DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

G•• C•••••• P••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 154457SEC 801-71705websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape Mar 14, 2012 · 23 filings
SEC status approved since Aug 13, 2010
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.5B as of Mar 30, 2026
Mar 14, 2012$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20130 then
Employees (5.A)12 as of Mar 30, 2026
Mar 27, 201312 then
Private funds11 as of Mar 30, 2026
Mar 14, 201215 then
RAUM +104% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$140MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+104%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.5B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      21 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•• C•••••• P••••••• I•• L•Private Equity Fund$216M67Apr 26, 2018
      G•••••••• C•••••• P••••••• I••• L•••Private Equity Fund$152M50Mar 14, 2012
      P••••••• P•••••• E••••• G•••••••• L•••no longer reportedPrivate Equity Fund$105M1Mar 14, 2012
      G•••••••• C•••••• P••••••• E••••• I• L•••no longer reportedPrivate Equity Fund$103M10Mar 25, 2014
      G•• C•••••• P••••••• V• L•••Private Equity Fund$68.1M22Mar 19, 2024
      G•••••••• C•••••• P••••••• ••••••••• I••• L•••Private Equity Fund$63.4M29Mar 14, 2012
      G•••••••• C•••••• P••••••• E••••• ••••••••• L•••no longer reportedPrivate Equity Fund$53.7M16Mar 14, 2012
      G•••••••• C•••••• P••••••• E••••• L•••no longer reportedPrivate Equity Fund$43.1M11Mar 14, 2012
      G•••••••• C•••••• P••••••• •••••• I••••••• I••• L•••Private Equity Fund$29.8M5Mar 14, 2012
      G•••••••• C•••••• P••••••• •••• I••• L•••Private Equity Fund$29.5M25Mar 14, 2012
      G•••••••• C•••••• P••••••• I•• L•••no longer reportedPrivate Equity Fund$27.0M108Mar 14, 2012
      G•• C•••••• P••••••• V••• L•••Private Equity Fund$18.0M4Mar 19, 2024
      G•• I••••• S••• L•••Private Equity Fund$15.6M19Mar 29, 2018
      G•••••••• C•••••• P••••••• ••••••••• I•• L•••no longer reportedPrivate Equity Fund$13.0M50Mar 14, 2012
      G•••••••• C•••••• P••••••• ••••••• I•• L•••no longer reportedPrivate Equity Fund$10.2M27Mar 14, 2012
      G•• C•••••• P••••••• ••••••• I•• L•Private Equity Fund$4.1M4Apr 26, 2018
      G•••••••• C•••••• P••••••• ••••••••• I•• L•••no longer reportedPrivate Equity Fund$1.8M26Mar 14, 2012
      G•••••••• C••••••• L•••no longer reportedPrivate Equity Fund$13,29351Mar 14, 2012
      G•••••••• C•••••• P•••••••• L•••no longer reportedPrivate Equity Fund$2,53945Mar 14, 2012
      G•••••••• C•••••• P••••••• ••••••••• L•••no longer reportedPrivate Equity Fund$82838Mar 14, 2012
      G•••••••• C•••••• P••••••• •••••••• L•••no longer reportedPrivate Equity Fund$15414Mar 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• B••••• M•••••• · Co-M••••••• Partner And Investment Committee Membercontrol
        since 12/2009 · owns less than 5%
      • N••••••• R•••••• H•••• · Chairman, Co-M••••••• Partner And Investment Committee Membercontrol
        since 12/2009 · owns less than 5%
      • P•••••• V•••••• F•••• · M••••••• Director And Investment Committee Membercontrol
        since 12/2009 · owns less than 5%
      • N••••••• R•••••• H•••• · Shareholdercontrol
        since 12/2009 · owns 75% or more of G•• C•••••• P••••••• H••••••• I•••
      • H•••••••• C••••• B••• · Chief Compliance Officer, M••••••• Director And Investment Committee Member
        since 06/2014 · owns less than 5%
      Entity owners
      • G•• C•••••• P••••••• H••••••• L•• · Member
        direct · owns 75% or more
      • G•• C•••••• P••••••• H••••••• I••• · Member
        indirect · owns 75% or more of G•• C•••••• P••••••• H••••••• L••
      Related persons
      Schedule D 7.A
      • G•• I••••• S•• G• L••
        pooled vehicle sponsorn
      • G•• M••••••• P•••••• I••• L•••
        pooled vehicle sponsorn
      • G•• M••••••• P•••••• V• L•••
        pooled vehicle sponsorn
