DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• O•••• A•••• M••••••••• •••• C•••
Latest filing Mar 31, 2026
First filing on the tape Mar 19, 2012 · 57 filings
SEC status approved since Aug 6, 2011
RAUM
$7.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
64
27 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
9
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$7.5B as of Mar 31, 2026
Mar 19, 2012$3.0B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 19, 20120 then
Employees (5.A)64 as of Mar 31, 2026
Apr 2, 201345 then
Private funds9 as of Mar 31, 2026
Mar 19, 201210 then
RAUM +31% over the last fiscal year-2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $277MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.0B, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.9B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.0B for 23 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
26 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1••• C••••• C•••••••• M••••• F••• L•• | Hedge Fund | $1.7B | 32 | Mar 1, 2017 |
| 1••• B••• C•••••••• M••••• F••• | Hedge Fund | $1.7B | 125 | Mar 31, 2017 |
| L• A•• E••••• M••••••••• M••••• F•••no longer reported | Hedge Fund | $966M | 1 | Mar 19, 2012 |
| 1••• F••••••••• S••••••••• F••• L•• | Hedge Fund | $791M | 75 | Mar 19, 2012 |
| 1••• V••••••• F••• L•• | Hedge Fund | $649M | 71 | Aug 28, 2017 |
| L• A•• E••••• M••••••••• F•••no longer reported | Hedge Fund | $648M | 18 | Mar 19, 2012 |
| 1••• F••••••••• E••••••• M••••• F••• L••no longer reported | Hedge Fund | $624M | 4 | Mar 19, 2012 |
| 1••• U• S•••• C•• B••• I•••• F••• L•• | Hedge Fund | $212M | 37 | Aug 28, 2017 |
| 1••• U• C••••••• M••••• F••• L••no longer reported | Hedge Fund | $192M | 7 | May 31, 2016 |
| 1••• C••••• M••••• F••• L•• | Hedge Fund | $183M | 1 | Nov 29, 2016 |
| 1••• V••••••• C••••••• F••• I• L•• | Hedge Fund | $164M | 39 | Aug 28, 2017 |
| L•• G••••• A•• F•••no longer reported | Other Private Fund | $139M | 89 | Mar 19, 2012 |
| 1••• T••••••••• M••••• F••• L•• | Hedge Fund | $125M | 13 | Apr 11, 2018 |
| 1••• T••••• M••••• F••• L•• | Hedge Fund | $120M | 2 | Nov 28, 2018 |
| 1••• C••••••• E••••• L••••••••• M••••• F•••no longer reported | Hedge Fund | $105M | 35 | Feb 22, 2013 |
| 1••• U• S•••••• S••••••••• M••••• F•••no longer reported | Hedge Fund | $101M | 1 | Mar 19, 2012 |
| 1••• V••••••• C••••••• I•• L•• | Hedge Fund | $95.7M | 27 | Mar 1, 2022 |
| 1••• C••••• M••••• F••• L•• | Hedge Fund | $94.1M | 1 | Mar 30, 2022 |
| 1••• Q• M••••• F••• L•• | Hedge Fund | $79.7M | 1 | Mar 1, 2019 |
| G••••• C••••• O••••••••• ••••••• F••• L•• | Hedge Fund | $54.3M | 4 | Dec 12, 2022 |
| 1••• U• S•••••• S••••••••• F•••no longer reported | Hedge Fund | $50.9M | 7 | Mar 19, 2012 |
| 1••• G••••• E••••• L••••••••• M••••• F•••no longer reported | Hedge Fund | $33.6M | 1 | Mar 19, 2012 |
| 1••• T••• S••••••••• M••••• F••• L•• | Hedge Fund | $33.1M | 3 | Nov 28, 2022 |
| 1••• V••••••• C••••••• F••• L••no longer reported | Hedge Fund | $26.8M | 36 | Aug 28, 2017 |
| 1••• G••••• E••••• L••••••••• F•••no longer reported | Hedge Fund | $22.1M | 3 | Mar 19, 2012 |
| 1••• F••••••••• S••••••••• F••• L•no longer reported | Hedge Fund | $6.6M | 3 | Mar 19, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• P••••• L••••••• · Directorcontrolsince 10/2014 · owns less than 5%
- K•••••• H••••• · Chairman Of The Board Of Directorscontrolsince 03/2021 · owns less than 5%
- M•••••••• R•••••• · Chief Executive Officer; Chief Operating Officer, General Counselcontrolsince 05/2021 · owns less than 5%
- P••••••••• J••••••••• · Directorcontrolsince 03/2022 · owns less than 5%
- S••••••• E••••• G••• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- A••••••••• P•••••••• Z••••• · Managing Partnercontrolsince 03/2019 · owns F of L• H•••••• S•
- F••••••••• A••••• · Managing Partnercontrolsince 07/2017 · owns F of C•••••••• L•••••• O•••• S•••
- K•••••• H••••• · Managing Partnercontrolsince 01/2006 · owns F of C•••••••• L•••••• O•••• S•••
- P•••••• D••••• R••••• · Managing Partnercontrolsince 01/2017 · owns F of C•••••••• L•••••• O•••• S•••
- P••••••••• J••••••••• · Managing Partnercontrolsince 01/2022 · owns F of C•••••••• L•••••• O•••• S•••
- R•••••• F•••••••• M•••••• · Managing Partnercontrolsince 01/2010 · owns F of C•••••••• L•••••• O•••• S•••
Entity owners
- L• H•••••• S• · Shareholderdirect · owns 75% or more
- C•••••••• L•••••• O•••• S••• · Shareholderindirect · owns 75% or more of L• H•••••• S•
Related persons
Schedule D 7.A
- B••• L•••••• O•••• • C• L••n
- L•••••• O•••• A•••• M••••••••• ••••••• L••••••investment adviserbankn
- L•••••• O•••• A•••• M••••••••• ••••••••• S•investment advisern
- L•••••• O•••• F•••• ••••••• S•investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom18 employees
- Petit-Lancy, Switzerland12 employees
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 42 to 27Aug 27, 2025 to Mar 31, 2026
