DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

D•••••••• G•••• L•

Asset manager (funds and pooled vehicles)Stamford, ConnecticutCRD 154396SEC 801-79714websiteIAPD
Latest filing Aug 20, 2026
First filing on the tape Mar 14, 2012 · 28 filings
SEC status approved since May 22, 2014
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$2.5B as of Aug 20, 2026
Mar 14, 2012$76.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 20, 2026
Mar 14, 20120 then
Employees (5.A)11 as of Aug 20, 2026
Mar 31, 20156 then
Private funds10 as of Aug 20, 2026
Mar 14, 20121 then
RAUM +10% over the last fiscal year+7.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$211MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+10%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.1B82%
  • Corporations and businesses$446M18%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
12reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.82 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D•••••••• F••• L•Hedge Fund$917M37Mar 27, 2018
      S•••••• F••• L•Hedge Fund$433M25Mar 27, 2019
      D••••• F••• L•Hedge Fund$275M3Apr 30, 2014
      D••••••••• F••• L•Hedge Fund$269M3Mar 23, 2017
      S•••••••• F••• L•Hedge Fund$50.7M2Nov 22, 2023
      H••••• F••• L•Hedge Fund$45.4M3Mar 23, 2017
      D••••••••• F••• L•Hedge Fund$36.2M2Mar 27, 2018
      D••••• I• F••• L•no longer reportedHedge Fund$32.4M2Mar 31, 2015
      D•••••••• F••• L•no longer reportedHedge Fund$11.4M21Mar 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • T••• S••• C•••• · Presidentcontrol
        since 08/2014 · owns 75% or more
      • W••••••••• J•••••• A••• · Chief Compliance Officer, Chief Operating Officercontrol
        since 02/2021 · owns less than 5%
      • A••••••••• A•••••••• · Limited Partner
        since 03/2018 · owns 10% to 25%
      • B••••• J•••••••• A• · Limited Partner
        since 10/2014 · owns 5% to 10%
      • R•••• J••••• H•••• · Limited Partner
        since 01/2023 · owns less than 5%
      Entity owners
      • D•••••••• H••••••• I••• · General Partner Of D•••••••• G•••• L•
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • D•••••••• G• L•
        pooled vehicle sponsorn
      • D••••••••• G• L•
        pooled vehicle sponsorn
      • D••••••••• G• L•
        pooled vehicle sponsorn
      • D••••••••• G• L•
        pooled vehicle sponsorn
      • H••••• G• L•
        pooled vehicle sponsorn
      • S•••••• G• L•
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Private funds · 8 to 10
        Mar 30, 2026 to Aug 20, 2026
      • Accounts · 11 to 12
        Mar 26, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 9 to 10
        Mar 26, 2025 to Mar 30, 2026
      • Private funds · 7 to 8
        Mar 26, 2025 to Mar 30, 2026
      • Discretionary RAUM · $2.3B to $2.5B
        Mar 26, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $1.8B to $2.1B
        Mar 26, 2025 to Mar 30, 2026
      • RAUM · $2.3B to $2.5B
        Mar 26, 2025 to Mar 30, 2026
      • Accounts · 10 to 11
        May 1, 2024 to Mar 26, 2025
      • Pooled vehicle clients · 8 to 9
        May 1, 2024 to Mar 26, 2025
      • Financial planning clients · unset to
        May 1, 2024 to Mar 26, 2025
      • Discretionary RAUM · $2.4B to $2.3B
        May 1, 2024 to Mar 26, 2025
      • Pooled vehicle RAUM · $2.0B to $1.8B
        May 1, 2024 to Mar 26, 2025
      • RAUM · $2.4B to $2.3B
        May 1, 2024 to Mar 26, 2025
      • Accounts · 9 to 10
        Nov 22, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 7 to 8
        Nov 22, 2023 to Mar 27, 2024
      • Employees · 12 to 11
        Nov 22, 2023 to Mar 27, 2024
      • Discretionary RAUM · $2.0B to $2.4B
        Nov 22, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $1.7B to $2.0B
        Nov 22, 2023 to Mar 27, 2024
      • RAUM · $2.0B to $2.4B
        Nov 22, 2023 to Mar 27, 2024
      • Private funds · 6 to 7
        Mar 30, 2023 to Nov 22, 2023
      • Discretionary RAUM · $1.9B to $2.0B
        May 2, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.6B to $1.7B
        May 2, 2022 to Mar 30, 2023
      • RAUM · $1.9B to $2.0B
        May 2, 2022 to Mar 30, 2023
      • Accounts · 11 to 9
        Mar 29, 2021 to Mar 30, 2022
      • Advisory employees · 9 to 11
        Mar 29, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 9 to 7
        Mar 29, 2021 to Mar 30, 2022
      • Assets in custody · $909M to $0
        Mar 29, 2021 to Mar 30, 2022
      • Employees · 10 to 12
        Mar 29, 2021 to Mar 30, 2022
      • Private funds · 8 to 6
        Mar 29, 2021 to Mar 30, 2022
      • Discretionary RAUM · $1.5B to $1.9B
        Mar 29, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $1.2B to $1.6B
        Mar 29, 2021 to Mar 30, 2022
      • RAUM · $1.5B to $1.9B
        Mar 29, 2021 to Mar 30, 2022
      • Accounts · 10 to 11
        Feb 1, 2021 to Mar 29, 2021
      • Advisory employees · 8 to 9
        Feb 1, 2021 to Mar 29, 2021
      • Assets in custody · $728M to $909M
        Feb 1, 2021 to Mar 29, 2021
      • Employees · 9 to 10
        Feb 1, 2021 to Mar 29, 2021
      • Discretionary RAUM · $1.4B to $1.5B
        Feb 1, 2021 to Mar 29, 2021
      • Pooled vehicle RAUM · $1.2B to $1.2B
        Feb 1, 2021 to Mar 29, 2021
      • RAUM · $1.4B to $1.5B
        Feb 1, 2021 to Mar 29, 2021
      • Advisory employees · 7 to 8
        Mar 27, 2019 to Mar 30, 2020
      Signals
      8 dated events
      • Christopher William Verdi (Chief Financial Officer) no longer on Schedule A of D•••••••• G•••• L• (listed 2023-11-22, absent 2024-03-27)
        Mar 27, 2024 · Control person left · inference
      • D•••••••• G•••• L• reported RAUM $1.9B, up 32% from $1.5B (2021-03-29 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • Adam Justin Wallentin (Chief Compliance Officer) appeared on Schedule A of D•••••••• G•••• L•
        Feb 1, 2021 · Control person joined · fact
      • D•••••••• G•••• L• reported RAUM $1.4B, up 57% from $883.5M (2019-03-27 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • D•••••••• G•••• L• reported RAUM $883.5M, up 26% from $698.9M (2018-10-30 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • D•••••••• G•••• L• reported RAUM $698.9M, up 46% from $480.1M (2017-05-03 to 2018-03-27)
        Mar 27, 2018 · RAUM change · derived
      • D•••••••• V•••• A••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Aug 28, 2014 · Succession (Item 4) · fact
      • D•••••••• V•••• A••••••• L•• filed its initial SEC registration (Form ADV)
        Apr 30, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/discerene-value-advisors-llcreportedpublic record, Form ADV, Sep 19, 2026
      Website
      d••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      203-724-9961reportedpublic record, Form ADV, Aug 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026