DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••• C•••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Aug 2, 2010
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$11B as of Mar 30, 2026
Mar 30, 2012$6.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)31 as of Mar 30, 2026
Mar 20, 201326 then
Private funds6 as of Mar 30, 2026
Mar 30, 20121 then
RAUM -0.7% over the last fiscal year-2.0% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $627MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $11B, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11B for 18 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••••• C•••••• M••••• F•••• L••• | Hedge Fund | $8.7B | 232 | Mar 30, 2012 |
| V••••••• J•••• M••••• F•••• L••• | Hedge Fund | $868M | 18 | Mar 29, 2023 |
| V••••••• C•••••• M••••• F••• B• L•••no longer reported | Hedge Fund | $273M | 3 | Mar 28, 2019 |
| V••••••• S•••••••• M••••• F•••• L••• | Hedge Fund | $228M | 7 | Mar 30, 2021 |
| V••••••• C•••••• I••••••••• F••• A• L•••no longer reported | Hedge Fund | $79.8M | 2 | Feb 22, 2016 |
| V••••••• S•••••••• M••••• F••• I•• L••• | Hedge Fund | $76.6M | 1 | Mar 28, 2024 |
| V••••••• C•••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $49.4M | 14 | Mar 20, 2013 |
Owners and control persons
Schedule A and B, latest filing
- A••••• C••••••••• S•••• · Chief Financial Officercontrolsince 07/2017 · owns less than 5%
- B•••••••• J••••• B••••••• · General Counselcontrolsince 11/2018 · owns less than 5%
- H•••• D••••• R••••• · Co-Chief Executive Officercontrolsince 08/2023 · owns less than 5%
- M•••••• G•••••••• M•••• · Co-Chief Executive Officer/Chief Investment Officercontrolsince 11/2007 · owns less than 5%
- M••••••••• S••••• M• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- Z•••••• B•••••• J••• · Vice Presidentcontrolsince 11/2007 · owns less than 5%
- H•••• D••••• R••••• · Member Of The Management Boardcontrolsince 08/2023 · owns F of V••••••• H••••••• G•• L••
- M•••••• G•••••••• M•••• · Member Of The Management Boardcontrolsince 11/2007 · owns F of V••••••• H••••••• G•• L••
- Z•••••• B•••••• J••• · Member Of The Management Boardcontrolsince 01/2022 · owns F of V••••••• H••••••• G•• L••
Entity owners
- V••••••• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
- V••••••• H••••••• I•• L••• · Limited Partnerdirect · owns 75% or more
- V••••••• H••••••• G•• L•• · General Partnerindirect · owns F of V••••••• Holdings, LP
- V••••••• H••••••• I•• L••• · Managing Memberindirect · owns 75% or more of V••••••• C•••••• M••••••••• L••
- V••••••• P••••••••• G•• L•• · General Partnerindirect · owns F of V••••••• P••••••••• I•• L•••
- V••••••• P••••••••• I•• L••• · Limited Partnerindirect · owns 75% or more of V••••••• H••••••• I•• L•••
Related persons
Schedule D 7.A
- V• P••••••• I• L••bankpooled vehicle sponsorn
- V• P••••••• I••• L••bankpooled vehicle sponsorn
- V• P••••••• J••••• L••bankpooled vehicle sponsorn
- V• P••••••• S•••••••• I•• L••bankpooled vehicle sponsorn
Advisers that list V••••••• C•••••• M••••••••• L••• as a related person
- 154245 n
Offices
Schedule D 1.F, the 25 largest
- Santa Barbara, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-21 and 2026-03-30; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 17 to 18Mar 21, 2025 to Mar 30, 2026
- Advisory employees · 11 to 12Mar 21, 2025 to Mar 30, 2026
- Pooled vehicle clients · 16 to 18Mar 21, 2025 to Mar 30, 2026
- Assets in custody · $11B to $11BMar 21, 2025 to Mar 30, 2026
- Employees · 30 to 31Mar 21, 2025 to Mar 30, 2026
- Other offices · 2 to 1Mar 21, 2025 to Mar 30, 2026
