DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• A••••••• L••
Latest filing Feb 17, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Nov 9, 2010
RAUM
$307M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$307M as of Feb 17, 2026
Mar 30, 2012$111M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 17, 2026
Mar 30, 20120 then
Employees (5.A)10 as of Feb 17, 2026
Mar 28, 20138 then
Private funds: no history
RAUM +17% over the last fiscal year+7.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $307MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$307M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• R••••••• L•••• · Secretary, General Counsel, Chief Compliance Officercontrolsince 12/2014 · owns less than 5%
- K•••••••• D••••• · Assistant Secretary, Assistant General Counsel, And Assistant Compliance Officercontrolsince 09/2017 · owns less than 5%
- O••••••• T•••••• F•••••• · Chief Financial Officer, Chief Accounting Officer, Treasurer, And Elected Managercontrolsince 06/2010 · owns less than 5%
- W••••••• T•••••• B•••••• · Elected Manager, Chief Executive Officer, President, Chief Legal Officercontrolsince 06/2010 · owns less than 5%
- W••••••• M•••• C••••••• · Trustee Of W•••••• F••••• T••••controlsince 05/2012 · owns 25% to 50% of W•••••• F••••• T••••
- W••••••• T•••••• B•••••• · Trustee Of W•••••• F••••• T••••controlsince 05/2012 · owns 25% to 50% of W•••••• F••••• T••••
- W••••••• T•••••• B•••••• · Shareholder Of B•••• C•••••••••controlsince 01/2018 · owns 25% to 50% of B•••• C•••••••••
- W••••••• W••••••• M••••••• · Trustee Of W•••••• F••••• T••••controlsince 04/2021 · owns 25% to 50% of W•••••• F••••• T••••
- W••••••• W••••••••• B••• · Trustee Of W•••••• F••••• T••••controlsince 04/2021 · owns 25% to 50% of W•••••• F••••• T••••
Entity owners
- B•••• C••••••••• · Sole Memberdirect · owns 75% or more
- M•••• S••••••••• G••••• I••• · Shareholder Of B•••• C•••••••••indirect · owns 25% to 50% of B•••• C•••••••••
- W•••••• • C•• I••••••••• · Shareholder Of M•••• S••••••••• G••••• I•••indirect · owns 75% or more of M•••• S••••••••• G••••• I•••
- W•••••• F••••• T•••• · Shareholder Of Class A And Class B Stock Of W•••••• & Co.indirect · owns 75% or more of W•••••• • C•• I•••••••••
Related persons
Schedule D 7.A
- M•••• M••••••••• C•••••••••investment advisernRAUM $93.2M
- M•••• S••••••••• G••••• I•••broker-dealery
Advisers that list B•••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $262M to $307MJan 2, 2026 to Feb 17, 2026
- RAUM · $262M to $307MJan 2, 2026 to Feb 17, 2026
- HQ city · ROCHESTER to WALPOLEFeb 3, 2025 to Jan 2, 2026
- HQ state · NY to NHFeb 3, 2025 to Jan 2, 2026
- Financial planning clients · unset to Feb 1, 2024 to Feb 3, 2025
- Discretionary RAUM · $267M to $262MFeb 1, 2024 to Feb 3, 2025
- RAUM · $267M to $262MFeb 1, 2024 to Feb 3, 2025
- BD registered reps · 0 to 7Jan 2, 2024 to Feb 1, 2024
- Discretionary RAUM · $249M to $267MJan 2, 2024 to Feb 1, 2024
- RAUM · $249M to $267MJan 2, 2024 to Feb 1, 2024
- BD registered reps · 6 to 0Dec 1, 2022 to Feb 10, 2023
- Employees · 8 to 10Dec 1, 2022 to Feb 10, 2023
- Discretionary RAUM · $308M to $249MDec 1, 2022 to Feb 10, 2023
- RAUM · $308M to $249MDec 1, 2022 to Feb 10, 2023
- HQ city · MILLBROOK to ROCHESTERMar 2, 2022 to Dec 1, 2022
- Discretionary RAUM · $213M to $308MJul 7, 2021 to Feb 18, 2022
- RAUM · $213M to $308MJul 7, 2021 to Feb 18, 2022
- HQ city · NEW YORK to MILLBROOKFeb 17, 2021 to Jul 7, 2021
- Employees · 9 to 8Jan 29, 2020 to Feb 17, 2021
- Discretionary RAUM · $240M to $213MJan 29, 2020 to Feb 17, 2021
- RAUM · $240M to $213MJan 29, 2020 to Feb 17, 2021
- BD registered reps · 7 to 6Jul 29, 2019 to Jan 29, 2020
- Discretionary RAUM · $186M to $240MJul 29, 2019 to Jan 29, 2020
- RAUM · $186M to $240MJul 29, 2019 to Jan 29, 2020
- Advisory employees · 4 to 3Feb 22, 2018 to Feb 8, 2019
- Employees · 10 to 9Feb 22, 2018 to Feb 8, 2019
- Discretionary RAUM · $215M to $186MFeb 22, 2018 to Feb 8, 2019
- RAUM · $215M to $186MFeb 22, 2018 to Feb 8, 2019
- Advisory employees · 5 to 4Sep 8, 2017 to Feb 22, 2018
- Charity clients · unset to 0.0Sep 8, 2017 to Feb 22, 2018
- Corporate clients · unset to 0.0Sep 8, 2017 to Feb 22, 2018
- HNW clients · unset to 0.0Sep 8, 2017 to Feb 22, 2018
- Individual clients · unset to 0.0Sep 8, 2017 to Feb 22, 2018
- Pension plan clients · unset to 0.0Sep 8, 2017 to Feb 22, 2018
- Pooled vehicle clients · unset to 0.0Sep 8, 2017 to Feb 22, 2018
- Employees · 9 to 10Sep 8, 2017 to Feb 22, 2018
- Other offices · unset to 0.0Sep 8, 2017 to Feb 22, 2018
- Discretionary RAUM · $179M to $215MSep 8, 2017 to Feb 22, 2018
- RAUM · $179M to $215MSep 8, 2017 to Feb 22, 2018
- Discretionary RAUM · $147M to $179MMar 17, 2016 to Feb 22, 2017
Signals
4 dated events
- Mccollum William W•••••• (Trustee Of W•••••• F••••• T••••) appeared on Schedule A of B•••• A••••••• L••Jul 7, 2021 · Control person joined · fact
- B••• W•••••••• W•••••• (Trustee Of W•••••• F••••• T••••) appeared on Schedule A of B•••• A••••••• L••Jul 7, 2021 · Control person joined · fact
- Campbell Mark W•••••• (Trustee Of W•••••• F••••• T••••) appeared on Schedule A of B•••• A••••••• L••Jan 29, 2020 · Control person joined · fact
- Mccollum William W•••••• (Vice President) no longer on Schedule A of B•••• A••••••• L•• (listed 2019-02-08, absent 2019-07-29)Jul 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- bexilinvestmenttrust.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-785-0900reportedpublic record, Form ADV, Feb 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026