DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Peregrine Investment Advisors, LLC
Latest filing Feb 3, 2026
First filing on the tape Jan 27, 2012 · 36 filings
SEC status approved since Mar 8, 2010
RAUM
$368M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$329M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$368M as of Feb 3, 2026
Jan 27, 2012$140M then
HNW client RAUM$317M as of Feb 3, 2026
Jan 29, 2018$206M then
State-registered IARs (5.B.3)3 as of Feb 3, 2026
Jan 27, 20120 then
Employees (5.A)4 as of Feb 3, 2026
Feb 11, 20133 then
Private funds: no history
RAUM +7.2% over the last fiscal year+8.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.5MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $1.4M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$317M86%
- Corporations and businesses$26.6M7.2%
- Charitable organizations$12.4M3.4%
- Individuals$12.3M3.3%
- Individual clients
- 37reported
- HNW clients
- 49reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 206reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin James Anthony | Madison, Ms | Mar 8, 2010 | 24 y | 2 |
| John O'Donnell Knox | Madison, Ms | Jun 14, 2010 | 16 y | 0 |
| Kevin James Anthony | Madison, Ms | Jan 27, 2020 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Kevin James Anthony from Soundpath Investment Advisors, LLCMar 8, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Kevin Anthony · Chief Compliance Officercontrolsince 02/2010 · owns less than 5%
- James Kevin Anthony · Presidentcontrolsince 04/2005 · owns 75% or more of Magnolia Capital Management, Inc.
- O'Donnell John Knox · Presidentcontrolsince 02/2010 · owns 75% or more of Mhj III, Inc.
Entity owners
- Magnolia Capital Management, Inc. · Managing Memberdirect · owns 50% to 75%
- Mhj III, Inc. · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Madison, Ms · principal | 3 | 0 | 0 | ||
| Atlanta, Ga | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA2 employees
What changed
consecutive filings, newest first
- Accounts · 218 to 206Feb 10, 2025 to Feb 1, 2026
- HNW clients · 51 to 49Feb 10, 2025 to Feb 1, 2026
- Assets in custody · $1.5M to $1.4MFeb 10, 2025 to Feb 1, 2026
- Discretionary RAUM · $344M to $368MFeb 10, 2025 to Feb 1, 2026
- HNW RAUM · $296M to $317MFeb 10, 2025 to Feb 1, 2026
- Individual RAUM · $11.7M to $12.3MFeb 10, 2025 to Feb 1, 2026
- RAUM · $344M to $368MFeb 10, 2025 to Feb 1, 2026
- Financial planning clients · unset to Feb 2, 2025 to Feb 10, 2025
- Accounts · 219 to 218Mar 1, 2024 to Feb 2, 2025
- HNW clients · 49 to 51Mar 1, 2024 to Feb 2, 2025
- Individual clients · 38 to 37Mar 1, 2024 to Feb 2, 2025
- Assets in custody · $1.5M to $1.5MMar 1, 2024 to Feb 2, 2025
- Discretionary RAUM · $333M to $344MMar 1, 2024 to Feb 2, 2025
- HNW RAUM · $272M to $296MMar 1, 2024 to Feb 2, 2025
- Individual RAUM · $12.9M to $11.7MMar 1, 2024 to Feb 2, 2025
- RAUM · $333M to $344MMar 1, 2024 to Feb 2, 2025
- Accounts · 216 to 219Feb 19, 2023 to Feb 29, 2024
- HNW clients · 47 to 49Feb 19, 2023 to Feb 29, 2024
- Individual clients · 40 to 38Feb 19, 2023 to Feb 29, 2024
- Assets in custody · $1.5M to $1.5MFeb 19, 2023 to Feb 29, 2024
- Discretionary RAUM · $292M to $333MFeb 19, 2023 to Feb 29, 2024
- HNW RAUM · $237M to $272MFeb 19, 2023 to Feb 29, 2024
- Individual RAUM · $13.3M to $12.9MFeb 19, 2023 to Feb 29, 2024
- RAUM · $292M to $333MFeb 19, 2023 to Feb 29, 2024
- Accounts · 209 to 216Oct 7, 2022 to Feb 17, 2023
- HNW clients · 52 to 47Oct 7, 2022 to Feb 17, 2023
- Individual clients · 27 to 40Oct 7, 2022 to Feb 17, 2023
- Assets in custody · $4.9M to $1.5MOct 7, 2022 to Feb 17, 2023
- Discretionary RAUM · $352M to $292MOct 7, 2022 to Feb 17, 2023
- HNW RAUM · $293M to $237MOct 7, 2022 to Feb 17, 2023
- Individual RAUM · $7.4M to $13.3MOct 7, 2022 to Feb 17, 2023
- RAUM · $352M to $292MOct 7, 2022 to Feb 17, 2023
- Accounts · 211 to 209Aug 4, 2021 to Feb 18, 2022
- HNW clients · 48 to 52Aug 4, 2021 to Feb 18, 2022
- Individual clients · 30 to 27Aug 4, 2021 to Feb 18, 2022
- Assets in custody · $4.7M to $4.9MAug 4, 2021 to Feb 18, 2022
- Discretionary RAUM · $308M to $352MAug 4, 2021 to Feb 18, 2022
- HNW RAUM · $253M to $293MAug 4, 2021 to Feb 18, 2022
- Individual RAUM · $8.6M to $7.4MAug 4, 2021 to Feb 18, 2022
- RAUM · $308M to $352MAug 4, 2021 to Feb 18, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-869-6205reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-869-6277reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 769-216-3232reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- PEREGRINEINVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 769-216-3232reportedpublic record, Form ADV, Feb 3, 2026
- Contact form
- PEREGRINEINVEST.COM/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026