- Private funds · 4 to 6Mar 21, 2025 to Mar 30, 2026
- Discretionary RAUM · $11B to $11BMar 21, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $11B to $11BMar 21, 2025 to Mar 30, 2026
- RAUM · $11B to $11BMar 21, 2025 to Mar 30, 2026
- Assets in custody · $0 to $11BMar 28, 2024 to Mar 21, 2025
- Employees · 27 to 30Mar 28, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 21, 2025
- Other offices · 1 to 2Mar 28, 2024 to Mar 21, 2025
- Discretionary RAUM · $9.8B to $11BMar 28, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $9.8B to $11BMar 28, 2024 to Mar 21, 2025
- RAUM · $9.8B to $11BMar 28, 2024 to Mar 21, 2025
- Accounts · 16 to 17Jan 30, 2024 to Mar 28, 2024
- Advisory employees · 17 to 11Jan 30, 2024 to Mar 28, 2024
- Pooled vehicle clients · 15 to 16Jan 30, 2024 to Mar 28, 2024
- Employees · 42 to 27Jan 30, 2024 to Mar 28, 2024
- Private funds · 3 to 4Jan 30, 2024 to Mar 28, 2024
- Discretionary RAUM · $12B to $9.8BJan 30, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $12B to $9.8BJan 30, 2024 to Mar 28, 2024
- RAUM · $12B to $9.8BJan 30, 2024 to Mar 28, 2024
- Accounts · 11 to 16Nov 2, 2022 to Mar 29, 2023
- Advisory employees · 15 to 17Nov 2, 2022 to Mar 29, 2023
- Pooled vehicle clients · 10 to 15Nov 2, 2022 to Mar 29, 2023
- Employees · 39 to 42Nov 2, 2022 to Mar 29, 2023
- Private funds · 2 to 3Nov 2, 2022 to Mar 29, 2023
- Discretionary RAUM · $13B to $12BNov 2, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $13B to $12BNov 2, 2022 to Mar 29, 2023
- RAUM · $13B to $12BNov 2, 2022 to Mar 29, 2023
- Accounts · 13 to 11Mar 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 12 to 10Mar 30, 2021 to Mar 30, 2022
- Other offices · 0 to 1Mar 30, 2021 to Mar 30, 2022
- Private funds · 3 to 2Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $14B to $13BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $13B to $13BMar 30, 2021 to Mar 30, 2022
- RAUM · $14B to $13BMar 30, 2021 to Mar 30, 2022
Signals
9 dated events
- Bridges Brandon Boze (President) no longer on Schedule A of V••••••• C•••••• M••••••••• L••• (listed 2024-01-30, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Walsh Dorothea Kennedy (Chief Compliance Officer) no longer on Schedule A of V••••••• C•••••• M••••••••• L••• (listed 2023-10-09, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- M Sonia Muscatine (Chief Compliance Officer) appeared on Schedule A of V••••••• C•••••• M••••••••• L•••Jan 30, 2024 · Control person joined · fact
- Robert David Hale (Co-Chief Executive Officer) appeared on Schedule A of V••••••• C•••••• M••••••••• L•••Jan 30, 2024 · Control person joined · fact
- Jane Briana Zelaya (Vice President) appeared on Schedule A of V••••••• C•••••• M••••••••• L•••Mar 30, 2022 · Control person joined · fact
- Eric Bradley Singer (Chief Operating Officer) no longer on Schedule A of V••••••• C•••••• M••••••••• L••• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Williams Jeffrey Ubben (Chairman) no longer on Schedule A of V••••••• C•••••• M••••••••• L••• (listed 2020-03-27, absent 2020-11-03)Nov 3, 2020 · Control person left · inference
- Benjamin Jason Breeding (General Counsel) appeared on Schedule A of V••••••• C•••••• M••••••••• L•••Mar 28, 2019 · Control person joined · fact
- Ascher Allison Bennington (Chief Legal Officer) no longer on Schedule A of V••••••• C•••••• M••••••••• L••• (listed 2018-08-17, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/valueact-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- V•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-362-3700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026