DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• C•••••• P•••••••• L••
Latest filing May 12, 2026
First filing on the tape Mar 30, 2012 · 47 filings
SEC status approved since Aug 31, 2010
RAUM
$487M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
17 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
23
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$487M as of May 12, 2026
Jun 28, 2012$482M then
HNW client RAUM: $12,219
State-registered IARs (5.B.3)0 as of May 12, 2026
Jun 28, 20120 then
Employees (5.A)26 as of May 12, 2026
Jun 28, 201335 then
Private funds23 as of May 12, 2026
Jun 28, 201226 then
RAUM +15% over the last fiscal year+13% a year over threeIARs 0 to 0offices 4 to 5
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $376M, 12 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$487M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $376M for 12 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
53 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• P••••••••• V• 2•••• L•• | Real Estate Fund | $204M | 49 | Jun 29, 2021 |
| A•• P••••••••• V•• L•• | Real Estate Fund | $105M | 26 | Jun 25, 2020 |
| A•• P••••••••• V•••• L•• | Real Estate Fund | $98.9M | 23 | Jun 29, 2021 |
| A•• C••••••••• I•••••••• V• L•••••• P••••••••• | Real Estate Fund | $93.4M | 20 | Jun 25, 2020 |
| A•• C••••••••• I•••••••• V••• L•••••• P••••••••• | Real Estate Fund | $84.9M | 19 | Jun 29, 2021 |
| A•• P••••••••• V• L•• | Real Estate Fund | $71.1M | 78 | Jun 29, 2016 |
| A•• C••••••••• I•••••••• V•• L•••••• P••••••••• | Real Estate Fund | $63.0M | 40 | Jun 29, 2016 |
| A•• G• I••••••••• L•••••• P••••••••• | Real Estate Fund | $40.0M | 17 | Mar 30, 2024 |
| A•• T••• C••••••••• L•••••• P••••••••• | Real Estate Fund | $38.2M | 418 | Mar 31, 2023 |
| A•• C••••••••• V••• L•••••• P••••••••• | Real Estate Fund | $14.0M | 4 | Jun 29, 2021 |
| C••••••••• I••••••••• V••• L•••••• P••••••••• | Real Estate Fund | $13.8M | 4 | Jun 29, 2021 |
| A•• A••••••••• C••••••••• L•••••• P••••••••• | Real Estate Fund | $13.0M | 420 | Mar 31, 2023 |
| A•• C••••••••• V• L•••••• P••••••••• | Real Estate Fund | $11.3M | 6 | Jun 25, 2020 |
| C••••••••• I••••••••• V• L•••••• P••••••••• | Real Estate Fund | $11.3M | 6 | Jun 25, 2020 |
| C••••••••• V•••• L•• | Hedge Fund | $11.2M | 4 | Jun 29, 2021 |
| C••••••••• V•• L•• | Hedge Fund | $9.6M | 6 | Jun 25, 2020 |
| A•• M••••••••• H•••• P•••••••• L•••••• P••••••••• | Real Estate Fund | $7.9M | 19 | Jun 29, 2021 |
| C••••••••• P••••••• I• L•••••• P•••••••••no longer reported | Other Private Fund | $5.3M | 63 | Mar 30, 2012 |
| C••••••••• P••••••• V• L•••••• P••••••••• | Real Estate Fund | $4.2M | 33 | Jun 29, 2017 |
| A•• P••••••••• I••• L••no longer reported | Other Private Fund | $3.9M | 141 | Mar 30, 2012 |
| C••••••••• I••••••••• V• L•••••• P••••••••• | Real Estate Fund | $2.6M | 5 | Jun 29, 2017 |
| A•• C••••••••• V• L•••••• P••••••••• | Hedge Fund | $2.6M | 5 | Jun 29, 2017 |
| A•• C••••••••• I•••••••• I•• L•••••• P•••••••••no longer reported | Real Estate Fund | $2.4M | 12 | Mar 30, 2012 |
| C••••••••• P••••••• F•••••• F••• I• P•• • S••••• E•no longer reported | Real Estate Fund | $2.4M | 21 | Mar 30, 2012 |
| C••••••••• P••••••• F•••••• F••• I• P•• • S••••• I•no longer reported | Real Estate Fund | $1.9M | 2 | Jun 28, 2013 |
| C••••••••• M••••••• L•••••• P•••••••••no longer reported | Real Estate Fund | $1.9M | 1 | Mar 30, 2012 |
| A•• C••••••••• L•••••• P•••••••••no longer reported | Hedge Fund | $1.8M | 11 | Mar 30, 2012 |
| C••••••••• I••••••••• I• L•••••• P•••••••••no longer reported | Real Estate Fund | $1.6M | 11 | Mar 30, 2012 |
