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B•••••• I••••••••• P••••••• L••

Former SEC-registered adviserFormer SEC adviser· Darien, Connecticut

Former SEC-registered adviser, based in Darien, Connecticut, reporting $74.9M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2014-09-15 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Last reported RAUM: $74.9M
Advisors: Not applicable
Net advisor flow, 12 months: Not applicable
RAUM change, last fiscal year: -64%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2014-09-15 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM fell -64% over the last fiscal year, to $74.9M.
2014-09-15
RAUM a year earlier $207MRAUM now $74.9M

Every filed figure, and the identifiersCRD 154252 · SEC 801-71903 · 8 filingsShow

CRD 154252SEC 801-71903Legal name B• P••••••• L••First filing on the tape Mar 16, 2012, latest Sep 15, 2014IAPD

RAUM

$74.9M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

n/a

beyond the principal office

Private funds

reported on Schedule D

History

8 filings and snapshots on the tape

RAUM$57.2M as of Mar 28, 2014

Mar 16, 2012$414M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 28, 2014

Mar 25, 20130 then

Employees (5.A)3 as of Mar 28, 2014

Mar 25, 20134 then

Private funds: 1

RAUM -64% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Sep 15, 2014; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $4.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -72%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, otherreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 18reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M•••••• A•••••• I••••••••• S•••••• S••••••••• P••••••••no longer reported	Hedge Fund	$108M	2	Mar 16, 2012

Owners and control persons

Schedule A and B, latest filing

G•••• P••••• L••••• · Managing Membercontrol
since 05/2009 · owns 50% to 75%
R•••• W••••••• J•••• · Managing Membercontrol
since 05/2009 · owns 50% to 75%
M••••• S••••••••• J••• · Chief Compliance Officer
since 08/2014 · owns less than 5%

Related persons

Schedule D 7.A

B••• T••••••• L••
broker-dealern

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 17 to 18
Mar 28, 2014 to Apr 2, 2014
Discretionary RAUM · $57.2M to $74.9M
Mar 28, 2014 to Apr 2, 2014
RAUM · $57.2M to $74.9M
Mar 28, 2014 to Apr 2, 2014
Accounts · 19 to 17
Mar 25, 2013 to Mar 28, 2014
Employees · 4 to 3
Mar 25, 2013 to Mar 28, 2014
Discretionary RAUM · $207M to $57.2M
Mar 25, 2013 to Mar 28, 2014
RAUM · $207M to $57.2M
Mar 25, 2013 to Mar 28, 2014
Accounts · 22 to 19
Mar 20, 2012 to Mar 25, 2013
Advisory employees · unset to 1.0
Mar 20, 2012 to Mar 25, 2013
BD registered reps · unset to 0.0
Mar 20, 2012 to Mar 25, 2013
Employees · unset to 4.0
Mar 20, 2012 to Mar 25, 2013
State-registered IARs · unset to 0.0
Mar 20, 2012 to Mar 25, 2013
Private funds · 1 to unset
Mar 20, 2012 to Mar 25, 2013
Discretionary RAUM · $414M to $207M
Mar 20, 2012 to Mar 25, 2013
RAUM · $414M to $207M
Mar 20, 2012 to Mar 25, 2013

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026