DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pavilion Alternatives Group, LLC

Former SEC-registered adviserEl Dorado Hills, CaliforniaCRD 152903SEC 801-71170IAPD
Latest filing Dec 18, 2018
First filing on the tape Mar 29, 2012 · 17 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
46 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2018
Mar 29, 20120 then
Employees (5.A)50 as of Mar 29, 2018
Mar 28, 201328 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Dec 18, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
pension consulting, otherreportedItem 5.G
Custody
$55.0M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$55.0M for 2 clientsreported
Compensation
fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Knowlton Donn III Cox · President And Managing Director, Ccocontrol
        since 06/2014 · owns less than 5%
      • James Colin Dean · Secretarycontrol
        since 12/2018 · owns less than 5%
      • Michael Jeremiah France · Director, Treasurercontrol
        since 12/2018 · owns less than 5%
      • Scott Richard Joseph · Directorcontrol
        since 12/2018 · owns less than 5%
      • Teresa Christine Mahoney · Directorcontrol
        since 12/2018 · owns less than 5%
      Entity owners
      • Pavilion Financial Corporation Holdings US II LLC · Managing Member
        direct · owns 75% or more
      • Marsh & Mclennan Companies, Inc · Shareholder
        indirect · owns 75% or more of Pavilion Financial Corporation Holdings US II LLC · public reporting company
      • Marsh & Mclennan Companies, Inc. · Member
        indirect · owns 75% or more of Marsh LLC · public reporting company
      • Marsh International Holdings II, Inc · Shareholder
        indirect · owns 75% or more of Mmc International Holdings LLC
      • Marsh International Holdings, Inc · Shareholder
        indirect · owns 50% to 75% of Marsh International Holdings II, Inc
      • Marsh LLC · Shareholder
        indirect · owns 75% or more of Marsh USA Inc
      • Marsh USA Inc · Shareholder
        indirect · owns 75% or more of Marsh International Holdings, Inc
      • Mercer Consulting Group, Inc · Shareholder
        indirect · owns 75% or more of Mercer LLC
      • Mercer Holdings, Inc · Shareholder
        indirect · owns 25% to 50% of Marsh International Holdings II, Inc
      • Mercer LLC · Shareholder
        indirect · owns 75% or more of Mercer Holdings, Inc
      • Mmc International Holdings LLC · Member
        indirect · owns 75% or more of Pavilion Financial Corporation Holdings US II LLC
      Related persons
      Schedule D 7.A
      • Altius Associates Gp Limited
        pooled vehicle sponsorn
      • Altius Associates Special Partner Gp Limited
        pooled vehicle sponsorn
      • Altius Client (Gp) II LLC
        pooled vehicle sponsorn
      • Altius Client (Gp) LLC
        pooled vehicle sponsorn
      • Altius Client JP Limited
        pooled vehicle sponsorn
      • Altius Real Assets (Gp) LLC
        pooled vehicle sponsorn
      • Altius Real Assets Management S.A.R.L
        pooled vehicle sponsorn
      • Pavilion Advisory Group Inc.
        investment adviserLP sponsornRAUM $3.1B
      • Pavilion Advisory Group Ltd.
        investment adviserbankLP sponsorn
      • Pavilion Alternatives Group (Singapore) Pte Ltd.
        investment advisern
      • Mercer Alternatives Limited
        investment advisernRAUM $5.5B
      • Pavilion U.S. Investments Holdco LLC
        pooled vehicle sponsorn
      Advisers that list Pavilion Alternatives Group, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Minneapolis, MN7 employees
      • Richmond, VA6 employees
      • Boston, MA2 employees
      • Holladay, UT2 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 40 to 46
        Feb 9, 2018 to Mar 29, 2018
      • Assets in custody · $10.0M to $55.0M
        Feb 9, 2018 to Mar 29, 2018
      • Custody of client assets · false to true
        Feb 9, 2018 to Mar 29, 2018
      • Employees · 45 to 50
        Feb 9, 2018 to Mar 29, 2018
      • Other offices · 4 to 5
        Feb 9, 2018 to Mar 29, 2018
      • Other offices · unset to 4.0
        Apr 28, 2017 to Feb 9, 2018
      • Advisory employees · 18 to 40
        Nov 17, 2016 to Mar 31, 2017
      • Employees · 19 to 45
        Nov 17, 2016 to Mar 31, 2017
      • Business name · LP CAPITAL ADVISORS, LLC to PAVILION ALTERNATIVES GROUP, LLC
        Sep 8, 2016 to Sep 18, 2016
      • Legal name · LP CAPITAL ADVISORS, LLC to PAVILION ALTERNATIVES GROUP, LLC
        Sep 8, 2016 to Sep 18, 2016
      • Assets in custody · unset to 10000000.0
        Jun 30, 2015 to Mar 30, 2016
      • Employees · 18 to 19
        Jun 30, 2015 to Mar 30, 2016
      • Advisory employees · 22 to 18
        Jul 9, 2014 to Mar 31, 2015
      • Employees · 25 to 18
        Jul 9, 2014 to Mar 31, 2015
      • Advisory employees · 25 to 22
        Mar 25, 2014 to Jul 9, 2014
      • Related adviser · false to true
        Mar 25, 2014 to Jul 9, 2014
      • Related bank · false to true
        Mar 25, 2014 to Jul 9, 2014
      • Related broker-dealer · false to true
        Mar 25, 2014 to Jul 9, 2014
      • Advisory employees · 28 to 25
        Mar 28, 2013 to Mar 25, 2014
      • Employees · 28 to 25
        Mar 28, 2013 to Mar 25, 2014
      • Advisory employees · unset to 28.0
        Mar 29, 2012 to Mar 28, 2013
      • Employees · unset to 28.0
        Mar 29, 2012 to Mar 28, 2013
      • Financial planning clients · unset to 0
        Mar 29, 2012 to Mar 28, 2013
      • HQ city · SACRAMENTO to EL DORADO HILLS
        Mar 29, 2012 to Mar 28, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026