DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C•••••• G••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Feb 10, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$384M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$384M as of Mar 31, 2026
Mar 28, 2013$765M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)1 as of Mar 31, 2026
Mar 28, 201313 then
Private funds2 as of Mar 31, 2026
Mar 28, 20132 then
RAUM +17% over the last fiscal year-7.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $192MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $384M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$384M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $384M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• I••••••••• F•••• L••• | Other Private Fund | $270M | 96 | Feb 10, 2012 |
| C••••••••• I••••••••• F••• ••••••••• L••• | Other Private Fund | $37.6M | 16 | Feb 10, 2012 |
| C••• K•••• M••••• F•••• L••• | Hedge Fund | $37.6M | 0 | Nov 8, 2018 |
| H•• G•••• L•no longer reported | Private Equity Fund | $25.0M | 5 | Nov 8, 2018 |
| C••••••••• K•••• M••••• F•••• L•••no longer reported | Hedge Fund | $16.8M | 4 | Nov 24, 2015 |
Owners and control persons
Schedule A and B, latest filing
- M•••••• P••••• •••• · Special Partnercontrolsince 03/2004 · owns 25% to 50%
- R••••••••• R••• A•• · Principal, Chief Compliance Officer, Chief Financial Officer And Chief Operating Officercontrolsince 02/2020 · owns less than 5%
- S•••• R••••• R••••• · Managing Principal; Chief Investment Officercontrolsince 02/2020 · owns less than 5%
- T•••• A•••••• K••••••• · Special Partnercontrolsince 03/2004 · owns 50% to 75%
- M•••••• P••••• •••• · Membercontrolsince 03/2004 · owns 25% to 50% of C••••••••• C•••••• M••••••••• L•••••
- T•••• A•••••• K••••••• · Managing Membercontrolsince 03/2004 · owns 50% to 75% of C••••••••• C•••••• M••••••••• L•••••
Entity owners
- C••••••••• C•••••• M••••••••• L••••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C••••••••• G•• L•••••investment adviserbankpooled vehicle sponsorn
- E••••••• P•••••••• L•••investment advisernRAUM $2.7B
- P•• P••••••• G•• L••bankpooled vehicle sponsorn
- P•• P•••••••• L••investment adviserbankpooled vehicle sponsornRAUM $19B
Advisers that list C••••••••• C•••••• G••••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 1Aug 1, 2025 to Mar 31, 2026
- Assets in custody · $327M to $384MAug 1, 2025 to Mar 31, 2026
- Employees · 4 to 1Aug 1, 2025 to Mar 31, 2026
- HQ city · NEW YORK to Aug 1, 2025 to Mar 31, 2026
- HQ state · NY to Aug 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $327M to $384MAug 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $327M to $384MAug 1, 2025 to Mar 31, 2026
- RAUM · $327M to $384MAug 1, 2025 to Mar 31, 2026
- Accounts · 3 to 2Mar 25, 2024 to Mar 28, 2025
- Pooled vehicle clients · 3 to 2Mar 25, 2024 to Mar 28, 2025
- Assets in custody · $298M to $327MMar 25, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $307M to $327MMar 25, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $48.0M to $0Mar 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $355M to $327MMar 25, 2024 to Mar 28, 2025
- RAUM · $355M to $327MMar 25, 2024 to Mar 28, 2025
- Accounts · 5 to 3Mar 29, 2023 to Mar 25, 2024
- Pooled vehicle clients · 5 to 3Mar 29, 2023 to Mar 25, 2024
- Assets in custody · $315M to $298MMar 29, 2023 to Mar 25, 2024
- Employees · 5 to 4Mar 29, 2023 to Mar 25, 2024
- Private funds · 3 to 2Mar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $419M to $307MMar 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $60.2M to $48.0MMar 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $479M to $355MMar 29, 2023 to Mar 25, 2024
- RAUM · $479M to $355MMar 29, 2023 to Mar 25, 2024
- Related broker-dealer · true to falseMar 29, 2023 to Mar 25, 2024
- Advisory employees · 3 to 2Sep 28, 2022 to Mar 29, 2023
- Assets in custody · $0 to $315MSep 28, 2022 to Mar 29, 2023
- Custody of client assets · false to trueSep 28, 2022 to Mar 29, 2023
- Employees · 12 to 5Sep 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $574M to $419MSep 28, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $99.7M to $60.2MSep 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $673M to $479MSep 28, 2022 to Mar 29, 2023
- RAUM · $673M to $479MSep 28, 2022 to Mar 29, 2023
- Advisory activities · 2 to 1Mar 23, 2021 to Mar 18, 2022
- Employees · 13 to 12Mar 23, 2021 to Mar 18, 2022
- Discretionary RAUM · $542M to $574MMar 23, 2021 to Mar 18, 2022
- Non-discretionary RAUM · $109M to $99.7MMar 23, 2021 to Mar 18, 2022
- Pooled vehicle RAUM · $651M to $673MMar 23, 2021 to Mar 18, 2022
- RAUM · $651M to $673MMar 23, 2021 to Mar 18, 2022
Signals
5 dated events
- C••••••••• C•••••• G••••• L••• reported RAUM $355.2M, down 26% from $478.7M (2023-03-29 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- C••••••••• C•••••• G••••• L••• reported RAUM $478.7M, down 29% from $673.2M (2022-09-28 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Xiao-Hong Jing (General Counsel & Chief Compliance Officer) no longer on Schedule A of C••••••••• C•••••• G••••• L••• (listed 2022-03-18, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- (Nmn) Balkir Zihnali (Principal And Chief Operating Officer) no longer on Schedule A of C••••••••• C•••••• G••••• L••• (listed 2019-03-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Dennis Matthew Dilmaghani (Principal, Risk And Quantitative Research) no longer on Schedule A of C••••••••• C•••••• G••••• L••• (listed 2019-03-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- C••••••••• C•••••• G••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-707-6100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026