DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••• I••••••••• L••
Latest filing Sep 10, 2026
First filing on the tape Jun 13, 2021 · 16 filings
SEC status approved since Jul 12, 2021
RAUM
$46.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$23.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$46.1M as of Aug 31, 2026
Mar 16, 2022$123M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Aug 31, 2026
Mar 16, 20223 then
Employees (5.A)3 as of Aug 31, 2026
Mar 16, 20223 then
Private funds2 as of Aug 31, 2026
Mar 16, 20222 then
RAUM -64% over the last fiscal year-26% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
- RAUM per advisor
- $23.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $15.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -64%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $37.3M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$37.3M81%
- Other investment advisers$8.8M19%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $37.3M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••• Z•••••• E••••••Chartered Financial Analyst | Los Angeles, Ca | Jun 30, 2010 | 22 y | 0 |
| T•• T•••••• | Los Angeles, Ca | Apr 20, 2018 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••• O••••••••• F•••• L• | Hedge Fund | $38.6M | 61 | Jun 13, 2021 |
| M••• F•••• F•••• L• | Hedge Fund | $17.2M | 25 | Jun 13, 2021 |
Owners and control persons
Schedule A and B, latest filing
- E••••••• A•••• Z•••••• · Managing Membercontrolsince 04/2010 · owns 75% or more
- T••••••• T•• · Cco & Coosince 01/2016 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetAug 31, 2026 to Sep 10, 2026
- Private funds · 2 to unsetAug 31, 2026 to Sep 10, 2026
- Related adviser · false to unsetAug 31, 2026 to Sep 10, 2026
- Related bank · false to unsetAug 31, 2026 to Sep 10, 2026
- Related broker-dealer · false to unsetAug 31, 2026 to Sep 10, 2026
- Related insurance company · false to unsetAug 31, 2026 to Sep 10, 2026
- Succession · false to unsetAug 31, 2026 to Sep 10, 2026
- Assets in custody · $24.8M to $37.3MJul 26, 2026 to Aug 31, 2026
- Discretionary RAUM · $45.7M to $46.1MJul 26, 2026 to Aug 31, 2026
- Pooled vehicle RAUM · $38.7M to $37.3MJul 26, 2026 to Aug 31, 2026
- RAUM · $45.7M to $46.1MJul 26, 2026 to Aug 31, 2026
- Assets in custody · $40.2M to $24.8MApr 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $127M to $45.7MApr 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $56.6M to $38.7MApr 15, 2025 to Mar 31, 2026
- RAUM · $127M to $45.7MApr 15, 2025 to Mar 31, 2026
- Accounts · 4 to 3Apr 15, 2024 to Apr 15, 2025
- Assets in custody · $36.1M to $40.2MApr 15, 2024 to Apr 15, 2025
- Financial planning clients · unset to Apr 15, 2024 to Apr 15, 2025
- State-registered IARs · 3 to 2Apr 15, 2024 to Apr 15, 2025
- Discretionary RAUM · $159M to $127MApr 15, 2024 to Apr 15, 2025
- Pooled vehicle RAUM · $55.9M to $56.6MApr 15, 2024 to Apr 15, 2025
- RAUM · $159M to $127MApr 15, 2024 to Apr 15, 2025
- Assets in custody · $31.3M to $36.1MMay 1, 2023 to Mar 21, 2024
- Discretionary RAUM · $112M to $159MMay 1, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $41.5M to $55.9MMay 1, 2023 to Mar 21, 2024
- RAUM · $112M to $159MMay 1, 2023 to Mar 21, 2024
- Assets in custody · $34.1M to $31.3MMar 25, 2022 to Mar 28, 2023
- Discretionary RAUM · $123M to $112MMar 25, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $60.7M to $41.5MMar 25, 2022 to Mar 28, 2023
- RAUM · $123M to $112MMar 25, 2022 to Mar 28, 2023
- Assets in custody · $52.6M to $34.1MJun 13, 2021 to Mar 16, 2022
- Discretionary RAUM · $119M to $123MJun 13, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $52.6M to $60.7MJun 13, 2021 to Mar 16, 2022
- RAUM · $119M to $123MJun 13, 2021 to Mar 16, 2022
Signals
1 dated events
- M••• I••••••••• L•• filed its initial SEC registration (Form ADV)Jun 13, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/maze-investments-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- mazeinvestmentsllc.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (310) 846-8574reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026