| C••••••••• P••••••• F•••••• F••• I• P•• • S••••• G•no longer reported | Real Estate Fund | $1.6M | 35 | Mar 30, 2012 |
| C••••••••• I••••••••• I•• L•••••• P•••••••••no longer reported | Real Estate Fund | $1.5M | 35 | Mar 30, 2012 |
| C••••••••• V• I••• | Hedge Fund | $1.4M | 5 | Jun 29, 2017 |
| C••• 2••• I•• I•••no longer reported | Real Estate Fund | $783,081 | 2 | Jun 28, 2013 |
| A•• C••••••••• I•••••• I• P••no longer reported | Real Estate Fund | $783,081 | 2 | Jun 28, 2013 |
| A•• P••••••••• I•• L•• | Real Estate Fund | $697,494 | 119 | Mar 30, 2012 |
| A•• C••••••••• I•••••••• I• L•••••• P••••••••• | Real Estate Fund | $696,807 | 14 | Mar 30, 2012 |
| A• A••••• O••• S• I•••••••• L••no longer reported | Real Estate Fund | $593,792 | 1 | Jun 29, 2016 |
| C••••••••• P••••••• I•• L•••••• P•••••••••no longer reported | Real Estate Fund | $464,728 | 53 | Mar 30, 2012 |
| A•••• B•••• R••••• C••••••••• I•• L•••••• P•••••••••no longer reported | Real Estate Fund | $447,835 | 41 | Mar 30, 2012 |
| A•• C••••••••• I•• L•••••• P•••••••••no longer reported | Hedge Fund | $334,055 | 35 | Mar 30, 2012 |
| C••••••••• P••••••• L•••••• P•••••••••no longer reported | Hedge Fund | $199,951 | 91 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• D•••••• J•••• · Cfo And Managing Directorcontrolsince 12/2021 · owns less than 5%
- B••••••• M•••• G•••••• · Member Of Board Of M••••••Scontrolsince 11/2012 · owns less than 5%
- B•••••• T•••••• R•••••• · Senior Managing Director, Cio, And Member Of Board Of M••••••Scontrolsince 07/2019 · owns 10% to 25%
- C••••••• L•••••••• E•••• · Managing Directorcontrolsince 06/2013 · owns less than 5%
- G•••••••• J•••• S•••••••• · Member Of Board Of M••••••Scontrolsince 06/1982 · owns less than 5%
- H•••••• R•••••• D•••• H•••••• · Member Of Board Of M••••••Scontrolsince 03/2016 · owns less than 5%
- N•••••••• E•••••• P•••• · Senior Managing Director And Member Of Board Of M••••••Scontrolsince 04/2019 · owns 10% to 25%
- R•••••••• D•••••• J•••• · Managing Directorcontrolsince 09/2024 · owns less than 5%
- S••••••• N•••• M••• · Member Of Board Of M••••••Scontrolsince 06/2022 · owns less than 5%
- W•••••• K•••• R•••••• · Member Of Board Of M••••••Scontrolsince 06/2022 · owns less than 5%
- W••••• D••••• E•••• · Managing Director, Chief Compliance Officer And General Counselcontrolsince 06/2008 · owns less than 5%
- B••••••• G•••••• L•••• · Member, Board Of M••••••Scontrolsince 01/2017 · owns F of K•••••••• I••••••••• A•••••••• L••
- C•••••• S•••• · Presidentcontrolsince 01/2017 · owns F of K•••••••• I••••••••• A•••••••• L••
- G•••••••• J••••• S•••••••• · Trusteecontrolsince 10/2012 · owns F of J••• S• G••••••• F••••• E••••••••• T•••• A•••••••• D•• 1•••••••
- I••••• K••••• D••• · Ceocontrolsince 01/2017 · owns F of K•••••••• I••••••••• A•••••••• L••
Entity owners
- K•••••••• I••••••••• F••• L•• · Memberdirect · owns 25% to 50%
- B••• J•• P••• L•• · Trusteeindirect · owns F of M••• C•••••••• B•••••• G•• E•••••••• T••••
- H•••••• C• S••••••• · Trusteeindirect · owns F of L•• 2••• T••••
- K•••••••• I••••••••• A•••••••• L•• · Managing Memberindirect · owns F of K•••••••• I••••••••• F••• L••
- L•• 2••• T•••• · Memberindirect · owns 25% to 50% of W•• F••••• I••••••••• I• L••
- M••• C•••••••• B•••••• G•• E•••••••• T•••• · Memberindirect · owns 75% or more of K•••••••• I••••••••• F••• L••
- S••••••• C•••••• P••••••• L•• · M••••••indirect · owns F of S••••••• A•• L••
- W•• F••••• I••••••••• I• L•• · Memberindirect · owns 50% to 75% of S••••••• A•• L••
- W•• F••••• O••••• L•• · M••••••indirect · owns F of W•• F••••• I••••••••• I• L••
