DFX Intelligence
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Former SEC-registered adviser
A••••••••• C•••••• P••••••• L••
Latest filing Jan 24, 2020
First filing on the tape Feb 14, 2012 · 26 filings
RAUM
$7.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
76
27 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$7.5B as of Mar 6, 2019
Apr 1, 2013$9.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 6, 2019
Apr 1, 20130 then
Employees (5.A)76 as of Mar 6, 2019
Apr 1, 201378 then
Private funds: no history
RAUM -54% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 24, 2020; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $681MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.5B, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.5B for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••••• E••••• V•••••• 1• L• | Private Equity Fund | $116M | 15 | Mar 28, 2022 |
| A••••••••• M••••• F••• L•• | Hedge Fund | $43.6M | 49 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• B••••• A••••• A••••• · Co-Chief Operating Officer & Chief Legal Officercontrolsince 08/2014 · owns less than 5%
- G••••••••• A•••••••• · Co-Chief Operating Officercontrolsince 05/2016 · owns less than 5%
- J••••••••• A•••• · Chief Financial Officercontrolsince 07/2012 · owns less than 5%
- N••••• N•••••••• G••••• · Chief Investment Officercontrolsince 02/2008 · owns 50% to 75%
- R••••••• D•••••• P•••••• · Partner And Chief Risk Officercontrolsince 07/2012 · owns less than 5%
- W•••••• D••••• C•••• · Chief Compliance Officercontrolsince 07/2015 · owns less than 5%
Entity owners
- D••••••• B•••• A• · Non-Voting Memberdirect · owns 10% to 25% · public reporting company
Related persons
Schedule D 7.A
- A••••••••• C•••••• P••••••• ••• L•investment adviserbankyRAUM $7.5B
- A••••••••• G•••••• P•••••• L••••••pooled vehicle sponsory
Advisers that list A••••••••• C•••••• P••••••• L•• as a related person
- 157179 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 11Mar 7, 2018 to Mar 6, 2019
- Advisory employees · 31 to 27Mar 7, 2018 to Mar 6, 2019
- Pooled vehicle clients · 10 to 11Mar 7, 2018 to Mar 6, 2019
- Assets in custody · $16B to $7.5BMar 7, 2018 to Mar 6, 2019
- Employees · 90 to 76Mar 7, 2018 to Mar 6, 2019
- Discretionary RAUM · $16B to $7.5BMar 7, 2018 to Mar 6, 2019
- Pooled vehicle RAUM · $16B to $7.5BMar 7, 2018 to Mar 6, 2019
- RAUM · $16B to $7.5BMar 7, 2018 to Mar 6, 2019
- Accounts · 11 to 10Jan 3, 2018 to Mar 7, 2018
- Pooled vehicle clients · unset to 10.0Jan 3, 2018 to Mar 7, 2018
- Assets in custody · $14B to $16BJan 3, 2018 to Mar 7, 2018
- Employees · 89 to 90Jan 3, 2018 to Mar 7, 2018
- Discretionary RAUM · $14B to $16BJan 3, 2018 to Mar 7, 2018
- Pooled vehicle RAUM · unset to 16256393000.0Jan 3, 2018 to Mar 7, 2018
- RAUM · $14B to $16BJan 3, 2018 to Mar 7, 2018
- Other offices · unset to 0.0Jun 21, 2017 to Nov 7, 2017
- Accounts · 12 to 11Jun 6, 2016 to Mar 30, 2017
- Advisory employees · 32 to 31Jun 6, 2016 to Mar 30, 2017
- Assets in custody · $12B to $14BJun 6, 2016 to Mar 30, 2017
- Employees · 103 to 89Jun 6, 2016 to Mar 30, 2017
- Discretionary RAUM · $12B to $14BJun 6, 2016 to Mar 30, 2017
- RAUM · $12B to $14BJun 6, 2016 to Mar 30, 2017
- Accounts · 9 to 12Jan 27, 2016 to Mar 30, 2016
- Advisory employees · 36 to 32Jan 27, 2016 to Mar 30, 2016
- Assets in custody · unset to 12364877000.0Jan 27, 2016 to Mar 30, 2016
- Custody of client assets · false to trueJan 27, 2016 to Mar 30, 2016
- Employees · 80 to 103Jan 27, 2016 to Mar 30, 2016
- Discretionary RAUM · $19B to $12BJan 27, 2016 to Mar 30, 2016
- RAUM · $19B to $12BJan 27, 2016 to Mar 30, 2016
- Advisory employees · 34 to 36Jun 4, 2014 to Mar 31, 2015
- Employees · 83 to 80Jun 4, 2014 to Mar 31, 2015
- Discretionary RAUM · $15B to $19BJun 4, 2014 to Mar 31, 2015
- RAUM · $15B to $19BJun 4, 2014 to Mar 31, 2015
- Advisory employees · 32 to 34Apr 1, 2013 to Mar 31, 2014
- Employees · 78 to 83Apr 1, 2013 to Mar 31, 2014
- Discretionary RAUM · $9.3B to $15BApr 1, 2013 to Mar 31, 2014
- RAUM · $9.3B to $15BApr 1, 2013 to Mar 31, 2014
- Advisory employees · 26 to 32Nov 12, 2012 to Apr 1, 2013
- Employees · 69 to 78Nov 12, 2012 to Apr 1, 2013
- Discretionary RAUM · $5.4B to $9.3BNov 12, 2012 to Apr 1, 2013
Signals
7 dated events
- John Andrew Billett (Partner) no longer on Schedule A of A••••••••• C•••••• P••••••• L•• (listed 2019-07-25, absent 2020-01-12)Jan 12, 2020 · Control person left · inference
- Francis James O'Connor (Sole Member) no longer on Schedule A of A••••••••• C•••••• P••••••• L•• (listed 2019-07-25, absent 2020-01-12)Jan 12, 2020 · Control person left · inference
- Hai Georges Memmi (Partner) no longer on Schedule A of A••••••••• C•••••• P••••••• L•• (listed 2019-07-25, absent 2020-01-12)Jan 12, 2020 · Control person left · inference
- A••••••••• C•••••• P••••••• L•• reported RAUM $7.5B, down 54% from $16.3B (2018-03-07 to 2019-03-06)Mar 6, 2019 · RAUM change · derived
- Francis James O'Connor (Sole Member) appeared on Schedule A of A••••••••• C•••••• P••••••• L••Mar 6, 2019 · Control person joined · fact
- Hai Georges Memmi (Partner) appeared on Schedule A of A••••••••• C•••••• P••••••• L••Mar 6, 2019 · Control person joined · fact
- Alan Michael Edwards (Sole Member) no longer on Schedule A of A••••••••• C•••••• P••••••• L•• (listed 2018-03-07, absent 2019-03-06)Mar 6, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- A••••••••• C•••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/arrowgrass-capital-partners-llp/aboutreportedpublic record, Form ADV, Sep 21, 2026
- Website
- A•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026