DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• W••••• M••••••••• L••
Latest filing Aug 5, 2026
First filing on the tape Mar 14, 2012 · 48 filings
SEC status approved since Apr 2, 2014
RAUM
$395M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$379M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$98.8M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$395M as of Aug 5, 2026
Mar 14, 2012$69.4M then
HNW client RAUM$180M as of Aug 5, 2026
Mar 23, 2018$23.5M then
State-registered IARs (5.B.3)4 as of Aug 5, 2026
Mar 10, 20152 then
Employees (5.A)9 as of Aug 5, 2026
Mar 10, 20156 then
Private funds: no history
RAUM +47% over the last fiscal year+44% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $98.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 224derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $153,677derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $5.7M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$199M50%
- High-net-worth individuals$180M46%
- Pension and profit-sharing plans$15.8M4.0%
- Individual clients
- 814reported
- HNW clients
- 80reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 2,571reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.7M for 13 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• K••• K•••• | Jasper, Ga | Aug 31, 2010 | 26 y | 1 |
| M•••••• D••••• S••••Certified Financial Planner | Jasper, Ga | Aug 1, 2016 | 10 y | 0 |
| J••• H••••• A•••••••• | Watkinsville, Ga | Sep 26, 2017 | 22 y | 2 |
| R••••• A•••••••• S•••••••• | Jasper, Ga | Jul 11, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••• J•••• F••••••• to F••••••• S•••••• L••Dec 8, 2022 · RIA to RIA
Joined, latest
- J••• H••••• A•••••••• from R•••••• J•••• • A••••••••• I•••Sep 26, 2017 · Other
- R••• J•••• F••••••• from L•• F•••••••• L••May 6, 2011 · Other
- P••• K••• K•••• from L•• F•••••••• L••Aug 31, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• B••••••• R•••• · Chief Compliance Officercontrolsince 09/2015 · owns less than 5%
- K••••• P•••• K••• · Managing Member/Presidentcontrolsince 09/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jasper, Ga · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Athens, GA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 12, 2026RAUM (Item 5.F) moved from $268,580,103 to $395,103,704 (+47.0%) between the annual amendments of 2025-03-05 and 2026-02-12; the peer median change was +15.0% (4550 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 1,933 to 2,571Jan 14, 2026 to Feb 12, 2026
- Advisory employees · 3 to 4Jan 14, 2026 to Feb 12, 2026
- HNW clients · 54 to 80Jan 14, 2026 to Feb 12, 2026
- Individual clients · 749 to 814Jan 14, 2026 to Feb 12, 2026
- Pension plan clients · 6 to 7Jan 14, 2026 to Feb 12, 2026
- Assets in custody · $5.8M to $5.7MJan 14, 2026 to Feb 12, 2026
- State-registered IARs · 3 to 4Jan 14, 2026 to Feb 12, 2026
- Discretionary RAUM · $269M to $395MJan 14, 2026 to Feb 12, 2026
- HNW RAUM · $109M to $180MJan 14, 2026 to Feb 12, 2026
- Individual RAUM · $149M to $199MJan 14, 2026 to Feb 12, 2026
- Pension RAUM · $10.6M to $15.8MJan 14, 2026 to Feb 12, 2026
- RAUM · $269M to $395MJan 14, 2026 to Feb 12, 2026
- Financial planning clients · More than 500 to More than 500May 7, 2025 to Jul 24, 2025
- Accounts · 1,770 to 1,933Jan 2, 2025 to Mar 5, 2025
- HNW clients · 27 to 54Jan 2, 2025 to Mar 5, 2025
- Individual clients · 672 to 749Jan 2, 2025 to Mar 5, 2025
- Pension plan clients · 7 to 6Jan 2, 2025 to Mar 5, 2025
- Assets in custody · $261,340 to $5.8MJan 2, 2025 to Mar 5, 2025
- Employees · 7 to 9Jan 2, 2025 to Mar 5, 2025
- Discretionary RAUM · $162M to $269MJan 2, 2025 to Mar 5, 2025
- HNW RAUM · $41.5M to $109MJan 2, 2025 to Mar 5, 2025
- Individual RAUM · $108M to $149MJan 2, 2025 to Mar 5, 2025
- Pension RAUM · $12.0M to $10.6MJan 2, 2025 to Mar 5, 2025
- RAUM · $162M to $269MJan 2, 2025 to Mar 5, 2025
- Accounts · 1,652 to 1,770Jan 2, 2024 to Mar 28, 2024
- HNW clients · 16 to 27Jan 2, 2024 to Mar 28, 2024
- Individual clients · 610 to 672Jan 2, 2024 to Mar 28, 2024
- Pension plan clients · 5 to 7Jan 2, 2024 to Mar 28, 2024
- Assets in custody · $142,309 to $261,340Jan 2, 2024 to Mar 28, 2024
- Employees · 6 to 7Jan 2, 2024 to Mar 28, 2024
- Discretionary RAUM · $131M to $162MJan 2, 2024 to Mar 28, 2024
- HNW RAUM · $28.8M to $41.5MJan 2, 2024 to Mar 28, 2024
- Individual RAUM · $94.1M to $108MJan 2, 2024 to Mar 28, 2024
- Pension RAUM · $8.3M to $12.0MJan 2, 2024 to Mar 28, 2024
- RAUM · $131M to $162MJan 2, 2024 to Mar 28, 2024
- Accounts · 1,719 to 1,652Dec 8, 2022 to Feb 23, 2023
- HNW clients · 24 to 16Dec 8, 2022 to Feb 23, 2023
- Individual clients · 689 to 610Dec 8, 2022 to Feb 23, 2023
- Pension plan clients · 6 to 5Dec 8, 2022 to Feb 23, 2023
- Assets in custody · $1.0M to $142,309Dec 8, 2022 to Feb 23, 2023
Signals
4 dated events
- K•••• W••••• M••••••••• L•• reported RAUM $395.1M, up 47% from $268.6M (2026-01-14 to 2026-02-12)Feb 12, 2026 · RAUM change · derived
- K•••• W••••• M••••••••• L•• reported RAUM $268.6M, up 66% from $161.5M (2025-01-02 to 2025-03-05)Mar 5, 2025 · RAUM change · derived
- R••• J•••• F••••••• left K•••• W••••• M••••••••• L•• for F••••••• S•••••• L•• (registered 2022-03-22)Dec 8, 2022 · Advisor changed firm · fact
- K•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 13, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- m••••••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- r••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- b•••••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- d•••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 706-253-7285reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- K••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 706-253-7285reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $98.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026