DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• P••••••• C••••• A•••••••• L•••
Latest filing Aug 20, 2026
First filing on the tape Mar 30, 2012 · 27 filings
SEC status approved since Apr 1, 2010
RAUM
$419M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$419M as of Aug 20, 2026
Mar 30, 2012$236M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 20, 2026
Apr 1, 20130 then
Employees (5.A)9 as of Aug 20, 2026
Apr 1, 20137 then
Private funds8 as of Aug 20, 2026
Mar 30, 20123 then
RAUM -34% over the last fiscal year-28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $419M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$419M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $419M for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• P••••••• C••••• F••• I•• L••• | Private Equity Fund | $338M | 29 | Mar 28, 2022 |
| S••••• P••••••• C••••• F••• I••• L••• | Private Equity Fund | $144M | 49 | Mar 27, 2018 |
| S••••• P••••••• C••••• F••• I•• L••• | Private Equity Fund | $129M | 50 | Mar 28, 2014 |
| S••••• P••••••• C••••• O••••••• F••• I••• L••• | Private Equity Fund | $92.5M | 28 | Mar 27, 2018 |
| S••••• P••••••• C••••• O••••••• F••• I•• L••• | Private Equity Fund | $46.6M | 9 | Mar 28, 2022 |
| S••••• P••••••• C••••• F••• B••• L••• | Private Equity Fund | $25.8M | 2 | Mar 31, 2015 |
| S••••• P••••••• C••••• O••••••• F••• I•• L••• | Private Equity Fund | $24.6M | 10 | Mar 28, 2014 |
| S••••• P••••••• C••••• F••• A••• L••• | Private Equity Fund | $11.4M | 3 | Mar 28, 2014 |
| S••••• P••••••• C••••• F•••• L••• | Private Equity Fund | $1.4M | 34 | Mar 30, 2012 |
| S••••• P••••••• C••••• F••• A••• L••• | Private Equity Fund | $1.1M | 3 | Mar 30, 2012 |
| S••••• P••••••• C••••• O••••••• F•••• L••• | Private Equity Fund | $775,234 | 5 | Mar 30, 2012 |
| S••••• P••••••• C••••• O••••••• F••• I•• A••• L••• | Private Equity Fund | $93,198 | 28 | Mar 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••• P••••• Y• · Chief Executive Officer & Limited Partnercontrolsince 02/2010 · owns less than 5%
- C••••••• S••••• C•••••• · Chief Operating Officer & Limited Partnercontrolsince 02/2010 · owns less than 5%
- H••••••••• A•••• H••• · Chief Financial Officer & Limited Partnercontrolsince 07/2018 · owns less than 5%
- W••••• E•••• H•••• · Chief Compliance Officercontrolsince 07/2019 · owns less than 5%
- B••••• D•••••• M•••••• · Board Membercontrolsince 02/2019 · owns F of S••••• M••••• C••••••• L••
- C••••••• J•••• R••••• · Board Membercontrolsince 08/2017 · owns F of S••••• M••••• C••••••• L••
- C••••• P••••• Y• · Board Membercontrolsince 11/2011 · owns F of S••••• M••••• C••••••• L••
- C••••••• S••••• C•••••• · Board Membercontrolsince 09/2015 · owns F of S••••• M••••• C••••••• L••
- F••••••• C••••• D•••• · Board Membercontrolsince 08/2017 · owns F of S••••• M••••• C••••••• L••
- J•••••••• T•••••• H••••••••• · Board Membercontrolsince 08/2017 · owns F of S••••• M••••• C••••••• L••
- M••••••• M•••••• J••••• · Board Membercontrolsince 02/2019 · owns F of S••••• M••••• C••••••• L••
- B••••• A•••• D• · Limited Partnersince 12/2018 · owns 5% to 10%
- F•••••••• J•••• · Limited Partnersince 02/2010 · owns 10% to 25%
- H••••••• R•••••• M• · Limited Partnersince 08/2015 · owns 5% to 10%
Entity owners
- S••••• M••••• C••••••• L•• · General Partnerdirect · owns less than 5%
- S••••• M••••• C••••••• L•• · General Partnerindirect · owns F of S••••• P•••••••• L•••
- S••••• P•••••••• L••• · Limited Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- A•• F••••••• L••pooled vehicle sponsorn
- S••••• P••••••• C••••• A•• G•• L•••bankpooled vehicle sponsorn
- S••••• P••••••• C••••• A••• L•••bankpooled vehicle sponsorn
- S••••• P••••••• C••••• B••• L•••bankpooled vehicle sponsorn
- S••••• P••••••• C••••• G•• L•••bankpooled vehicle sponsorn
- S••••• P••••••• C••••• I•• L•••bankpooled vehicle sponsorn
- S••••• P••••••• C••••• I••• L•••bankpooled vehicle sponsorn
- S••••• P••••••• C••••• I•• L•••bankpooled vehicle sponsorn
- S••••• P••••••• P••••• A•••• M••••••••• L••investment advisernRAUM $4.6B
- S••••• P•••••••• L•••investment adviseryRAUM $42B
Advisers that list S••••• P••••••• C••••• A•••••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Menlo Park, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $630,762,357 to $418,976,513 (-34.0%) between the annual amendments of 2025-03-21 and 2026-03-26; the peer median change was +4.0% (1148 comparable advisers, 7.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 7.2% percentile
