DFX Intelligence

RIA Intelligence

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Former SEC-registered adviser

R•• M••••••• C•••••• P••••••• L••

Former SEC-registered adviserLos Angeles, CaliforniaCRD 154236SEC 801-73325IAPD

Latest filing Apr 14, 2020

First filing on the tape Feb 10, 2012 · 14 filings

RAUM

$111M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$111M gross assets

History

14 filings and snapshots on the tape

RAUM$111M as of Mar 6, 2020

Mar 28, 2013$350M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 6, 2020

Mar 28, 20130 then

Employees (5.A)3 as of Mar 6, 2020

Mar 28, 201313 then

Private funds4 as of Mar 6, 2020

Mar 28, 20133 then

RAUM -27% over the last fiscal year-34% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 14, 2020; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $27.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -27%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $111M, 4 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$111M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $111M for 4 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R•• M••••••• P•••••••• L•••	Hedge Fund	$80.7M	17	Feb 10, 2012
R•• M••••••• I•••••••• I• L•• • S••••• A•	Hedge Fund	$20.4M	4	Mar 26, 2015
R••• P•• D•• I•• L•••	Hedge Fund	$9.3M	5	Mar 28, 2013
R••• P•• D••• L•••	Hedge Fund	$506,713	6	Mar 28, 2013

Owners and control persons

Schedule A and B, latest filing

M•••••• T• W••••• · Managing Partnercontrol
since 01/2005 · owns less than 5%
T••••• J•••• C••••••••• · Partner, Member, Chief Compliance Officercontrol
since 01/2005 · owns 25% to 50%
M•••••• L•••• A•• · Trusteecontrol
since 06/2000 · owns F of M••••• F••••• T••••
M•••••• T• W••••• · General And L•••••• Partnercontrol
since 05/2000 · owns F of M••••• F••••• L•••••• P•••••••••
M•••••• T• W••••• · President, Shareholdercontrol
since 03/1999 · owns 75% or more of R•• M••••••• C•••••• M••••••••• I•••

Entity owners

M••••• F••••• L•••••• P••••••••• · Member
direct · owns 25% to 50%
R•• M••••••• C•••••• M••••••••• I••• · Managing Member
direct · owns 25% to 50%
M••••• F••••• T•••• · L•••••• Partner
indirect · owns 75% or more of M••••• F••••• L•••••• P•••••••••

Related persons

Schedule D 7.A

R••• D•• I• L••
pooled vehicle sponsory
R••• D•• L••
pooled vehicle sponsory
R••• G• L••
pooled vehicle sponsory
R••• M•••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 3 to 2
Mar 29, 2019 to Mar 6, 2020
Assets in custody · $153M to $111M
Mar 29, 2019 to Mar 6, 2020
Employees · 4 to 3
Mar 29, 2019 to Mar 6, 2020
Discretionary RAUM · $153M to $111M
Mar 29, 2019 to Mar 6, 2020
Pooled vehicle RAUM · $153M to $111M
Mar 29, 2019 to Mar 6, 2020
RAUM · $153M to $111M
Mar 29, 2019 to Mar 6, 2020
Assets in custody · $333M to $153M
Mar 29, 2018 to Mar 29, 2019
Employees · 7 to 4
Mar 29, 2018 to Mar 29, 2019
Discretionary RAUM · $333M to $153M
Mar 29, 2018 to Mar 29, 2019
Pooled vehicle RAUM · $333M to $153M
Mar 29, 2018 to Mar 29, 2019
RAUM · $333M to $153M
Mar 29, 2018 to Mar 29, 2019
Advisory employees · 2 to 3
Jul 27, 2017 to Mar 29, 2018
Pooled vehicle clients · unset to 4.0
Jul 27, 2017 to Mar 29, 2018
Assets in custody · $381M to $333M
Jul 27, 2017 to Mar 29, 2018
Employees · 5 to 7
Jul 27, 2017 to Mar 29, 2018
Other offices · unset to 0.0
Jul 27, 2017 to Mar 29, 2018
Discretionary RAUM · $381M to $333M
Jul 27, 2017 to Mar 29, 2018
Pooled vehicle RAUM · unset to 332568206.0
Jul 27, 2017 to Mar 29, 2018
RAUM · $381M to $333M
Jul 27, 2017 to Mar 29, 2018
Advisory employees · 5 to 2
May 9, 2016 to Mar 10, 2017
Assets in custody · $422M to $381M
May 9, 2016 to Mar 10, 2017
Employees · 7 to 5
May 9, 2016 to Mar 10, 2017
Discretionary RAUM · $422M to $381M
May 9, 2016 to Mar 10, 2017
RAUM · $422M to $381M
May 9, 2016 to Mar 10, 2017
Assets in custody · $424M to $422M
Mar 30, 2016 to May 9, 2016
Discretionary RAUM · $424M to $422M
Mar 30, 2016 to May 9, 2016
RAUM · $424M to $422M
Mar 30, 2016 to May 9, 2016
Advisory employees · 8 to 5
Apr 30, 2015 to Mar 30, 2016
Assets in custody · $501M to $424M
Apr 30, 2015 to Mar 30, 2016
Employees · 14 to 7
Apr 30, 2015 to Mar 30, 2016
Discretionary RAUM · $501M to $424M
Apr 30, 2015 to Mar 30, 2016
RAUM · $501M to $424M
Apr 30, 2015 to Mar 30, 2016
Assets in custody · $440M to $501M
Mar 26, 2015 to Apr 30, 2015
Discretionary RAUM · $491M to $501M
Mar 26, 2015 to Apr 30, 2015
RAUM · $491M to $501M
Mar 26, 2015 to Apr 30, 2015
Accounts · 3 to 4
Mar 18, 2014 to Mar 26, 2015
Advisory employees · 5 to 8
Mar 18, 2014 to Mar 26, 2015
Assets in custody · $462M to $440M
Mar 18, 2014 to Mar 26, 2015
Private funds · 3 to 4
Mar 18, 2014 to Mar 26, 2015
Discretionary RAUM · $462M to $491M
Mar 18, 2014 to Mar 26, 2015

Signals

2 dated events

R•• M••••••• C•••••• P••••••• L•• reported RAUM $152.6M, down 54% from $332.6M (2018-03-29 to 2019-03-29)
Mar 29, 2019 · RAUM change · derived
Amrita Mapara (Principal, Chief Financial Officer) no longer on Schedule A of R•• M••••••• C•••••• P••••••• L•• (listed 2018-03-29, absent 2019-03-29)
Mar 29, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

R•• M••••••• C•••••• P••••••• L•• · Private Equity
shared crd · organization

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026