DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• I••••••••• M••••••••• L•••••
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 20 filings
SEC status approved since Jul 21, 2010
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.9B as of Mar 26, 2026
Mar 30, 2012$729M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20130 then
Employees (5.A)18 as of Mar 26, 2026
Mar 28, 201314 then
Private funds8 as of Mar 26, 2026
Mar 30, 20129 then
RAUM +5.2% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $237MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $875M | 83 | Mar 31, 2017 |
| H•••••• C•••••• P••••••• V• L• | Private Equity Fund | $219M | 81 | Mar 29, 2023 |
| H•••••• C•••••• P••••••• I•••• L• | Private Equity Fund | $126M | 83 | Aug 27, 2024 |
| H•• I• N••• C••••••••• L• | Private Equity Fund | $61.4M | 12 | Mar 29, 2021 |
| H•••••• C••••• C•••••• P••••••• I••• L•no longer reported | Private Equity Fund | $40.0M | 47 | Mar 30, 2016 |
| H•• I• C•• C••••••••• L• | Private Equity Fund | $14.2M | 2 | Mar 29, 2022 |
| M•••••• I••••••••• L•••no longer reported | Private Equity Fund | $11.2M | 5 | Mar 30, 2012 |
| H•• V• C• C••••••••• L• | Private Equity Fund | $5.0M | 1 | Mar 22, 2024 |
| H•• I••••• L•••no longer reported | Private Equity Fund | $3.0M | 37 | Mar 31, 2017 |
| H•••••• C•••••• P••••••• I•• L••• | Private Equity Fund | $3.0M | 35 | Mar 30, 2012 |
| H•• P••••••• C••••••••• L••no longer reported | Private Equity Fund | $1.0M | 3 | Mar 30, 2012 |
| H•• I••••• L•••no longer reported | Private Equity Fund | $488,250 | 11 | Mar 31, 2017 |
| H•••••• C•••••• P•••••••• L•••no longer reported | Private Equity Fund | $416,895 | 34 | Mar 30, 2012 |
| P•••• I••••••••• L•••no longer reported | Private Equity Fund | $80,000 | 5 | Mar 30, 2012 |
| H•• I•••••• L•••no longer reported | Private Equity Fund | $0 | 11 | Mar 29, 2019 |
| H•• I•••••• L•••no longer reported | Private Equity Fund | $0 | 37 | Mar 29, 2019 |
| H•••••• C•••••• P••••••• I•••• L•••no longer reported | Private Equity Fund | $0 | 2 | Mar 30, 2012 |
| H•••••• C•••••• P••••••• I•••• L•••no longer reported | Private Equity Fund | $0 | 34 | Mar 30, 2012 |
| H•• I•• C••••••••• L•no longer reported | Private Equity Fund | $0 | 2 | Apr 10, 2019 |
| H•••••• C•••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $0 | 47 | Mar 30, 2012 |
| H•• I• N•• P•••••••• L••no longer reported | Private Equity Fund | $0 | 39 | Mar 30, 2012 |
| H•• I•• C••••••••• H•••••••• L•no longer reported | Private Equity Fund | $0 | 6 | Apr 10, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B•••• D••••• Y•••• · Partnercontrolsince 03/2018 · owns less than 5%
- C•••••••• C••••••••• C•••••• · Managing Partnercontrolsince 02/2016 · owns less than 5%
- H•••• J••• A•• T••••• · Chief Compliance Officer And Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- H•••• D••••••• C•••••• · Sr. Partnercontrolsince 09/2019 · owns less than 5%
- P••••••••• S•••• · Managing Partnercontrolsince 02/2016 · owns less than 5%
- C•••••••• C••••••••• C•••••• · Owner, Member Of The Management Boardcontrolsince 02/2016 · owns 50% to 75% of T•• H•••••• G••••• L•••••
- P••••••••• S•••• · Owner, Member Of The Management Boardcontrolsince 02/2016 · owns 50% to 75% of T•• H•••••• G••••• L•••••
Entity owners
- T•• H•••••• G••••• L••••• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- H•••••• G••••• I•• L•••pooled vehicle sponsorn
- H•••••• G••••• I•• L•••pooled vehicle sponsorn
- H•••••• G••••• V• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Washington, DC13 employees
What changed
consecutive filings, newest first
- Advisory employees · 14 to 16Mar 26, 2025 to Mar 26, 2026
- Employees · 16 to 18Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.8B to $1.9BMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.8B to $1.9BMar 26, 2025 to Mar 26, 2026