What changed
consecutive filings, newest first
- Accounts · 12 to 11Mar 21, 2025 to Mar 26, 2026
- Pooled vehicle clients · 12 to 11Mar 21, 2025 to Mar 26, 2026
- Assets in custody · $631M to $419MMar 21, 2025 to Mar 26, 2026
- Private funds · 9 to 8Mar 21, 2025 to Mar 26, 2026
- Discretionary RAUM · $631M to $419MMar 21, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $631M to $419MMar 21, 2025 to Mar 26, 2026
- RAUM · $631M to $419MMar 21, 2025 to Mar 26, 2026
- Accounts · 16 to 12Jan 3, 2025 to Mar 21, 2025
- Pooled vehicle clients · 16 to 12Jan 3, 2025 to Mar 21, 2025
- Assets in custody · $815M to $631MJan 3, 2025 to Mar 21, 2025
- Financial planning clients · unset to Jan 3, 2025 to Mar 21, 2025
- Private funds · 12 to 9Jan 3, 2025 to Mar 21, 2025
- Discretionary RAUM · $815M to $631MJan 3, 2025 to Mar 21, 2025
- Pooled vehicle RAUM · $815M to $631MJan 3, 2025 to Mar 21, 2025
- RAUM · $815M to $631MJan 3, 2025 to Mar 21, 2025
- Advisory employees · 8 to 7Sep 1, 2023 to Mar 22, 2024
- Assets in custody · $1.1B to $815MSep 1, 2023 to Mar 22, 2024
- Employees · 11 to 9Sep 1, 2023 to Mar 22, 2024
- Discretionary RAUM · $1.1B to $815MSep 1, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.1B to $815MSep 1, 2023 to Mar 22, 2024
- RAUM · $1.1B to $815MSep 1, 2023 to Mar 22, 2024
- Advisory employees · 14 to 8Mar 27, 2023 to Sep 1, 2023
- Employees · 21 to 11Mar 27, 2023 to Sep 1, 2023
- Accounts · 15 to 16Mar 28, 2022 to Mar 27, 2023
- Advisory employees · 18 to 14Mar 28, 2022 to Mar 27, 2023
- Pooled vehicle clients · 15 to 16Mar 28, 2022 to Mar 27, 2023
- Assets in custody · $1.3B to $1.1BMar 28, 2022 to Mar 27, 2023
- Employees · 20 to 21Mar 28, 2022 to Mar 27, 2023
- Private funds · 11 to 12Mar 28, 2022 to Mar 27, 2023
- Discretionary RAUM · $1.3B to $1.1BMar 28, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $1.3B to $1.1BMar 28, 2022 to Mar 27, 2023
- RAUM · $1.3B to $1.1BMar 28, 2022 to Mar 27, 2023
- Accounts · 12 to 15Jul 16, 2021 to Mar 28, 2022
- Pooled vehicle clients · 12 to 15Jul 16, 2021 to Mar 28, 2022
- Assets in custody · $1.5B to $1.3BJul 16, 2021 to Mar 28, 2022
- Employees · 21 to 20Jul 16, 2021 to Mar 28, 2022
- Other offices · 2 to 1Jul 16, 2021 to Mar 28, 2022
- Private funds · 9 to 11Jul 16, 2021 to Mar 28, 2022
- Discretionary RAUM · $1.5B to $1.3BJul 16, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $1.5B to $1.3BJul 16, 2021 to Mar 28, 2022
Signals
10 dated events
- S••••• P••••••• C••••• A•••••••• L••• reported RAUM $419.0M, down 34% from $630.8M (2025-03-21 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- S••••• P••••••• C••••• A•••••••• L••• reported RAUM $815.3M, down 28% from $1.1B (2023-09-01 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Winters Robin Devereux (Chief Administrative Officer) no longer on Schedule A of S••••• P••••••• C••••• A•••••••• L••• (listed 2022-03-28, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- Hugh Adam Hennessey (Chief Financial Officer) appeared on Schedule A of S••••• P••••••• C••••• A•••••••• L•••Mar 24, 2020 · Control person joined · fact
- Helen Erin White (Chief Compliance Officer) appeared on Schedule A of S••••• P••••••• C••••• A•••••••• L•••Jul 11, 2019 · Control person joined · fact
- S••••• P••••••• C••••• A•••••••• L••• reported RAUM $1.6B, up 57% from $1.0B (2019-03-07 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Michael Darren Black (Board Member) appeared on Schedule A of S••••• P••••••• C••••• A•••••••• L•••Mar 7, 2019 · Control person joined · fact
- Roger Bruce Evans (Board Member) no longer on Schedule A of S••••• P••••••• C••••• A•••••••• L••• (listed 2018-03-27, absent 2019-03-07)Mar 7, 2019 · Control person left · inference
- James Charles Fitzgerald (Board Member) no longer on Schedule A of S••••• P••••••• C••••• A•••••••• L••• (listed 2018-03-27, absent 2019-03-07)Mar 7, 2019 · Control person left · inference
- Joseph Martin Mannion (Board Member) appeared on Schedule A of S••••• P••••••• C••••• A•••••••• L•••Mar 7, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- S••••• P••••••• C••••• A•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- S••••• P••••••• C••••• A•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- S•••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-824-1000reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026