DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gladius Capital Management LP
Latest filing Mar 24, 2026
First filing on the tape Apr 4, 2012 · 35 filings
SEC status approved since Dec 7, 2009
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$2.9B as of Mar 24, 2026
Apr 4, 2012$1.6B then
HNW client RAUM$0 as of Mar 24, 2026
Mar 23, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Apr 4, 20120 then
Employees (5.A)14 as of Mar 24, 2026
Apr 1, 201313 then
Private funds4 as of Mar 24, 2026
Apr 4, 20122 then
RAUM -5.8% over the last fiscal year+1.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $360MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $2.7B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.9B100%
- Pension and profit-sharing plans$9.4M0.3%
- Investment companies$1.0M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.7B for 3 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Aconcagua Capital Strategies Fund LLC | Hedge Fund | $2.2B | 2 | Apr 4, 2012 |
| Alvarium Capital Strategies Fund LLC | Hedge Fund | $309M | 2 | Aug 12, 2016 |
| Gladius Arx Fund LLC | Hedge Fund | $252M | 5 | May 7, 2014 |
| Gladius Capital Master Fund L.P. | Hedge Fund | $245M | 8 | Feb 23, 2021 |
| Valhalla Capital Strategies Fund LLC - Series 1no longer reported | Hedge Fund | $136M | 1 | Aug 28, 2013 |
| Valhalla Capital Strategies Fund LLC - Series 2no longer reported | Hedge Fund | $96.1M | 1 | Aug 28, 2013 |
| Gladius Venator Fund LPno longer reported | Hedge Fund | $55.7M | 10 | Feb 24, 2017 |
| Valhalla Capital Strategies Fund LLC - Series 3no longer reported | Hedge Fund | $6.2M | 1 | Aug 28, 2013 |
| Gladius Volatility Opportunities Master Fund L.P.no longer reported | Hedge Fund | $90,527 | 5 | Apr 4, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Scott Reagan Ammann · Chief Risk Officer & Limited Partnercontrolsince 07/2009 · owns less than 5%
- Simon Eric Magac · Chief Operating Officer / Chief Compliance Officercontrolsince 01/2012 · owns less than 5%
- Singh Pavandeep Sethi · Chief Executive Officer/Chief Investment Officer & Limited Partnercontrolsince 09/2008 · owns 75% or more
- Singh Pavandeep Sethi · Membercontrolsince 09/2008 · owns 75% or more of Gladius Investment Group LLC
Entity owners
- Gladius Investment Group LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Gladius Capital Gp LLCpooled vehicle sponsorn
- Gladius Holdings LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Stamford, CT2 employees
- Park City, UT1 employees
What changed
consecutive filings, newest first
- Accounts · 10 to 8Mar 28, 2025 to Mar 24, 2026
- Advisory activities · 2 to 3Mar 28, 2025 to Mar 24, 2026
- Charity clients · 2.0 to unsetMar 28, 2025 to Mar 24, 2026
- Pension plan clients · 2 to 1Mar 28, 2025 to Mar 24, 2026
- Assets in custody · $2.7B to $2.7BMar 28, 2025 to Mar 24, 2026
- Employees · 13 to 14Mar 28, 2025 to Mar 24, 2026
- Discretionary RAUM · $3.1B to $2.9BMar 28, 2025 to Mar 24, 2026
- Pension RAUM · $163M to $9.4MMar 28, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $2.9B to $2.9BMar 28, 2025 to Mar 24, 2026
- RAUM · $3.1B to $2.9BMar 28, 2025 to Mar 24, 2026
- Advisory employees · 7 to 6Mar 27, 2024 to Mar 28, 2025
- Pension plan clients · 1 to 2Mar 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 7 to 6Mar 27, 2024 to Mar 28, 2025
- Assets in custody · $2.8B to $2.7BMar 27, 2024 to Mar 28, 2025
- Employees · 14 to 13Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- HQ city · CHICAGO to PARK CITYMar 27, 2024 to Mar 28, 2025
- HQ state · IL to UTMar 27, 2024 to Mar 28, 2025
- Other offices · 2 to 1Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.1B to $3.1BMar 27, 2024 to Mar 28, 2025
- Pension RAUM · $14.4M to $163MMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.1B to $2.9BMar 27, 2024 to Mar 28, 2025
- RAUM · $3.1B to $3.1BMar 27, 2024 to Mar 28, 2025
- Accounts · 11 to 10Nov 21, 2023 to Mar 27, 2024
- Advisory employees · 8 to 7Nov 21, 2023 to Mar 27, 2024
- Pension plan clients · 2 to 1Nov 21, 2023 to Mar 27, 2024
- Assets in custody · $2.4B to $2.8BNov 21, 2023 to Mar 27, 2024
- Employees · 16 to 14Nov 21, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.8B to $3.1BNov 21, 2023 to Mar 27, 2024
- Pension RAUM · $160M to $14.4MNov 21, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.6B to $3.1BNov 21, 2023 to Mar 27, 2024
- RAUM · $2.8B to $3.1BNov 21, 2023 to Mar 27, 2024
- Advisory employees · 12 to 8Nov 10, 2022 to Mar 28, 2023
- Assets in custody · $2.3B to $2.4BNov 10, 2022 to Mar 28, 2023
- Employees · 17 to 16Nov 10, 2022 to Mar 28, 2023
- Discretionary RAUM · $2.8B to $2.8BNov 10, 2022 to Mar 28, 2023
- Pension RAUM · $363M to $160MNov 10, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $2.4B to $2.6BNov 10, 2022 to Mar 28, 2023
- RAUM · $2.8B to $2.8BNov 10, 2022 to Mar 28, 2023
- Employees · 16 to 17Mar 24, 2022 to Apr 19, 2022
Signals
3 dated events
- Parejko Denise Skweres (Chief Compliance Officer) no longer on Schedule A of Gladius Capital Management Lp (listed 2023-03-28, absent 2023-11-17)Nov 17, 2023 · Control person left · inference
- Parejko Denise Skweres (Chief Compliance Officer) appeared on Schedule A of Gladius Capital Management LpApr 19, 2022 · Control person joined · fact
- Healy Colleen Farrell (Chief Financial Officer) no longer on Schedule A of Gladius Capital Management Lp (listed 2019-03-28, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gladius-capital-management-lpreportedpublic record, Form ADV, Sep 17, 2026
- Website
- gladiusgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-348-5900reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026