DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••• I••••••••• M••••••••• L••
Latest filing Mar 5, 2026
First filing on the tape Oct 3, 2013 · 30 filings
SEC status approved since Oct 21, 2013
RAUM
$439M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
17 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
5
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$439M as of Mar 5, 2026
May 7, 2014$200M then
HNW client RAUM$0 as of Mar 5, 2026
May 2, 2018$49.3M then
State-registered IARs (5.B.3)0 as of Mar 5, 2026
May 7, 20140 then
Employees (5.A)17 as of Mar 5, 2026
May 7, 20148 then
Private funds5 as of Mar 5, 2026
May 7, 20142 then
RAUM -25% over the last fiscal year-3.7% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $73.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.6M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$439M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.6M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N•••••• C•••••• P••••••• F••• I••• L• | Real Estate Fund | $230M | 8 | Apr 5, 2022 |
| N•••••• C•••••• P••••••• F••• I•• L• | Real Estate Fund | $140M | 10 | Mar 30, 2016 |
| T•• • M••• L•• | Real Estate Fund | $39.9M | 2 | Mar 31, 2020 |
| N••••••••• L•• | Real Estate Fund | $32.3M | 2 | Mar 31, 2020 |
| N•••••• I•• C•• F•••• L• | Real Estate Fund | $19.1M | 3 | Apr 5, 2022 |
| M••• I• N•••••• I••••••••• L••no longer reported | Real Estate Fund | $17.3M | 2 | Oct 10, 2019 |
| N•••••• C•••••• P••••••• F••• I• L• | Real Estate Fund | $11.7M | 2 | Oct 3, 2013 |
| D• U•••• R••••• P••••••• F••• I• L•no longer reported | Real Estate Fund | $3.4M | 5 | Oct 3, 2013 |
| T•••••••• H••••••• L•• | Real Estate Fund | $200,000 | 5 | Mar 31, 2020 |
Owners and control persons
Schedule A and B, latest filing
- M••••••• D••••••• E• · Managing Principal/Chief Compliance Officercontrolsince 03/2010 · owns less than 5%
- M••••••• D••••••• E• · Ownercontrolsince 01/2024 · owns 75% or more of N•••••• C•••••• P••••••• H••••••• L••
- B••••• M•••••••• D•••• · Director, Chief Accounting Officersince 01/2024 · owns less than 5%
Entity owners
- N•••••• C•••••• P••••••• H••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- N•• A•••• M••••••••• L••investment companyn
Offices
Schedule D 1.F, the 25 largest
- Dyer, IN1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 5, 2026discretionary share of RAUM moved from 65.0% to 84.0% between the annual amendments of 2025-03-14 and 2026-03-05peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Accounts · 7 to 6Dec 23, 2025 to Mar 5, 2026
- Advisory employees · 12 to 17Dec 23, 2025 to Mar 5, 2026
- Pooled vehicle clients · 7 to 6Dec 23, 2025 to Mar 5, 2026
- Assets in custody · $2.8M to $2.6MDec 23, 2025 to Mar 5, 2026
- Employees · 12 to 17Dec 23, 2025 to Mar 5, 2026
- Other offices · 1 to 2Dec 23, 2025 to Mar 5, 2026
- Discretionary RAUM · $376M to $369MDec 23, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $206M to $69.8MDec 23, 2025 to Mar 5, 2026
- Pooled vehicle RAUM · $583M to $439MDec 23, 2025 to Mar 5, 2026
- RAUM · $583M to $439MDec 23, 2025 to Mar 5, 2026
- Accounts · 6 to 7May 24, 2024 to Mar 14, 2025
- Advisory employees · 15 to 12May 24, 2024 to Mar 14, 2025
- Pooled vehicle clients · 6 to 7May 24, 2024 to Mar 14, 2025
- Assets in custody · $2.1M to $2.8MMay 24, 2024 to Mar 14, 2025
- Employees · 15 to 12May 24, 2024 to Mar 14, 2025
- Financial planning clients · 0 to 0May 24, 2024 to Mar 14, 2025
- Private funds · 6 to 5May 24, 2024 to Mar 14, 2025
- Discretionary RAUM · $401M to $376MMay 24, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $72.2M to $206MMay 24, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $474M to $583MMay 24, 2024 to Mar 14, 2025
- RAUM · $474M to $583MMay 24, 2024 to Mar 14, 2025
- Other offices · 0 to 1Mar 28, 2024 to Apr 16, 2024
- Accounts · 7 to 6Nov 9, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 6Nov 9, 2023 to Mar 28, 2024
- Assets in custody · $988,000 to $2.1MNov 9, 2023 to Mar 28, 2024
- Other offices · 1 to 0Nov 9, 2023 to Mar 28, 2024
- Private funds · 7 to 6Nov 9, 2023 to Mar 28, 2024
- Discretionary RAUM · $421M to $401MNov 9, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $70.9M to $72.2MNov 9, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $492M to $474MNov 9, 2023 to Mar 28, 2024
- RAUM · $492M to $474MNov 9, 2023 to Mar 28, 2024
- Assets in custody · $10.7M to $988,000May 9, 2022 to Mar 28, 2023
- Discretionary RAUM · $455M to $421MMay 9, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $193M to $70.9MMay 9, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $648M to $492MMay 9, 2022 to Mar 28, 2023
- RAUM · $648M to $492MMay 9, 2022 to Mar 28, 2023
- Accounts · 6 to 7Mar 31, 2021 to Apr 5, 2022
- Pooled vehicle clients · 6 to 7Mar 31, 2021 to Apr 5, 2022
- Assets in custody · $2.5M to $10.7MMar 31, 2021 to Apr 5, 2022
- Other offices · 0 to 1Mar 31, 2021 to Apr 5, 2022
Signals
3 dated events
- N•••••• I••••••••• M••••••••• L•• reported RAUM $647.7M, up 33% from $488.5M (2021-03-31 to 2022-04-05)Apr 5, 2022 · RAUM change · derived
- N•••••• I••••••••• M••••••••• L•• reported RAUM $496.4M, up 61% from $309.1M (2019-10-10 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- N•••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 3, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/newportcapitalptrs/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a••.j•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-724-7031reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
N•••••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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