DFX Intelligence

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SEC-registered adviser

E•• R•••• M••••••••• L••

Asset manager (funds and pooled vehicles)Briarcliff Manor, New YorkCRD 154508SEC 801-128476website IAPD

Latest filing Mar 20, 2026

First filing on the tape Mar 29, 2012 · 25 filings

SEC status approved since Sep 28, 2023

RAUM

$155M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

25 filings and snapshots on the tape

RAUM$155M as of Mar 20, 2026

Mar 27, 2013$1.7B then

HNW client RAUM$0 as of Mar 17, 2020

Mar 23, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 20, 2026

Mar 27, 20130 then

Employees (5.A)2 as of Mar 20, 2026

Mar 27, 201324 then

Private funds1 as of Mar 20, 2026

Mar 27, 20132 then

RAUM +23% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 20, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $155MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +23%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$155M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E•• R•••• V•••• P•••••••• L•••	Hedge Fund	$149M	34	Mar 29, 2012
E•• R•••• O••••••• M••••• F•••• L•••no longer reported	Hedge Fund	$49.0M	8	Mar 29, 2012

Owners and control persons

Schedule A and B, latest filing

A••••••••• S••••••• A••• · Chief Compliance Officer/Portfolio Managercontrol
since 07/2019 · owns less than 5%
G••••••••• R•••••• E••• · Managing Member/Portfolio Managercontrol
since 06/2006 · owns 75% or more

Related persons

Schedule D 7.A

E•• R•••• P•••••••• L••
bankpooled vehicle sponsorn

Advisers that list E•• R•••• M••••••••• L•• as a related person

138549 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $127M to $155M
Mar 18, 2025 to Mar 20, 2026
Pooled vehicle RAUM · $127M to $155M
Mar 18, 2025 to Mar 20, 2026
RAUM · $127M to $155M
Mar 18, 2025 to Mar 20, 2026
Financial planning clients · unset to
Mar 20, 2024 to Mar 18, 2025
Discretionary RAUM · $149M to $127M
Mar 20, 2024 to Mar 18, 2025
Pooled vehicle RAUM · $149M to $127M
Mar 20, 2024 to Mar 18, 2025
RAUM · $149M to $127M
Mar 20, 2024 to Mar 18, 2025
Discretionary RAUM · $178M to $149M
Sep 27, 2023 to Mar 20, 2024
Pooled vehicle RAUM · $178M to $149M
Sep 27, 2023 to Mar 20, 2024
RAUM · $178M to $149M
Sep 27, 2023 to Mar 20, 2024
Private funds · 2 to 1
Jun 30, 2023 to Sep 27, 2023
Accounts · 5 to 1
Mar 17, 2020 to Jun 30, 2023
Advisory employees · 5 to 2
Mar 17, 2020 to Jun 30, 2023
Advisory activities · 2 to 1
Mar 17, 2020 to Jun 30, 2023
Charity clients · 0.0 to unset
Mar 17, 2020 to Jun 30, 2023
Corporate clients · 0.0 to unset
Mar 17, 2020 to Jun 30, 2023
HNW clients · 0.0 to unset
Mar 17, 2020 to Jun 30, 2023
Individual clients · 0.0 to unset
Mar 17, 2020 to Jun 30, 2023
Pension plan clients · 0.0 to unset
Mar 17, 2020 to Jun 30, 2023
Pooled vehicle clients · 4 to 1
Mar 17, 2020 to Jun 30, 2023
Employees · 8 to 2
Mar 17, 2020 to Jun 30, 2023
HQ city · IRVINGTON to BRIARCLIFF MANOR
Mar 17, 2020 to Jun 30, 2023
Discretionary RAUM · $212M to $178M
Mar 17, 2020 to Jun 30, 2023
HNW RAUM · 0.0 to unset
Mar 17, 2020 to Jun 30, 2023
Individual RAUM · 0.0 to unset
Mar 17, 2020 to Jun 30, 2023
Pension RAUM · 0.0 to unset
Mar 17, 2020 to Jun 30, 2023
Pooled vehicle RAUM · $112M to $178M
Mar 17, 2020 to Jun 30, 2023
RAUM · $212M to $178M
Mar 17, 2020 to Jun 30, 2023
Accounts · 3 to 5
Jul 31, 2019 to Mar 17, 2020
Assets in custody · 300212642.0 to unset
Jul 31, 2019 to Mar 17, 2020
Custody of client assets · true to false
Jul 31, 2019 to Mar 17, 2020
Employees · 9 to 8
Jul 31, 2019 to Mar 17, 2020
Discretionary RAUM · $300M to $212M
Jul 31, 2019 to Mar 17, 2020
Pooled vehicle RAUM · $199M to $112M
Jul 31, 2019 to Mar 17, 2020
RAUM · $300M to $212M
Jul 31, 2019 to Mar 17, 2020
Advisory employees · 6 to 5
Mar 23, 2018 to Mar 29, 2019
Assets in custody · $380M to $300M
Mar 23, 2018 to Mar 29, 2019
Employees · 10 to 9
Mar 23, 2018 to Mar 29, 2019
Discretionary RAUM · $380M to $300M
Mar 23, 2018 to Mar 29, 2019
Pooled vehicle RAUM · $238M to $199M
Mar 23, 2018 to Mar 29, 2019

Signals

3 dated events

E•• R•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Jun 30, 2023 · First SEC registration · fact
Thomas Christopher Conneely (Chief Compliance Officer) no longer on Schedule A of E•• R•••• M••••••••• L•• (listed 2019-03-29, absent 2019-07-31)
Jul 31, 2019 · Control person left · inference
Arun Sheetal Acharekar (Chief Compliance Officer) appeared on Schedule A of E•• R•••• M••••••••• L••
Jul 31, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

E•• R•••• M••••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: e•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 914-250-1000reportedpublic record, Form ADV, Mar 20, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026