2025
- RAUM · $168M to $131MDec 5, 2024 to Mar 25, 2025
- HQ city · unset to CRANSTONOct 1, 2024 to Dec 5, 2024
- HQ state · unset to RIOct 1, 2024 to Dec 5, 2024
- Other offices · 0 to 1Oct 1, 2024 to Dec 5, 2024
- Business name · G•••••••• A••••••• to A•••• D•• A•••••••Jul 22, 2024 to Oct 1, 2024
- Accounts · 687 to 522Apr 11, 2023 to Mar 27, 2024
- HNW clients · 32 to 30Apr 11, 2023 to Mar 27, 2024
- Individual clients · 140 to 138Apr 11, 2023 to Mar 27, 2024
- Discretionary RAUM · $80.5M to $163MApr 11, 2023 to Mar 27, 2024
- HNW RAUM · $13.4M to $61.0MApr 11, 2023 to Mar 27, 2024
- Individual RAUM · $20.1M to $40.6MApr 11, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $5.2M to $5.5MApr 11, 2023 to Mar 27, 2024
- RAUM · $85.7M to $168MApr 11, 2023 to Mar 27, 2024
- Accounts · 140 to 687Mar 11, 2022 to Mar 27, 2023
- HNW clients · 36 to 32Mar 11, 2022 to Mar 27, 2023
- Individual clients · 103 to 140Mar 11, 2022 to Mar 27, 2023
- Discretionary RAUM · $110M to $80.5MMar 11, 2022 to Mar 27, 2023
- HNW RAUM · $75.6M to $13.4MMar 11, 2022 to Mar 27, 2023
- Individual RAUM · $34.4M to $20.1MMar 11, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $6.0M to $5.2MMar 11, 2022 to Mar 27, 2023
Signals
1 dated events
- G•••••••• A••••••• filed its initial SEC registration (Form ADV)Sep 15, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/geasphere-llc/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- A••••DOGADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 401-351-4900reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026