DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

C••••• H••• A•••• M••••••••• L••

Former SEC-registered adviserCharlottesville, VirginiaCRD 152604SEC 801-73251IAPD
Latest filing Dec 1, 2016
First filing on the tape Feb 10, 2012 · 20 filings
RAUM
$1.5B
reported, Item 5.F
Discretionary
45%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$138M gross assets
History
20 filings and snapshots on the tape
RAUM$1.5B as of Mar 30, 2016
Mar 26, 2013$2.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2016
Mar 26, 20130 then
Employees (5.A)18 as of Mar 30, 2016
Mar 26, 20137 then
Private funds1 as of Mar 30, 2016
Mar 26, 20131 then
RAUM -41% over the last fiscal year-10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 1, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$385MderivedRAUM over accounts (5.F.2.f)
Discretionary
45%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-41%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••••• H••• T•••• R••••• F••• L••no longer reportedHedge Fund$165M25Feb 10, 2012
      C••••• H••• T•••• R••••• M••••• F••• L••Hedge Fund$138M30Feb 8, 2013
      C••••• H••• T•••• R••••• F••• L••no longer reportedHedge Fund$34.6M13Feb 10, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• B••••• C••••••••• M••••• · Director, Chief Executive Officercontrol
        since 01/2010 · owns 25% to 50%
      • J•••• B••••• · Chief Compliance Officer, Chief Financial Officercontrol
        since 01/2016 · owns less than 5%
      • V•••••• J••••• W••• · Director, Chief Investment Officercontrol
        since 01/2010 · owns 25% to 50%
      Entity owners
      • I••••• H••••••• L•• · Shareholder
        indirect · owns 75% or more of Ch Management Limited
      Related persons
      Schedule D 7.A
      • C••••• H••• A•••• M••••••••• L••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom
      • Summit, NJ
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 4
        Jun 3, 2015 to Mar 30, 2016
      • Discretionary RAUM · $750M to $697M
        Jun 3, 2015 to Mar 30, 2016
      • Non-discretionary RAUM · $1.9B to $845M
        Jun 3, 2015 to Mar 30, 2016
      • RAUM · $2.6B to $1.5B
        Jun 3, 2015 to Mar 30, 2016
      • Advisory employees · 5 to 10
        Sep 10, 2014 to Mar 31, 2015
      • Employees · 8 to 18
        Sep 10, 2014 to Mar 31, 2015
      • Discretionary RAUM · $839M to $750M
        Sep 10, 2014 to Mar 31, 2015
      • Non-discretionary RAUM · $1.8B to $1.9B
        Sep 10, 2014 to Mar 31, 2015
      • RAUM · $2.7B to $2.6B
        Sep 10, 2014 to Mar 31, 2015
      • Advisory employees · 6 to 5
        Sep 11, 2013 to Mar 31, 2014
      • Employees · 7 to 8
        Sep 11, 2013 to Mar 31, 2014
      • Discretionary RAUM · $1.3B to $839M
        Sep 11, 2013 to Mar 31, 2014
      • Non-discretionary RAUM · $1.0B to $1.8B
        Sep 11, 2013 to Mar 31, 2014
      • RAUM · $2.3B to $2.7B
        Sep 11, 2013 to Mar 31, 2014
      • Accounts · 4 to 5
        Apr 5, 2013 to Sep 11, 2013
      • Advisory employees · 5 to 6
        Apr 5, 2013 to Sep 11, 2013
      • Advisory activities · 2 to 1
        Apr 5, 2013 to Sep 11, 2013
      • Assets in custody · 122539883.0 to unset
        Apr 5, 2013 to Sep 11, 2013
      • Custody of client assets · true to false
        Apr 5, 2013 to Sep 11, 2013
      • Discretionary RAUM · $477M to $1.3B
        Apr 5, 2013 to Sep 11, 2013
      • Non-discretionary RAUM · $1.7B to $1.0B
        Apr 5, 2013 to Sep 11, 2013
      • RAUM · $2.1B to $2.3B
        Apr 5, 2013 to Sep 11, 2013
      • Accounts · 6 to 4
        Feb 8, 2013 to Mar 26, 2013
      • Assets in custody · $121M to $123M
        Feb 8, 2013 to Mar 26, 2013
      • Employees · 8 to 7
        Feb 8, 2013 to Mar 26, 2013
      • Discretionary RAUM · $412M to $477M
        Feb 8, 2013 to Mar 26, 2013
      • Non-discretionary RAUM · $1.6B to $1.7B
        Feb 8, 2013 to Mar 26, 2013
      • RAUM · $2.0B to $2.1B
        Feb 8, 2013 to Mar 26, 2013
      • Private funds · 2 to 1
        Nov 29, 2012 to Feb 8, 2013
      • Accounts · 4 to 6
        Oct 30, 2012 to Nov 8, 2012
      • Advisory employees · 6 to 5
        Oct 30, 2012 to Nov 8, 2012
      • Assets in custody · $201M to $121M
        Oct 30, 2012 to Nov 8, 2012
      • Employees · 9 to 8
        Oct 30, 2012 to Nov 8, 2012
      • Discretionary RAUM · $235M to $412M
        Oct 30, 2012 to Nov 8, 2012
      • Non-discretionary RAUM · $0 to $1.6B
        Oct 30, 2012 to Nov 8, 2012
      • RAUM · $235M to $2.0B
        Oct 30, 2012 to Nov 8, 2012
      • Advisory employees · unset to 6.0
        Sep 25, 2012 to Oct 30, 2012
      • BD registered reps · unset to 0.0
        Sep 25, 2012 to Oct 30, 2012
      • Employees · unset to 9.0
        Sep 25, 2012 to Oct 30, 2012
      • State-registered IARs · unset to 0.0
        Sep 25, 2012 to Oct 30, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026