DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H•••••• I••••••••• R••• E••••• S••••••••• P•• L••••••

No RAUM reportedMelbourne, CRD 154476SEC 801-71793websiteIAPD
Latest filing Mar 28, 2026
First filing on the tape Mar 30, 2012 · 30 filings
SEC status approved since Oct 4, 2010
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
135
37 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$0 as of Mar 28, 2026
Mar 30, 2012$191M then
HNW client RAUM$0 as of Mar 31, 2023
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 28, 2026
Apr 1, 20130 then
Employees (5.A)135 as of Mar 28, 2026
Apr 1, 20132 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived7 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=14.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• L•••••••• J••••• · Director And Chief Financial Officercontrol
        since 01/2014 · owns less than 5%
      • S••••••• A•••••• · Senior Managing Director, Chief Legal Officer, Head Of Compliance And Chief Compliance Officercontrol
        since 04/2017 · owns less than 5%
      • T••••••••• B••• · Directorcontrol
        since 08/2023 · owns less than 5%
      • T••••••••• M••••• R••••• · Director And Chief Executive Officercontrol
        since 07/2010 · owns less than 5%
      • M••• J•••••• · Resident Director
        since 08/2013 · owns less than 5%
      Entity owners
      • H•••••• L•• · 100% Shareholder Of H•••••• I••••••••• R••• E••••• S••••••••• P•• L••••••
        direct · owns 75% or more
      • K• I• L•• · Member Of H•••••• L••
        indirect · owns 75% or more of H•••••• L••
      Related persons
      Schedule D 7.A
      • H••• I• L••
        bankpooled vehicle sponsorn
      • H•••••• A•••••• R••• E••••• T••••• L••
        bankpooled vehicle sponsorn
      • H•••••• C•••••• M••••••••• L••
        investment adviserpooled vehicle sponsornRAUM $6.1B
      • H•••••• C••• R••• E••••• D••• I••••• T••••• L••
        bankpooled vehicle sponsorn
      • H•••••• E••••• V•••• P••••••• F••• G•
        pooled vehicle sponsorn
      • H•••••• E••••••• R••••••••• I••••••••• G•
        pooled vehicle sponsorn
      • H•••••• G••••• R••• E••••• P••••••• G•• L••
        bankpooled vehicle sponsorn
      • H•••••• I••••••••• H• L••••••
        investment adviserpooled vehicle sponsornRAUM $432M
      • H•••••• I••••••••• L••
        investment adviserpooled vehicle sponsornRAUM $352M
      • H•••••• I••••••••• R••• E••••• S••••••••• U• L••••••
        broker-dealern
      • H•••••• L••• S•••••• P••••••• C••••••••• G•• L••
        pooled vehicle sponsorn
      • H•••••• R••• E••••• D••• P••••••• I• L••
        bankpooled vehicle sponsorn
      • H•••••• R••• E••••• D••• P••••••• I••• L••
        bankpooled vehicle sponsorn
      • H•••••• R••• E••••• S••••••••• L••
        investment advisernRAUM $1.8B
      • H•••••• S••••••••• L••
        broker-dealern
      • H•••••• U• L••••••
        broker-dealern
      • H•••••• V•••• P••••••• I••• L••
        pooled vehicle sponsorn
      • H•••••• V•••• P••••••• I•• L••
        pooled vehicle sponsorn
      • H•••••• V•••• P••••••• V• L••
        pooled vehicle sponsorn
      • H••• I• M••••••••• C•••••• S•••
        pooled vehicle sponsorn
      • R•• A•••• I• G•• L••
        pooled vehicle sponsorn
      Advisers that list H•••••• I••••••••• R••• E••••• S••••••••• P•• L•••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Chicago, IL34 employees
      • London, United Kingdom6 employees
      • Central, Hong Kong3 employees
      • New York, NY2 employees
      • Chiyoda-Ku, Tokyo, Japan1 employees
      • Luxembourg, Luxembourg1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 41 to 37