- RAUM · $1.8B to $1.9BMar 26, 2025 to Mar 26, 2026
- Accounts · 7 to 8Aug 27, 2024 to Mar 26, 2025
- Pooled vehicle clients · 7 to 8Aug 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Aug 27, 2024 to Mar 26, 2025
- Private funds · 7 to 8Aug 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.6B to $1.8BAug 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.6B to $1.8BAug 27, 2024 to Mar 26, 2025
- RAUM · $1.6B to $1.8BAug 27, 2024 to Mar 26, 2025
- Accounts · 6 to 7Mar 22, 2024 to Aug 27, 2024
- Pooled vehicle clients · 6 to 7Mar 22, 2024 to Aug 27, 2024
- Private funds · 6 to 7Mar 22, 2024 to Aug 27, 2024
- Accounts · 5 to 6Mar 29, 2023 to Mar 22, 2024
- Advisory employees · 18 to 14Mar 29, 2023 to Mar 22, 2024
- Pooled vehicle clients · 5 to 6Mar 29, 2023 to Mar 22, 2024
- Employees · 20 to 16Mar 29, 2023 to Mar 22, 2024
- Private funds · 5 to 6Mar 29, 2023 to Mar 22, 2024
- Discretionary RAUM · $1.3B to $1.6BMar 29, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.3B to $1.6BMar 29, 2023 to Mar 22, 2024
- RAUM · $1.3B to $1.6BMar 29, 2023 to Mar 22, 2024
- Advisory employees · 17 to 18Mar 29, 2022 to Mar 29, 2023
- Employees · 21 to 20Mar 29, 2022 to Mar 29, 2023
- HQ city · WASHINGTON to RALEIGHMar 29, 2022 to Mar 29, 2023
- HQ state · DC to NCMar 29, 2022 to Mar 29, 2023
- Other offices · 2 to 1Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.1B to $1.3BMar 29, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.1B to $1.3BMar 29, 2022 to Mar 29, 2023
- RAUM · $1.1B to $1.3BMar 29, 2022 to Mar 29, 2023
- Accounts · 4 to 5Mar 29, 2021 to Mar 29, 2022
- Advisory employees · 16 to 17Mar 29, 2021 to Mar 29, 2022
- Pooled vehicle clients · 4 to 5Mar 29, 2021 to Mar 29, 2022
- Private funds · 4 to 5Mar 29, 2021 to Mar 29, 2022
- Discretionary RAUM · $957M to $1.1BMar 29, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $957M to $1.1BMar 29, 2021 to Mar 29, 2022
- RAUM · $957M to $1.1BMar 29, 2021 to Mar 29, 2022
- Accounts · 9 to 4Mar 27, 2020 to Mar 29, 2021
- Advisory employees · 17 to 16Mar 27, 2020 to Mar 29, 2021
Signals
9 dated events
- Wright D•••• Dupree (Sr. Partner) no longer on Schedule A of H•••••• I••••••••• M••••••••• L••••• (listed 2022-03-29, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- M Kenneth Doyle (Sr. Partner) no longer on Schedule A of H•••••• I••••••••• M••••••••• L••••• (listed 2022-03-29, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- D•••• Brent Williams (Sr. Partner) no longer on Schedule A of H•••••• I••••••••• M••••••••• L••••• (listed 2022-03-29, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- T. Michael Marshall (Sr. Partner And Secretary) no longer on Schedule A of H•••••• I••••••••• M••••••••• L••••• (listed 2022-03-29, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Lavell Jerry Johnson (Partner) no longer on Schedule A of H•••••• I••••••••• M••••••••• L••••• (listed 2022-03-29, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- Lavell Jerry Johnson (Partner) appeared on Schedule A of H•••••• I••••••••• M••••••••• L•••••Mar 29, 2022 · Control person joined · fact
- Charles Douglas Hill (Partner) appeared on Schedule A of H•••••• I••••••••• M••••••••• L•••••Mar 29, 2022 · Control person joined · fact
- Y•••• D•••• B••• (Partner) appeared on Schedule A of H•••••• I••••••••• M••••••••• L•••••Mar 29, 2022 · Control person joined · fact
- Thomas Arthur High (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of H•••••• I••••••••• M••••••••• L•••••Mar 29, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- H•••••• I••••••••• M••••••••• L••••• · Independent Sponsorsshared crd · capital_provider
- H•••••• I••••••••• M••••••••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-halifax-group-llc/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 919-786-4420reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026