DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••• C••••••• L••
Latest filing May 12, 2026
First filing on the tape Jun 26, 2024 · 5 filings
SEC status approved since Jul 25, 2024
RAUM
$220M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.2%
$511,054 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$220M as of May 12, 2026
Mar 28, 2025$185M then
HNW client RAUM$511,054 as of May 12, 2026
Mar 30, 2026$511,054 then
State-registered IARs (5.B.3)0 as of May 12, 2026
Mar 28, 20250 then
Employees (5.A)5 as of May 12, 2026
Mar 28, 20255 then
Private funds6 as of May 12, 2026
Mar 28, 20255 then
RAUM +19% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $22.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $210M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$220M100%
- High-net-worth individuals$511,0540.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $210M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••• C•••••• S•••••• O••••••••• F•••• L• | Hedge Fund | $79.8M | 54 | Mar 27, 2017 |
| R••••••• C•••••• P•••••••• L• | Hedge Fund | $42.5M | 51 | Sep 5, 2012 |
| R••••••• C•••••• P••••••• I•• L• | Hedge Fund | $37.9M | 18 | Mar 31, 2016 |
| R••••••• C•••••• S•• L•• | Hedge Fund | $26.0M | 37 | Mar 29, 2024 |
| D••••• L•••••• A••••••••• L••• | Hedge Fund | $10.7M | 12 | Feb 14, 2012 |
| R••••••• C•••••• L•• V••••••••• F••• L•••no longer reported | Hedge Fund | $8.4M | 25 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- D••••• J••• C••••••••• C••• · Managing Membercontrolsince 01/2007 · owns 75% or more
- D•••••• C••••••••• E•••••••• · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- S••••••• R•••••• E• · Chief Operating Officercontrolsince 01/2017 · owns less than 5%
Related persons
Schedule D 7.A
- A•• G• L••pooled vehicle sponsorn
- R••••••• C•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 10May 30, 2025 to Mar 30, 2026
- Advisory activities · 1 to 2May 30, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 6May 30, 2025 to Mar 30, 2026
- Assets in custody · $176M to $210MMay 30, 2025 to Mar 30, 2026
- Private funds · 5 to 6May 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $185M to $220MMay 30, 2025 to Mar 30, 2026
- HNW RAUM · unset to 511054.0May 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $185M to $220MMay 30, 2025 to Mar 30, 2026
- RAUM · $185M to $220MMay 30, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 30, 2025
- Assets in custody · $186M to $176MJun 26, 2024 to Mar 28, 2025
- Private funds · 10 to 5Jun 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $197M to $185MJun 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $197M to $185MJun 26, 2024 to Mar 28, 2025
- RAUM · $197M to $185MJun 26, 2024 to Mar 28, 2025
Signals
1 dated events
- R••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rangeley-capital-community-fund/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (203) 801-9975reportedpublic record, Form ADV, May 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026