DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• F•••••••• A•••••••• I•••
Latest filing Mar 12, 2026
First filing on the tape Nov 9, 2022 · 8 filings
SEC status approved since Dec 8, 2022
RAUM
$192M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
100%
$192M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$64.0M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$192M as of Mar 12, 2026
Mar 17, 2023$143M then
HNW client RAUM$152M as of Mar 12, 2026
Mar 17, 2023$101M then
State-registered IARs (5.B.3)3 as of Mar 12, 2026
Mar 17, 20233 then
Employees (5.A)5 as of Mar 12, 2026
Mar 17, 20235 then
Private funds: no history
RAUM +15% over the last fiscal year+10% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $64.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $583,564derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$152M79%
- Individuals$39.8M21%
- Individual clients
- 43reported
- HNW clients
- 44reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 329reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• A•••• G••••Personal Financial Specialist | Portland, Or | Mar 24, 2015 | 27 y | 0 |
| S•••• L•••• L•••Personal Financial Specialist | Portland, Or | Jan 16, 2018 | 11 y | 0 |
| S•••••••• L••• L•• | Lake Oswego, Or | Jan 16, 2025 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• R•••• A•••• · Vice Presidentcontrolsince 06/2019 · owns 25% to 50%
- L•••• S••••• L•••• · Chief Compliance Officer, Secretary, Treasurer, And Financial Plannercontrolsince 06/2019 · owns 5% to 10%
- P••••••••• L•••• L••••• · Presidentcontrolsince 01/2015 · owns less than 5%
- P••••••••• L•••• L••••• · Co-Trusteecontrolsince 05/2010 · owns F of L••• P•••••• L••• T••••
- L•••• C••••••• D• · Co-Trusteesince 05/2010 · owns F of L••• P•••••• L••• T••••
Entity owners
- L••• P•••••• L••• T•••• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- L••• L• P•••••••••insurancen
- R••• A•••• G••••insurancen
- S•••• L•••• L•••insurancen
- S•••••• G•••• C•••• P•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 321 to 329Feb 13, 2025 to Mar 12, 2026
- HNW clients · 37 to 44Feb 13, 2025 to Mar 12, 2026
- Individual clients · 46 to 43Feb 13, 2025 to Mar 12, 2026
- Discretionary RAUM · $147M to $172MFeb 13, 2025 to Mar 12, 2026
- HNW RAUM · $122M to $152MFeb 13, 2025 to Mar 12, 2026
- Individual RAUM · $44.6M to $39.8MFeb 13, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $20.2M to $20.0MFeb 13, 2025 to Mar 12, 2026
- RAUM · $167M to $192MFeb 13, 2025 to Mar 12, 2026
- Financial planning clients · 51-100 to 51-100Jan 29, 2025 to Feb 13, 2025
- Accounts · 305 to 321Dec 13, 2024 to Jan 29, 2025
- HNW clients · 33 to 37Dec 13, 2024 to Jan 29, 2025
- Other offices · 1 to 2Dec 13, 2024 to Jan 29, 2025
- Discretionary RAUM · $120M to $147MDec 13, 2024 to Jan 29, 2025
- HNW RAUM · $98.5M to $122MDec 13, 2024 to Jan 29, 2025
- Individual RAUM · $40.4M to $44.6MDec 13, 2024 to Jan 29, 2025
- Non-discretionary RAUM · $19.0M to $20.2MDec 13, 2024 to Jan 29, 2025
- RAUM · $139M to $167MDec 13, 2024 to Jan 29, 2025
- Accounts · 338 to 305Sep 18, 2023 to Feb 15, 2024
- HNW clients · 31 to 33Sep 18, 2023 to Feb 15, 2024
- Individual clients · 61 to 46Sep 18, 2023 to Feb 15, 2024
- Discretionary RAUM · $123M to $120MSep 18, 2023 to Feb 15, 2024
- HNW RAUM · $101M to $98.5MSep 18, 2023 to Feb 15, 2024
- Individual RAUM · $41.3M to $40.4MSep 18, 2023 to Feb 15, 2024
- Non-discretionary RAUM · $19.5M to $19.0MSep 18, 2023 to Feb 15, 2024
- RAUM · $143M to $139MSep 18, 2023 to Feb 15, 2024
- Other offices · 0 to 1Mar 17, 2023 to Sep 18, 2023
- Accounts · 273 to 338Nov 9, 2022 to Mar 17, 2023
- HNW clients · 24 to 31Nov 9, 2022 to Mar 17, 2023
- Individual clients · 43 to 61Nov 9, 2022 to Mar 17, 2023
- Discretionary RAUM · $96.1M to $123MNov 9, 2022 to Mar 17, 2023
- HNW RAUM · $82.5M to $101MNov 9, 2022 to Mar 17, 2023
- Individual RAUM · $30.4M to $41.3MNov 9, 2022 to Mar 17, 2023
- Non-discretionary RAUM · $16.7M to $19.5MNov 9, 2022 to Mar 17, 2023
- Pension RAUM · unset to 0.0Nov 9, 2022 to Mar 17, 2023
- Pooled vehicle RAUM · unset to 0.0Nov 9, 2022 to Mar 17, 2023
- RAUM · $113M to $143MNov 9, 2022 to Mar 17, 2023
Signals
1 dated events
- C•• F•••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Nov 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-244-8879reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-293-4364reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cls-financial-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (503) 244-8879reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026