- J••• S• G••••••• F••••• E••••••••• T•••• A•••••••• D•• 1••••••• · Memberdirect · owns 10% to 25%
- S••••••• A•• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A•• A••••••••• C••••••••• G• L••bankpooled vehicle sponsory
- A•• C••••••••• I•••••••• I• G• L••bankpooled vehicle sponsory
- A•• C••••••••• I•••••••• V•• G• L••bankpooled vehicle sponsory
- A•• C••••••••• I•••••••• V• G• L••bankpooled vehicle sponsory
- A•• C••••••••• I•••••••• V••• G• L••bankpooled vehicle sponsory
- A•• C••••••••• V• G• L••bankpooled vehicle sponsory
- A•• C••••••••• V• G• L••bankpooled vehicle sponsory
- A•• C••••••••• V••• G• L••bankpooled vehicle sponsory
- A•• G••• G• L••bankpooled vehicle sponsory
- A•• P••••••••• I• M•••••• L••bankpooled vehicle sponsory
- A•• P••••••••• V• M•••••• L••bankpooled vehicle sponsory
- A•• P••••••••• V• 2••• M•••••• L••bankpooled vehicle sponsory
- A•• P••••••••• V• M•••••• L••bankpooled vehicle sponsory
- A•• P••••••••• V••• M•••••• L••bankpooled vehicle sponsory
- A•• T••• C••••••••• G• L••pooled vehicle sponsory
- A••••• P••••••• M••••••••• G•• L••bankpooled vehicle sponsory
- A•••• B•••• R••••• C••••••••• I• G• L••bankpooled vehicle sponsory
- C••••••••• I••••••••• I• G• L••bankpooled vehicle sponsory
- C••••••••• I••••••••• V• G• L••bankpooled vehicle sponsory
- C••••••••• I••••••••• V• G• L••bankpooled vehicle sponsory
- C••••••••• I••••••••• V••• G• L••bankpooled vehicle sponsory
- C••••••••• P••••••• I• G• L••bankpooled vehicle sponsory
- C••••••••• P••••••• V• G• L••bankpooled vehicle sponsory
- C•••••••• E•••••••• W•••••insurancey
- D••••• J•••• B••••insurancey
- D•••• E•••• W••••y
- J••••••• Y• R•••insurancey
- K•••• T•••• N•••••insurancey
- M••••••• H•••••••• T•••••y
- R••• J••••• W•••••insurancey
Offices
Schedule D 1.F, the 25 largest
- Chevy Chase, MD3 employees
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · $380M to $376MMar 30, 2026 to May 12, 2026
- Discretionary RAUM · $472M to $468MMar 30, 2026 to May 12, 2026
- Non-discretionary RAUM · $19.1M to $19.2MMar 30, 2026 to May 12, 2026
- Pooled vehicle RAUM · $491M to $487MMar 30, 2026 to May 12, 2026
- RAUM · $491M to $487MMar 30, 2026 to May 12, 2026
- Advisory employees · 18 to 17May 5, 2025 to Mar 30, 2026
- Assets in custody · $331M to $380MMay 5, 2025 to Mar 30, 2026
- Employees · 27 to 26May 5, 2025 to Mar 30, 2026
- Other offices · 4 to 5May 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $387M to $472MMay 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $10.4M to $19.1MMay 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $398M to $491MMay 5, 2025 to Mar 30, 2026
- RAUM · $398M to $491MMay 5, 2025 to Mar 30, 2026
- Related adviser · true to falseMay 5, 2025 to Mar 30, 2026
- Assets in custody · $324M to $331MMar 28, 2025 to May 5, 2025
- Financial planning clients · unset to Mar 28, 2025 to May 5, 2025
- Discretionary RAUM · $382M to $387MMar 28, 2025 to May 5, 2025
- Non-discretionary RAUM · $40.2M to $10.4MMar 28, 2025 to May 5, 2025
- Pooled vehicle RAUM · $422M to $398MMar 28, 2025 to May 5, 2025
- RAUM · $422M to $398MMar 28, 2025 to May 5, 2025
- Accounts · 15 to 12Sep 25, 2024 to Mar 28, 2025
- Pooled vehicle clients · 15 to 12Sep 25, 2024 to Mar 28, 2025
- Assets in custody · $323M to $324MSep 25, 2024 to Mar 28, 2025
- Employees · 29 to 27Sep 25, 2024 to Mar 28, 2025
- Private funds · 27 to 23Sep 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $335M to $382MSep 25, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $40.0M to $40.2MSep 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $375M to $422MSep 25, 2024 to Mar 28, 2025