- Assets in custody · $3.8B to $4.0BAug 27, 2025 to Mar 31, 2026
- Employees · 74 to 64Aug 27, 2025 to Mar 31, 2026
- Private funds · 11 to 9Aug 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.7B to $7.5BAug 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $5.2B to $6.9BAug 27, 2025 to Mar 31, 2026
- RAUM · $5.7B to $7.5BAug 27, 2025 to Mar 31, 2026
- Accounts · 35 to 27May 1, 2024 to Mar 26, 2025
- Advisory employees · 46 to 42May 1, 2024 to Mar 26, 2025
- Pooled vehicle clients · 24 to 18May 1, 2024 to Mar 26, 2025
- Assets in custody · $3.8B to $3.8BMay 1, 2024 to Mar 26, 2025
- Employees · 79 to 74May 1, 2024 to Mar 26, 2025
- Financial planning clients · unset to May 1, 2024 to Mar 26, 2025
- Other offices · 4 to 7May 1, 2024 to Mar 26, 2025
- Private funds · 15 to 11May 1, 2024 to Mar 26, 2025
- Discretionary RAUM · $8.3B to $5.7BMay 1, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $7.4B to $5.2BMay 1, 2024 to Mar 26, 2025
- RAUM · $8.3B to $5.7BMay 1, 2024 to Mar 26, 2025
- Other offices · 2 to 4Feb 22, 2024 to Mar 30, 2024
- Accounts · 33 to 35Feb 22, 2024 to Mar 30, 2024
- Assets in custody · $3.5B to $3.8BFeb 22, 2024 to Mar 30, 2024
- Discretionary RAUM · $8.1B to $8.3BFeb 22, 2024 to Mar 30, 2024
- Pooled vehicle RAUM · $7.4B to $7.4BFeb 22, 2024 to Mar 30, 2024
- RAUM · $8.1B to $8.3BFeb 22, 2024 to Mar 30, 2024
- Accounts · 32 to 33Dec 12, 2022 to Mar 30, 2023
- Advisory employees · 42 to 46Dec 12, 2022 to Mar 30, 2023
- Assets in custody · $3.8B to $3.5BDec 12, 2022 to Mar 30, 2023
- Employees · 83 to 79Dec 12, 2022 to Mar 30, 2023
- Private funds · 16 to 15Dec 12, 2022 to Mar 30, 2023
- Discretionary RAUM · $7.8B to $8.1BDec 12, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $7.0B to $7.4BDec 12, 2022 to Mar 30, 2023
- RAUM · $7.8B to $8.1BDec 12, 2022 to Mar 30, 2023
- Private funds · 15 to 16Nov 28, 2022 to Dec 12, 2022
- Private funds · 14 to 15Oct 11, 2022 to Nov 28, 2022
- Accounts · 30 to 32Mar 1, 2022 to Mar 30, 2022
- Advisory employees · 37 to 42Mar 1, 2022 to Mar 30, 2022
- Pooled vehicle clients · 25 to 24Mar 1, 2022 to Mar 30, 2022
- Assets in custody · $2.1B to $3.8BMar 1, 2022 to Mar 30, 2022
- Employees · 65 to 83Mar 1, 2022 to Mar 30, 2022
- Other offices · 3 to 2Mar 1, 2022 to Mar 30, 2022
Signals
15 dated events
- L•••••• O•••• A•••• M••••••••• •••• C••• reported RAUM $7.5B, up 31% from $5.7B (2025-08-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- L•••••• O•••• A•••• M••••••••• •••• C••• reported RAUM $5.7B, down 31% from $8.3B (2024-05-01 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Charles Stephen Fitzgerald (Director) no longer on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C••• (listed 2023-03-30, absent 2024-02-22)Feb 22, 2024 · Control person left · inference
- Brian Stephen Grobman (Chief Risk Officer) no longer on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C••• (listed 2023-03-30, absent 2024-02-22)Feb 22, 2024 · Control person left · inference
- William Jeremy Bailey (Director) no longer on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C••• (listed 2023-03-30, absent 2024-02-22)Feb 22, 2024 · Control person left · inference
- Graziella Bays (Co-Chief Operating Officer) no longer on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C••• (listed 2022-12-12, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Christophe Hentsch (Managing Partner) no longer on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C••• (listed 2022-12-12, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Patrick Odier (Managing Partner) no longer on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C••• (listed 2022-12-12, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- D••••• A••••• H•••• (Co-Chief Operating Officer) no longer on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C••• (listed 2022-03-30, absent 2022-08-29)Aug 29, 2022 · Control person left · inference
- G••• E•••• S•••••• (Chief Compliance Officer) appeared on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C•••Aug 29, 2022 · Control person joined · fact
- Graziella Bays (Co-Chief Operating Officer) appeared on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C•••Aug 29, 2022 · Control person joined · fact
- L•••••• O•••• A•••• M••••••••• •••• C••• reported RAUM $7.8B, up 39% from $5.6B (2022-03-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- L•••••• O•••• A•••• M••••••••• •••• C••• reported RAUM $4.9B, up 72% from $2.8B (2019-10-07 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Z••••• P••••••• A•••••••• (Managing Partner) appeared on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C•••Mar 29, 2019 · Control person joined · fact
- Hugo Banziger (Managing Partner) no longer on Schedule A of L•••••• O•••• A•••• M••••••••• •••• C••• (listed 2019-03-01, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-295-6200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026