DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• I••••••••• A••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 11, 2025 · 3 filings
SEC status approved since Mar 7, 2025
RAUM
$119M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$116M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$29.7M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$119M as of Mar 30, 2026
Mar 11, 2025$107M then
HNW client RAUM$107M as of Mar 30, 2026
Mar 11, 2025$102M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 11, 20253 then
Employees (5.A)4 as of Mar 30, 2026
Mar 11, 20254 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $29.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +24%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$107M90%
- Individuals$8.6M7.3%
- Investment companies$3.1M2.6%
- Individual clients
- 27reported
- HNW clients
- 50reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 80reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.97 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• G••••• B••• | Tiburon, Ca | Jan 26, 2022 | 25 y | 0 |
| G•••••• H••••• S•••• | Tiburon, Ca | May 11, 2022 | 20 y | 0 |
| B•••• J•••• S••••• | Tiburon, Ca | Sep 29, 2022 | 15 y | 0 |
| D•••• A••••• B•••Chartered Financial Analyst | Yuba City, Ca | Jul 10, 2024 | 38 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• D••••• A••••• · Ceocontrolsince 09/2009 · owns 50% to 75%
- B•••• R•••••• G••••• · Chief Compliance Officersince 12/2021 · owns 10% to 25%
- S••••• G••••••• H••••• · Director Of Researchsince 04/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tiburon, Ca | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 89 to 80Oct 6, 2025 to Mar 30, 2026
- Corporate clients · 4 to 0Oct 6, 2025 to Mar 30, 2026
- HNW clients · 52 to 50Oct 6, 2025 to Mar 30, 2026
- Individual clients · 33 to 27Oct 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $127M to $119MOct 6, 2025 to Mar 30, 2026
- HNW RAUM · $114M to $107MOct 6, 2025 to Mar 30, 2026
- Individual RAUM · $8.5M to $8.6MOct 6, 2025 to Mar 30, 2026
- RAUM · $127M to $119MOct 6, 2025 to Mar 30, 2026
- Accounts · 96 to 89Mar 11, 2025 to Oct 6, 2025
- Corporate clients · 2 to 4Mar 11, 2025 to Oct 6, 2025
- HNW clients · 49 to 52Mar 11, 2025 to Oct 6, 2025
- Individual clients · 13 to 33Mar 11, 2025 to Oct 6, 2025
- Discretionary RAUM · $107M to $127MMar 11, 2025 to Oct 6, 2025
- HNW RAUM · $102M to $114MMar 11, 2025 to Oct 6, 2025
- Individual RAUM · $3.9M to $8.5MMar 11, 2025 to Oct 6, 2025
- RAUM · $107M to $127MMar 11, 2025 to Oct 6, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/baer-investment-advisory-llc/?viewAsMemreportedpublic record, Form ADV, Sep 19, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-717-1101reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026