- RAUM · $375M to $422MSep 25, 2024 to Mar 28, 2025
- Accounts · 14 to 15Sep 12, 2023 to Mar 30, 2024
- Pooled vehicle clients · 14 to 15Sep 12, 2023 to Mar 30, 2024
- Assets in custody · $256M to $323MSep 12, 2023 to Mar 30, 2024
- Other offices · 5 to 4Sep 12, 2023 to Mar 30, 2024
- Private funds · 26 to 27Sep 12, 2023 to Mar 30, 2024
- Discretionary RAUM · $335M to $335MSep 12, 2023 to Mar 30, 2024
- Non-discretionary RAUM · $0 to $40.0MSep 12, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $335M to $375MSep 12, 2023 to Mar 30, 2024
- RAUM · $335M to $375MSep 12, 2023 to Mar 30, 2024
- Business name · A•••• B•••• R•••••• L•• to A•• C•••••• P•••••••• L••Mar 31, 2023 to Apr 28, 2023
- Accounts · 12 to 14Jan 24, 2023 to Mar 31, 2023
Signals
16 dated events
- James Daniel Reynolds (Managing Director) appeared on Schedule A of A•• C•••••• P•••••••• L••Sep 25, 2024 · Control person joined · fact
- Marie Kathleen Flynn (Managing Director) no longer on Schedule A of A•• C•••••• P•••••••• L•• (listed 2023-04-28, absent 2023-07-04)Jul 4, 2023 · Control person left · inference
- Michael Timothy Gisriel (Managing Director) no longer on Schedule A of A•• C•••••• P•••••••• L•• (listed 2022-07-14, absent 2022-11-01)Nov 1, 2022 · Control person left · inference
- Raymond Kent Weldon (Member Of Board Of Managers) appeared on Schedule A of A•• C•••••• P•••••••• L••Jun 29, 2022 · Control person joined · fact
- Mark Noel Strauss (Member Of Board Of Managers) appeared on Schedule A of A•• C•••••• P•••••••• L••Jun 29, 2022 · Control person joined · fact
- A•••• B•••• R•••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 26, 2022 · Succession (Item 4) · fact
- Jason Daniel Blake (Cfo And Managing Director) appeared on Schedule A of A•• C•••••• P•••••••• L••Jan 26, 2022 · Control person joined · fact
- Mason John Prugh (Director And Shareholder) no longer on Schedule A of A•• C•••••• P•••••••• L•• (listed 2020-07-20, absent 2021-01-25)Jan 25, 2021 · Control person left · inference
- Edwards Charles Noell (Managing Member) no longer on Schedule A of A•• C•••••• P•••••••• L•• (listed 2019-07-01, absent 2019-08-21)Aug 21, 2019 · Control person left · inference
- Walter Bryant Burke (Managing Member) no longer on Schedule A of A•• C•••••• P•••••••• L•• (listed 2019-07-01, absent 2019-08-21)Aug 21, 2019 · Control person left · inference
- Jay John Moores (Member) no longer on Schedule A of A•• C•••••• P•••••••• L•• (listed 2019-07-01, absent 2019-08-21)Aug 21, 2019 · Control person left · inference
- Bass Rebecca Moores (Member) no longer on Schedule A of A•• C•••••• P•••••••• L•• (listed 2019-07-01, absent 2019-08-21)Aug 21, 2019 · Control person left · inference
- A•• C•••••• P•••••••• L•• reported RAUM $303.0M, down 35% from $466.9M (2019-03-27 to 2019-06-28)Jun 28, 2019 · RAUM change · derived
- Symington Jason Griswold (Trustee) appeared on Schedule A of A•• C•••••• P•••••••• L••Jun 28, 2019 · Control person joined · fact
- Robert Edgar Kent (Director) no longer on Schedule A of A•• C•••••• P•••••••• L•• (listed 2018-08-17, absent 2019-01-02)Jan 2, 2019 · Control person left · inference
- A•• C•••••• P•••••••• L•• reported RAUM $456.3M, down 29% from $646.3M (2017-06-29 to 2018-06-29)Jun 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••• B•••• R•••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- ABR•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 410-727-4083reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A•• C•••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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