DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••• P•••••••• L••
Latest filing Jun 3, 2026
First filing on the tape Jun 30, 2018 · 15 filings
SEC status approved since Aug 7, 2018
RAUM
$284M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$283M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$56.7M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$284M as of Jun 3, 2026
Mar 31, 2019$125M then
HNW client RAUM: $70.4M
State-registered IARs (5.B.3)5 as of Jun 3, 2026
Mar 31, 20193 then
Employees (5.A)6 as of Jun 3, 2026
Mar 31, 20193 then
Private funds: no history
RAUM +13% over the last fiscal year+15% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
- RAUM per advisor
- $56.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $278,864derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$283M100%
- Pension and profit-sharing plans$807,0000.3%
- Individual clients
- 262reported
- HNW clients
- n/areported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 1,017reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••••• J••••• G••••••Certified Financial Planner, Chartered Financial Analyst | Chamblee, Ga | Jul 12, 2010 | 18 y | 0 |
| S•••• R•••••• V••••Certified Financial Planner, Chartered Financial Analyst | Chamblee, Ga | Aug 3, 2010 | 16 y | 0 |
| T••••• T••••• S•••••••Certified Financial Planner | Chamblee, Ga | May 20, 2014 | 15 y | 1 |
| B••••••• C•••••• G••••••Certified Financial Planner | Chamblee, Ga | Dec 21, 2023 | 12 y | 0 |
| T••••• P••••• H•••••••Certified Financial Planner | Chamblee, Ga | Jan 24, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• T••••• S••••••• from R••••• B••• • C••• L••May 20, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• T•••••••• J••••• · Ccocontrolsince 03/2010 · owns less than 5%
- G••••••• T•••••••• J••••• · Shareholdercontrolsince 01/2016 · owns 75% or more of T•••••• E••••••••• L••
- S•••••••• T•••••• T••••• · Shareholdercontrolsince 01/2016 · owns 75% or more of T• S•••• E••••••••• L••
- V••••• S••••• R•••••• · Shareholdercontrolsince 01/2016 · owns 75% or more of F••••• E••••••••• L••
Entity owners
- F••••• E••••••••• L•• · Memberdirect · owns 25% to 50%
- T• S•••• E••••••••• L•• · Memberdirect · owns 25% to 50%
- T•••••• E••••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chamblee, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Athens, GA1 employees
What changed
consecutive filings, newest first
- Accounts · 978 to 1,017Jan 23, 2025 to Mar 25, 2026
- Individual clients · 254 to 262Jan 23, 2025 to Mar 25, 2026
- Discretionary RAUM · $251M to $284MJan 23, 2025 to Mar 25, 2026
- Individual RAUM · $251M to $283MJan 23, 2025 to Mar 25, 2026
- Pension RAUM · $521,000 to $807,000Jan 23, 2025 to Mar 25, 2026
- RAUM · $251M to $284MJan 23, 2025 to Mar 25, 2026
- Accounts · 948 to 978Mar 28, 2024 to Jan 23, 2025
- Individual clients · 250 to 254Mar 28, 2024 to Jan 23, 2025
- Financial planning clients · 101-250 to 251-500Mar 28, 2024 to Jan 23, 2025
- Discretionary RAUM · $228M to $251MMar 28, 2024 to Jan 23, 2025
- Individual RAUM · $227M to $251MMar 28, 2024 to Jan 23, 2025
- Pension RAUM · $494,886 to $521,000Mar 28, 2024 to Jan 23, 2025
- RAUM · $228M to $251MMar 28, 2024 to Jan 23, 2025
- Accounts · 890 to 948Sep 26, 2023 to Mar 28, 2024
- Advisory employees · 3 to 5Sep 26, 2023 to Mar 28, 2024
- Individual clients · 245 to 250Sep 26, 2023 to Mar 28, 2024
- Pension plan clients · 9 to 8Sep 26, 2023 to Mar 28, 2024
- Employees · 5 to 6Sep 26, 2023 to Mar 28, 2024
- State-registered IARs · 3 to 5Sep 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $187M to $228MSep 26, 2023 to Mar 28, 2024
- Individual RAUM · $187M to $227MSep 26, 2023 to Mar 28, 2024
- Pension RAUM · $0 to $494,886Sep 26, 2023 to Mar 28, 2024
- RAUM · $187M to $228MSep 26, 2023 to Mar 28, 2024
- Accounts · 864 to 890Mar 31, 2022 to Mar 31, 2023
- Individual clients · 241 to 245Mar 31, 2022 to Mar 31, 2023
- Pension plan clients · 8 to 9Mar 31, 2022 to Mar 31, 2023
- Employees · 3 to 5Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $205M to $187MMar 31, 2022 to Mar 31, 2023
- Individual RAUM · $205M to $187MMar 31, 2022 to Mar 31, 2023
- RAUM · $205M to $187MMar 31, 2022 to Mar 31, 2023
- Accounts · 769 to 864Mar 31, 2021 to Mar 31, 2022
- Individual clients · 232 to 241Mar 31, 2021 to Mar 31, 2022
- Pension plan clients · 7 to 8Mar 31, 2021 to Mar 31, 2022
- Other offices · 0 to 1Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $171M to $205MMar 31, 2021 to Mar 31, 2022
- Individual RAUM · $171M to $205MMar 31, 2021 to Mar 31, 2022
- RAUM · $171M to $205MMar 31, 2021 to Mar 31, 2022
- Accounts · 751 to 769Jun 29, 2020 to Mar 31, 2021
- Individual clients · 230 to 232Jun 29, 2020 to Mar 31, 2021
- Pension plan clients · 6 to 7Jun 29, 2020 to Mar 31, 2021
Signals
1 dated events
- V••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- V•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-220-7662reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026