DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•••••••• N•••• A••••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 152331SEC 801-70902websiteIAPD
Legal name T•••••••• C•••••• M••••••••• L•••
Latest filing May 13, 2026
First filing on the tape Dec 13, 2011 · 29 filings
SEC status approved since Jan 4, 2010
RAUM
$5.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
37
20 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
19
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$5.9B as of May 13, 2026
Mar 30, 2012$2.4B then
HNW client RAUM$0 as of May 13, 2026
Mar 22, 2019$0 then
State-registered IARs (5.B.3)0 as of May 13, 2026
Mar 30, 20120 then
Employees (5.A)37 as of May 13, 2026
Mar 28, 201326 then
Private funds19 as of May 13, 2026
Mar 30, 20128 then
RAUM -24% over the last fiscal year-8.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$235MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-24%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.9B, 23 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.8B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
25reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$5.9B for 23 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      29 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••••••• C•••••• P••••••• V• ••••• A••••••• L•••Private Equity Fund$2.2B117Mar 30, 2018
      T•••••••• C•••••• P••••••• V• P••••••• ••••• A••••••• L•••Private Equity Fund$1.6B55Mar 30, 2018
      T•••••••• C•••••• P••••••• V• ••••• A••••••• L•••Private Equity Fund$823M120Mar 28, 2013
      T•••••••• C•••••• P••••••• P•••• ••••• A••••••• L•••Private Equity Fund$679M39Mar 28, 2024
      T•••••••• C•••••• P••••••• V•••• P••••••• ••••• A••••••• L•••Private Equity Fund$386M18Mar 31, 2023
      T•••••••• C•••••• P••••••• I• L•••Private Equity Fund$364M386Mar 30, 2012
      T•••••••• E••••• P••••••• I• ••••• A••••••• L•••Private Equity Fund$334M28Mar 30, 2018
      T•• A•••••• C•••••••• L•••Private Equity Fund$233M6Mar 31, 2022
      T•••••••• C•••••• P••••••• V•••• ••••• A••••••• L•••Private Equity Fund$222M32Mar 31, 2023
      T•••••••• E••••• P••••••• I• P••••••• ••••• A••••••• L•••Private Equity Fund$200M9Mar 30, 2018
      T•• O•••••••• I••••••••• L•••Private Equity Fund$122M8Mar 30, 2018
      T•••••••• C•••••• P••••••• I•• L•••no longer reportedPrivate Equity Fund$114M45Mar 30, 2012
      T•• D•• C•••••••• L•••Private Equity Fund$109M19Mar 22, 2019
      T•••••••• C•••••• P••••••• V• P••••••• I• ••••• A••••••• L•••Private Equity Fund$88.8M1Mar 31, 2023
      T•• T•• 2••• I••••••••• L•••no longer reportedPrivate Equity Fund$57.0M1Mar 22, 2019
      T•••••••• E••••• P••••••• ••••• A••••••• L•••Private Equity Fund$51.9M61Mar 30, 2015
      T•• T••••• C••••••• L•••Private Equity Fund$47.7M1Mar 22, 2019
      T•••••••• C•••••• P••••••• F••• I• F••••• R••••••• L•••no longer reportedPrivate Equity Fund$46.2M2Mar 30, 2012
      T•••••••• C•••••• P••••••• V• ••••• A••••••• F••• A• L•••Private Equity Fund$40.7M125Mar 28, 2013
      T•• S•••••• C•••••••• L•no longer reportedPrivate Equity Fund$35.8M1Mar 31, 2020
      T•••••••• C•••••• P••••••• F••• I•• O•••••• R••••••• L•••no longer reportedPrivate Equity Fund$33.2M2Mar 30, 2012
      T•••••••• C•••••• P••••••• F••• •• I•• L•••no longer reportedPrivate Equity Fund$31.0M33Mar 30, 2012
      T•••••••• C•••••• P••••••• F••• I•• L•••no longer reportedPrivate Equity Fund$24.7M130Mar 30, 2012
      T•• T•• E••••• C•••••••• L•••Private Equity Fund$9.0M5Mar 30, 2016
      T•••••••• C•••••• P••••••• G•••• V• L•••Private Equity Fund$5.1M28Mar 30, 2012
      T•• W••• C•••••••• L•••Private Equity Fund$4.1M3Mar 30, 2015
      T•• I••••• C•••••••• L•••Private Equity Fund$1.9M13Mar 30, 2017
      T•• U•• I••••••••• L•••Private Equity Fund$700,0003Mar 30, 2018
      T•••••••• C•••••• P••••••• F••• I•• C••••• R••••••• L•••no longer reportedPrivate Equity Fund$02Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• E•••••• N•• · Chief Financial Officer; Partnercontrol
        since 04/2009 · owns less than 5%
      • A••••• C••••••• N•• · Chairman; Partnercontrol
        since 04/2009 · owns 50% to 75%
      • J••••• E•••••• D••••• · Chief E•••••••• Officer; Partnercontrol
        since 04/2009 · owns 25% to 50%
      • A••••• C••••••• N•• · Member; Managercontrol
        since 12/2013 · owns 50% to 75% of T•••••••• C•••••• M••••••••• M•• L••
      • J••••• E•••••• D••••• · Member, Managercontrol
        since 12/2013 · owns 25% to 50% of T•••••••• C•••••• M••••••••• M•• L••
      • L••••• J••••• · Co-President; Partner
        since 07/2023 · owns less than 5%
      • M•••••• J••••• H••••• · Co-President; Partner
        since 07/2023 · owns less than 5%
      • R•••• G••••••••• K•••• · Partner; Chief Compliance Officer; General Counsel
        since 01/2014 · owns less than 5%
      Entity owners
      • T•••••••• C•••••• M••••••••• M•• L•• · General Partner
        direct · owns less than 5%
      • R••••• I••••••••• S••••• · F
        indirect · owns 75% or more of R••••• Tcp U.S. Holdings Corp.