        Jan 21, 2026 to Mar 28, 2026
      • BD registered reps · 13 to 14
        Jan 21, 2026 to Mar 28, 2026
      • Employees · 141 to 135
        Jan 21, 2026 to Mar 28, 2026
      • Advisory employees · 42 to 41
        May 31, 2024 to Mar 27, 2025
      • BD registered reps · 14 to 13
        May 31, 2024 to Mar 27, 2025
      • Employees · 147 to 141
        May 31, 2024 to Mar 27, 2025
      • Financial planning clients · unset to
        May 31, 2024 to Mar 27, 2025
      • HQ state · unset to
        May 31, 2024 to Mar 27, 2025
      • Advisory employees · 50 to 42
        Apr 24, 2023 to Mar 27, 2024
      • BD registered reps · 15 to 14
        Apr 24, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 0.0 to unset
        Apr 24, 2023 to Mar 27, 2024
      • Employees · 141 to 147
        Apr 24, 2023 to Mar 27, 2024
      • Other offices · 5 to 6
        Apr 24, 2023 to Mar 27, 2024
      • HNW RAUM · 0.0 to unset
        Apr 24, 2023 to Mar 27, 2024
      • Individual RAUM · 0.0 to unset
        Apr 24, 2023 to Mar 27, 2024
      • Pension RAUM · 0.0 to unset
        Apr 24, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · 0.0 to unset
        Apr 24, 2023 to Mar 27, 2024
      • Advisory employees · 49 to 50
        Apr 20, 2022 to Mar 31, 2023
      • BD registered reps · 16 to 15
        Apr 20, 2022 to Mar 31, 2023
      • Employees · 142 to 141
        Apr 20, 2022 to Mar 31, 2023
      • Advisory employees · 51 to 49
        Oct 11, 2021 to Mar 31, 2022
      • BD registered reps · 17 to 16
        Oct 11, 2021 to Mar 31, 2022
      • Employees · 143 to 142
        Oct 11, 2021 to Mar 31, 2022
      • Advisory employees · 43 to 51
        Mar 30, 2020 to Mar 31, 2021
      • BD registered reps · 19 to 17
        Mar 30, 2020 to Mar 31, 2021
      • Employees · 115 to 143
        Mar 30, 2020 to Mar 31, 2021
      • Other offices · 3 to 5
        Mar 30, 2020 to Mar 31, 2021
      • Advisory employees · 2 to 43
        Jul 12, 2019 to Mar 30, 2020
      • BD registered reps · 0 to 19
        Jul 12, 2019 to Mar 30, 2020
      • Employees · 6 to 115
        Jul 12, 2019 to Mar 30, 2020
      • Other offices · 1 to 3
        Jul 12, 2019 to Mar 30, 2020
      • Advisory employees · 3 to 2
        Nov 5, 2018 to Mar 29, 2019
      • Advisory activities · 1 to 4
        Nov 5, 2018 to Mar 29, 2019
      • BD registered reps · 1 to 0
        Nov 5, 2018 to Mar 29, 2019
      • Employees · 8 to 6
        Nov 5, 2018 to Mar 29, 2019
      • Accounts · 1 to 0
        Apr 10, 2017 to Jan 12, 2018
      • Pooled vehicle clients · unset to 0.0
        Apr 10, 2017 to Jan 12, 2018
      • Other offices · unset to 1.0
        Apr 10, 2017 to Jan 12, 2018
      • Discretionary RAUM · $17.8M to $0
        Apr 10, 2017 to Jan 12, 2018
      • HNW RAUM · unset to 0.0
        Apr 10, 2017 to Jan 12, 2018
      Signals
      2 dated events
      • Beau Titchkosky (Director) appeared on Schedule A of H•••••• I••••••••• R••• E••••• S••••••••• P•• L••••••
        Mar 27, 2024 · Control person joined · fact
      • Risely John White (Director) no longer on Schedule A of H•••••• I••••••••• R••• E••••• S••••••••• P•• L•••••• (listed 2023-04-24, absent 2024-03-27)
        Mar 27, 2024 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      H••••://WWW.H••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      61.3.9653.9351reportedpublic record, Form ADV, Mar 28, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      H•••••• I••••••••• R••• E••••• S••••••••• P•• L•••••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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