DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• W••••• M••••••••• I•••
Latest filing May 19, 2026
First filing on the tape Mar 1, 2012 · 17 filings
SEC status approved since Aug 6, 2018
RAUM
$289M
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
59%
$170M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$57.8M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$289M as of May 19, 2026
Mar 1, 2012$57.6M then
HNW client RAUM$144M as of May 19, 2026
Mar 30, 2019$40.7M then
State-registered IARs (5.B.3)4 as of May 19, 2026
Mar 30, 20193 then
Employees (5.A)5 as of May 19, 2026
Mar 30, 20193 then
Private funds: no history
RAUM +16% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $57.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $673,839derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 74%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $120M, 71 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$144M50%
- Pension and profit-sharing plans$71.3M25%
- Corporations and businesses$46.4M16%
- Individuals$25.4M8.8%
- Charitable organizations$1.7M0.6%
- Individual clients
- 87reported
- HNW clients
- 58reported
- Pension plan clients
- 6reported
- Charitable clients
- 24reported
- Accounts
- 429reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $120M for 71 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.59 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• O••• K•••• | Peoria, Il | Dec 3, 2010 | 28 y | 1 |
| J••••• R••••• K•••• | Peoria, Il | Jul 29, 2020 | 10 y | 0 |
| B•••• L•• B••••• | Peoria, Il | Sep 1, 2022 | 11 y | 0 |
| K••• R••••• G••••••Chartered Financial Analyst | Peoria, Il | Nov 21, 2022 | 11 y | 0 |
| D••••• A••• P••••••• | Peoria, Il | Feb 1, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• O••• K•••• from I•• W••••• M••••••••• I•••Dec 3, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• K•••• R••••• · Chief Investment Officercontrolsince 01/2023 · owns 10% to 25%
- K••••• J•••••• R••••• · President, Ceo And Ccocontrolsince 01/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Peoria, Il · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 388 to 429Sep 18, 2025 to Feb 11, 2026
- Charity clients · 19 to 24Sep 18, 2025 to Feb 11, 2026
- Corporate clients · 16 to 15Sep 18, 2025 to Feb 11, 2026
- HNW clients · 53 to 58Sep 18, 2025 to Feb 11, 2026
- Individual clients · 85 to 87Sep 18, 2025 to Feb 11, 2026
- Pension plan clients · 5 to 6Sep 18, 2025 to Feb 11, 2026
- Assets in custody · $112M to $120MSep 18, 2025 to Feb 11, 2026
- Discretionary RAUM · $182M to $213MSep 18, 2025 to Feb 11, 2026
- HNW RAUM · $116M to $144MSep 18, 2025 to Feb 11, 2026
- Individual RAUM · $25.5M to $25.4MSep 18, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $67.9M to $76.0MSep 18, 2025 to Feb 11, 2026
- Pension RAUM · $60.7M to $71.3MSep 18, 2025 to Feb 11, 2026
- RAUM · $250M to $289MSep 18, 2025 to Feb 11, 2026
- Financial planning clients · 0 to 0Feb 27, 2025 to Sep 18, 2025
- Accounts · 303 to 388Mar 25, 2024 to Feb 27, 2025
- Advisory employees · 5 to 4Mar 25, 2024 to Feb 27, 2025
- BD registered reps · 3 to 2Mar 25, 2024 to Feb 27, 2025
- Charity clients · 14 to 19Mar 25, 2024 to Feb 27, 2025
- Corporate clients · 14 to 16Mar 25, 2024 to Feb 27, 2025
- HNW clients · 42 to 53Mar 25, 2024 to Feb 27, 2025
- Individual clients · 76 to 85Mar 25, 2024 to Feb 27, 2025
- Pension plan clients · 4 to 5Mar 25, 2024 to Feb 27, 2025
- Assets in custody · $62.4M to $112MMar 25, 2024 to Feb 27, 2025
- State-registered IARs · 5 to 4Mar 25, 2024 to Feb 27, 2025
- Discretionary RAUM · $142M to $182MMar 25, 2024 to Feb 27, 2025
- HNW RAUM · $80.0M to $116MMar 25, 2024 to Feb 27, 2025
- Individual RAUM · $23.8M to $25.5MMar 25, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $58.9M to $67.9MMar 25, 2024 to Feb 27, 2025
- Pension RAUM · $56.9M to $60.7MMar 25, 2024 to Feb 27, 2025
- RAUM · $201M to $250MMar 25, 2024 to Feb 27, 2025
- Accounts · 277 to 303Mar 14, 2023 to Mar 25, 2024
- Advisory employees · 4 to 5Mar 14, 2023 to Mar 25, 2024
- Charity clients · 9 to 14Mar 14, 2023 to Mar 25, 2024
- Corporate clients · 15 to 14Mar 14, 2023 to Mar 25, 2024
- HNW clients · 37 to 42Mar 14, 2023 to Mar 25, 2024
- Individual clients · 75 to 76Mar 14, 2023 to Mar 25, 2024
- Assets in custody · $68.7M to $62.4MMar 14, 2023 to Mar 25, 2024
- Employees · 4 to 5Mar 14, 2023 to Mar 25, 2024
- State-registered IARs · 4 to 5Mar 14, 2023 to Mar 25, 2024
- Discretionary RAUM · $131M to $142MMar 14, 2023 to Mar 25, 2024
Signals
4 dated events
- Robert Kyle Gilmore (Chief Investment Officer) appeared on Schedule A of G••••••• W••••• M••••••••• I•••Mar 14, 2023 · Control person joined · fact
- Owen Ronald Kirby (President, Cco And Ceo) no longer on Schedule A of G••••••• W••••• M••••••••• I••• (listed 2020-06-30, absent 2021-02-01)Feb 1, 2021 · Control person left · inference
- Robert Joshua Kirby (President, Ceo And Cco) appeared on Schedule A of G••••••• W••••• M••••••••• I•••Feb 1, 2021 · Control person joined · fact
- G••••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Jul 5, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 309-692-1460reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/guardian-wealth-managersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 309-692-1460reportedpublic record, Form ADV, May 19, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026