      Related persons
      Schedule D 7.A
      • T•• S•• G• L••
        pooled vehicle sponsorn
      • T•• T•• A••••••••• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• ••• C••••• G•• L•••
        pooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• I• ••• C••••• G•• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• I• ••• G•• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• I• •••••••• G•• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• I• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• M•• I• L••
        pooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• M•• V• L••
        pooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• M•• V• L••
        pooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• M•• V•• L••
        pooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• P•••• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• S•• L•••
        pooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• V• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• V• ••••••••• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• V• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• A••••••••• V•• L•••
        bankpooled vehicle sponsorn
      • T•••••••• C•••••• P••••••• E•••••••• L••
        pooled vehicle sponsory
      • T•••••••• C•••••• P••••••• G•••• V• O••••••• G• L•••
        pooled vehicle sponsorn
      • T•••••••• E••••• P••••••• A••••••••• I• L•••
        bankpooled vehicle sponsorn
      • T•••••••• E••••• P••••••• A••••••••• L•••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Austin, TX3 employees
      What changed
      consecutive filings, newest first
      • Accounts · 26 to 25
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 25 to 20
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 20 to 21
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $7.7B to $5.9B
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 43 to 37
        Mar 31, 2025 to Mar 31, 2026
      • Private funds · 17 to 19
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $7.7B to $5.9B
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $7.6B to $5.8B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $7.7B to $5.9B
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 28 to 26
        Apr 15, 2024 to Mar 31, 2025
      • Advisory employees · 38 to 25
        Apr 15, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 23 to 20
        Apr 15, 2024 to Mar 31, 2025
      • Assets in custody · $7.7B to $7.7B
        Apr 15, 2024 to Mar 31, 2025
      • Employees · 59 to 43
        Apr 15, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Apr 15, 2024 to Mar 31, 2025
      • Private funds · 18 to 17
        Apr 15, 2024 to Mar 31, 2025
      • Discretionary RAUM · $7.7B to $7.7B
        Apr 15, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $7.6B to $7.6B
        Apr 15, 2024 to Mar 31, 2025
      • RAUM · $7.7B to $7.7B
        Apr 15, 2024 to Mar 31, 2025
      • Accounts · 32 to 28
        Mar 31, 2023 to Mar 28, 2024
      • Advisory employees · 42 to 38
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 26 to 23
        Mar 31, 2023 to Mar 28, 2024
      • Assets in custody · $0 to $7.7B
        Mar 31, 2023 to Mar 28, 2024
      • Custody of client assets · false to true
        Mar 31, 2023 to Mar 28, 2024
      • Employees · 55 to 59
        Mar 31, 2023 to Mar 28, 2024
      • Private funds · 20 to 18
        Mar 31, 2023 to Mar 28, 2024
      • Discretionary RAUM · $7.7B to $7.7B
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $7.5B to $7.6B
        Mar 31, 2023 to Mar 28, 2024
      • RAUM · $7.7B to $7.7B
        Mar 31, 2023 to Mar 28, 2024
      • Accounts · 31 to 32
        Apr 1, 2022 to Mar 31, 2023
      • Advisory employees · 39 to 42
        Apr 1, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 24 to 26
        Apr 1, 2022 to Mar 31, 2023
      • Employees · 54 to 55
        Apr 1, 2022 to Mar 31, 2023
      • Private funds · 19 to 20
        Apr 1, 2022 to Mar 31, 2023
      • Discretionary RAUM · $7.3B to $7.7B
        Apr 1, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $7.0B to $7.5B
        Apr 1, 2022 to Mar 31, 2023
      • RAUM · $7.3B to $7.7B
        Apr 1, 2022 to Mar 31, 2023
      • Business name · T•••••••• C•••••• P••••••• to T•••••••• N•••• A••••••
        Mar 31, 2022 to Apr 1, 2022
      • Accounts · 30 to 31
        Nov 1, 2021 to Mar 31, 2022
      • Advisory employees · 32 to 39
        Nov 1, 2021 to Mar 31, 2022
      Signals
      4 dated events
      • Reid Christopher Manning (Chairman Of Trilantic Energy Partners; Managing Partner) no longer on Schedule A of T•••••••• N•••• A•••••• (listed 2021-11-01, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Eric Jon Mattson (Managing Partner) no longer on Schedule A of T•••••••• N•••• A•••••• (listed 2018-04-30, absent 2019-03-22)
        Mar 22, 2019 · Control person left · inference
      • T•••••••• N•••• A•••••• reported RAUM $5.5B, up 29% from $4.3B (2017-05-22 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      • T•••••••• C•••••• P••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jan 30, 2014 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/339329reportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••://WWW.T••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-607-8450reportedpublic record, Form ADV, May 13, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      T•••••••• N•••• A•••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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