DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C•••••• A••••••• L••
Latest filing Mar 5, 2026
First filing on the tape Feb 22, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$14B as of Mar 5, 2026
Mar 28, 2013$191M then
HNW client RAUM$71.1M as of Mar 23, 2021
Mar 26, 2018$48.3M then
State-registered IARs (5.B.3)0 as of Mar 5, 2026
Mar 28, 20130 then
Employees (5.A)19 as of Mar 5, 2026
Mar 28, 20136 then
Private funds2 as of Mar 5, 2026
Mar 28, 20132 then
RAUM +37% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $14B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• L••• S••••••• F••• L•• | Hedge Fund | $8.6B | 405 | Feb 22, 2012 |
| A•••• V••••••• F••• L••• | Venture Capital Fund | $166M | 48 | Mar 23, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• B••••• · Managing Directorcontrolsince 09/2017 · owns less than 5%
- C••••••••• N••• · Chief Financial Officercontrolsince 05/2024 · owns less than 5%
- E••••••• S••••• A••••• · Chief Operating Officer And Chief Compliance Officercontrolsince 06/2014 · owns less than 5%
- A••••••••• B••••• · Limited Partnercontrolsince 05/2019 · owns 50% to 75% of A•••• C•••••• L•••
- A••••••••• B••••• · Membercontrolsince 05/2019 · owns 50% to 75% of A•••• C•••••• G• L••
- K•••• G••••••• A••••• · Membersince 05/2019 · owns 50% to 75% of A•••• C•••••• G• L••
Entity owners
- A•••• C•••••• L••• · Direct Ownerdirect · owns 75% or more
- A•••• C•••••• G• L•• · General Partnerindirect · owns F of A•••• C•••••• L•••
Related persons
Schedule D 7.A
- A•••• V••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $9.9B to $14BMar 20, 2025 to Mar 5, 2026
- Discretionary RAUM · $9.9B to $14BMar 20, 2025 to Mar 5, 2026
- Pooled vehicle RAUM · $9.9B to $14BMar 20, 2025 to Mar 5, 2026
- RAUM · $9.9B to $14BMar 20, 2025 to Mar 5, 2026
- Advisory employees · 10 to 11Jun 4, 2024 to Mar 20, 2025
- Assets in custody · $8.7B to $9.9BJun 4, 2024 to Mar 20, 2025
- Employees · 15 to 19Jun 4, 2024 to Mar 20, 2025
- Financial planning clients · unset to Jun 4, 2024 to Mar 20, 2025
- Discretionary RAUM · $8.7B to $9.9BJun 4, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $8.7B to $9.9BJun 4, 2024 to Mar 20, 2025
- RAUM · $8.7B to $9.9BJun 4, 2024 to Mar 20, 2025
- Assets in custody · $7.8B to $8.7BMar 10, 2023 to Mar 5, 2024
- Employees · 16 to 15Mar 10, 2023 to Mar 5, 2024
- Discretionary RAUM · $7.8B to $8.7BMar 10, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $7.8B to $8.7BMar 10, 2023 to Mar 5, 2024
- RAUM · $7.8B to $8.7BMar 10, 2023 to Mar 5, 2024
- Advisory employees · 9 to 10Mar 15, 2022 to Mar 10, 2023
- Assets in custody · $6.5B to $7.8BMar 15, 2022 to Mar 10, 2023
- Employees · 15 to 16Mar 15, 2022 to Mar 10, 2023
- Discretionary RAUM · $6.5B to $7.8BMar 15, 2022 to Mar 10, 2023
- Pooled vehicle RAUM · $6.5B to $7.8BMar 15, 2022 to Mar 10, 2023
- RAUM · $6.5B to $7.8BMar 15, 2022 to Mar 10, 2023
- Accounts · 4 to 3Mar 23, 2021 to Mar 15, 2022
- Advisory employees · 8 to 9Mar 23, 2021 to Mar 15, 2022
- Advisory activities · 2 to 1Mar 23, 2021 to Mar 15, 2022
- Assets in custody · $7.3B to $6.5BMar 23, 2021 to Mar 15, 2022
- Employees · 13 to 15Mar 23, 2021 to Mar 15, 2022
- Discretionary RAUM · $7.4B to $6.5BMar 23, 2021 to Mar 15, 2022
- HNW RAUM · 71076653.0 to unsetMar 23, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $7.3B to $6.5BMar 23, 2021 to Mar 15, 2022
- RAUM · $7.4B to $6.5BMar 23, 2021 to Mar 15, 2022
- Accounts · 3 to 4Jun 29, 2020 to Mar 23, 2021
- Advisory employees · 7 to 8Jun 29, 2020 to Mar 23, 2021
- Pooled vehicle clients · 2 to 3Jun 29, 2020 to Mar 23, 2021
- Assets in custody · $4.6B to $7.3BJun 29, 2020 to Mar 23, 2021
- Employees · 11 to 13Jun 29, 2020 to Mar 23, 2021
- Private funds · 1 to 2Jun 29, 2020 to Mar 23, 2021
- Discretionary RAUM · $4.7B to $7.4BJun 29, 2020 to Mar 23, 2021
- HNW RAUM · $96.4M to $71.1MJun 29, 2020 to Mar 23, 2021
- Pooled vehicle RAUM · $4.6B to $7.3BJun 29, 2020 to Mar 23, 2021
Signals
7 dated events
- A•••• C•••••• A••••••• L•• reported RAUM $13.6B, up 37% from $9.9B (2025-03-20 to 2026-03-05)Mar 5, 2026 · RAUM change · derived
- Neil Cammarosano (Chief Financial Officer) appeared on Schedule A of A•••• C•••••• A••••••• L••Jun 4, 2024 · Control person joined · fact
- A•••• C•••••• A••••••• L•• reported RAUM $7.4B, up 58% from $4.7B (2020-06-29 to 2021-03-23)Mar 23, 2021 · RAUM change · derived
- A•••• C•••••• A••••••• L•• reported RAUM $4.7B, up 109% from $2.2B (2019-09-06 to 2020-03-10)Mar 10, 2020 · RAUM change · derived
- A•••• C•••••• A••••••• L•• reported RAUM $2.2B, down 32% from $3.3B (2018-09-12 to 2019-03-13)Mar 13, 2019 · RAUM change · derived
- A•••• C•••••• A••••••• L•• reported RAUM $3.3B, up 85% from $1.8B (2018-03-26 to 2018-09-12)Sep 12, 2018 · RAUM change · derived
- A•••• C•••••• A••••••• L•• reported RAUM $1.8B, up 27% from $1.4B (2017-09-28 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A•••• C•••••• A••••••• L•• · Private Equityshared crd · organization
- A•••• C•••••• A••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- w••.a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-937-4970reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026