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RIA Intelligence
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SEC-registered adviser
K•••• C•••••• A•••• M•••••••••
Legal name K• A•••• M••••••••• I•••
Latest filing Jan 21, 2026
First filing on the tape Mar 5, 2012 · 10 filings
SEC status approved since Nov 29, 2024
RAUM
$165M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$165M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$82.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$165M as of Jan 21, 2026
Mar 5, 2012$38.5M then
HNW client RAUM$124M as of Jan 21, 2026
Jan 24, 2025$40.7M then
State-registered IARs (5.B.3)2 as of Jan 21, 2026
Mar 5, 20120 then
Employees (5.A)2 as of Jan 21, 2026
Jan 24, 20252 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Jan 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $394,740derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $5.9M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M75%
- Individuals$41.3M25%
- Individual clients
- 88reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 419reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.9M for 8 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••••• M•••••• K•••• | Wynnewood, Pa | Jul 20, 2010 | 19 y | 1 |
| M•••••• T•••••• C•••••• | Mickleton, Nj | Jul 20, 2010 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L••••••• M•••••• K•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 20, 2010 · Other
- M•••••• T•••••• C•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 20, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• M••••••• T•••••• · Co-President And Chief Compliance Officercontrolsince 07/2010 · owns 50% to 75%
- K••••• L•••••••• M•••••• · Co-Presidentcontrolsince 07/2010 · owns 50% to 75%
Related persons
Schedule D 7.A
- L••••••• K••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mickleton, Nj | 2 | 0 | 0 | ||
| West Conshohocken, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Mullica Hill, NJ1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Jan 21, 2026HNW share of RAUM moved from 29.0% to 75.0% between the annual amendments of 2025-01-24 and 2026-01-21peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- HNW clients · 102 to 51Jun 11, 2025 to Jan 21, 2026
- Individual clients · 44 to 88Jun 11, 2025 to Jan 21, 2026
- Assets in custody · $4.9M to $5.9MJun 11, 2025 to Jan 21, 2026
- Discretionary RAUM · $140M to $165MJun 11, 2025 to Jan 21, 2026
- HNW RAUM · $40.7M to $124MJun 11, 2025 to Jan 21, 2026
- Individual RAUM · $99.1M to $41.3MJun 11, 2025 to Jan 21, 2026
- RAUM · $140M to $165MJun 11, 2025 to Jan 21, 2026
- Financial planning clients · 26-50 to 26-50May 20, 2025 to Jun 11, 2025
- Accounts · 410 to 419Dec 16, 2024 to Jan 24, 2025
- HNW clients · 30 to 102Dec 16, 2024 to Jan 24, 2025
- Individual clients · 94 to 44Dec 16, 2024 to Jan 24, 2025
- Assets in custody · $5.6M to $4.9MDec 16, 2024 to Jan 24, 2025
- HQ city · unset to Dec 16, 2024 to Jan 24, 2025
- HQ state · unset to Dec 16, 2024 to Jan 24, 2025
- Discretionary RAUM · $127M to $140MDec 16, 2024 to Jan 24, 2025
- HNW RAUM · $89.6M to $40.7MDec 16, 2024 to Jan 24, 2025
- Individual RAUM · $41.0M to $99.1MDec 16, 2024 to Jan 24, 2025
- Non-discretionary RAUM · $3.2M to $0Dec 16, 2024 to Jan 24, 2025
- RAUM · $131M to $140MDec 16, 2024 to Jan 24, 2025
- Accounts · 189 to 410May 23, 2012 to Oct 30, 2024
- Advisory employees · unset to 2.0May 23, 2012 to Oct 30, 2024
- Advisory activities · 3 to 2May 23, 2012 to Oct 30, 2024
- BD registered reps · unset to 1.0May 23, 2012 to Oct 30, 2024
- HNW clients · unset to 30.0May 23, 2012 to Oct 30, 2024
- Individual clients · unset to 94.0May 23, 2012 to Oct 30, 2024
- Commission compensation · true to falseMay 23, 2012 to Oct 30, 2024
- Assets in custody · unset to 5569378.0May 23, 2012 to Oct 30, 2024
- Custody of client assets · false to trueMay 23, 2012 to Oct 30, 2024
- Employees · unset to 2.0May 23, 2012 to Oct 30, 2024
- Financial planning clients · 0 to 26-50May 23, 2012 to Oct 30, 2024
- State-registered IARs · 0 to 2May 23, 2012 to Oct 30, 2024
- Other offices · unset to 2.0May 23, 2012 to Oct 30, 2024
- Discretionary RAUM · $36.8M to $127MMay 23, 2012 to Oct 30, 2024
- HNW RAUM · unset to 89627992.0May 23, 2012 to Oct 30, 2024
- Individual RAUM · unset to 41002008.0May 23, 2012 to Oct 30, 2024
- Non-discretionary RAUM · $1.7M to $3.2MMay 23, 2012 to Oct 30, 2024
- RAUM · $38.5M to $131MMay 23, 2012 to Oct 30, 2024
- Advisory activities · 4 to 3Apr 17, 2012 to Apr 26, 2012
- Assets in custody · 140000.0 to unsetMar 5, 2012 to Apr 17, 2012
- Custody of client assets · true to falseMar 5, 2012 to Apr 17, 2012
Signals
1 dated events
- K•••• C•••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Oct 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@k•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 484-334-8201reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 856-381-0550reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 484-334-8201reportedpublic record, Form ADV, Jan 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026