      • G•• M••••••• P••••••• I•• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM up 50 %Change between filings · filing Mar 30, 2026
        RAUM (Item 5.F) moved from $754,876,607 to $1,541,667,150 (+104.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 94.0th percentile of changes)
        peers: asset managers, $1B to $5B (1,368) · 94% percentile
      What changed
      consecutive filings, newest first
      • Accounts · 9 to 11
        Mar 27, 2025 to Mar 30, 2026
      • Advisory employees · 5 to 6
        Mar 27, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 9 to 11
        Mar 27, 2025 to Mar 30, 2026
      • Employees · 9 to 12
        Mar 27, 2025 to Mar 30, 2026
      • Private funds · 9 to 11
        Mar 27, 2025 to Mar 30, 2026
      • Discretionary RAUM · $755M to $1.5B
        Mar 27, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $755M to $1.5B
        Mar 27, 2025 to Mar 30, 2026
      • RAUM · $755M to $1.5B
        Mar 27, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 19, 2024 to Mar 27, 2025
      • Discretionary RAUM · $669M to $755M
        Mar 19, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $669M to $755M
        Mar 19, 2024 to Mar 27, 2025
      • RAUM · $669M to $755M
        Mar 19, 2024 to Mar 27, 2025
      • Accounts · 7 to 9
        Mar 30, 2023 to Mar 19, 2024
      • Pooled vehicle clients · 7 to 9
        Mar 30, 2023 to Mar 19, 2024
      • Private funds · 7 to 9
        Mar 30, 2023 to Mar 19, 2024
      • Discretionary RAUM · $556M to $669M
        Mar 30, 2023 to Mar 19, 2024
      • Pooled vehicle RAUM · $556M to $669M
        Mar 30, 2023 to Mar 19, 2024
      • RAUM · $556M to $669M
        Mar 30, 2023 to Mar 19, 2024
      • Accounts · 11 to 7
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 11 to 7
        Mar 30, 2022 to Mar 30, 2023
      • Private funds · 11 to 7
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $633M to $556M
        Mar 30, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $633M to $556M
        Mar 30, 2022 to Mar 30, 2023
      • RAUM · $633M to $556M
        Mar 30, 2022 to Mar 30, 2023
      • Discretionary RAUM · $651M to $633M
        Mar 29, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $651M to $633M
        Mar 29, 2021 to Mar 30, 2022
      • RAUM · $651M to $633M
        Mar 29, 2021 to Mar 30, 2022
      • Advisory employees · 7 to 5
        Mar 29, 2020 to Mar 29, 2021
      • Employees · 10 to 9
        Mar 29, 2020 to Mar 29, 2021
      • Discretionary RAUM · $583M to $651M
        Mar 29, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $583M to $651M
        Mar 29, 2020 to Mar 29, 2021
      • RAUM · $583M to $651M
        Mar 29, 2020 to Mar 29, 2021
      • Advisory employees · 6 to 7
        Apr 2, 2019 to Mar 29, 2020
      • Discretionary RAUM · $803M to $583M
        Apr 2, 2019 to Mar 29, 2020
      • Pooled vehicle RAUM · $803M to $583M
        Apr 2, 2019 to Mar 29, 2020
      • RAUM · $803M to $583M
        Apr 2, 2019 to Mar 29, 2020
      • Discretionary RAUM · $724M to $803M
        Apr 26, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $724M to $803M
        Apr 26, 2018 to Mar 28, 2019
      • RAUM · $724M to $803M
        Apr 26, 2018 to Mar 28, 2019
      • Accounts · 8 to 11
        Mar 29, 2018 to Apr 26, 2018
      Signals
      3 dated events
      • G•• C•••••• P••••••• L•• reported RAUM $1.5B, up 104% from $754.9M (2025-03-27 to 2026-03-30)
        Mar 30, 2026 · RAUM change · derived
      • G•• C•••••• P••••••• L•• reported RAUM $582.8M, down 27% from $802.7M (2019-04-02 to 2020-03-29)
        Mar 29, 2020 · RAUM change · derived
      • G•• C•••••• P••••••• L•• reported RAUM $724.2M, up 48% from $490.8M (2018-03-29 to 2018-04-26)
        Apr 26, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      w••.g•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-894-0600reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026