DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Credit Value Partners, LLC
Latest filing Nov 22, 2024
First filing on the tape Mar 20, 2012 · 43 filings
SEC status approved since Aug 23, 2010
RAUM
$162M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$162M gross assets
History
43 filings and snapshots on the tape
RAUM$162M as of Sep 27, 2024
Mar 20, 2012$509M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 27, 2024
Mar 20, 20120 then
Employees (5.A)3 as of Sep 27, 2024
Mar 15, 201310 then
Private funds2 as of Sep 27, 2024
Mar 20, 20123 then
RAUM -39% over the last fiscal year-40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 22, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $80.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $162M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$162M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $162M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cvp Cascade Clo-2 Ltdno longer reported | Securitized Asset Fund | $466M | 2 | Oct 8, 2014 |
| Cvp Cascade Clo-1 Ltdno longer reported | Securitized Asset Fund | $302M | 2 | Mar 26, 2014 |
| Cvp Credit Value Master Fund V-A1 (Offshore), LP | Hedge Fund | $125M | 1 | Mar 31, 2022 |
| Cvp Credit Value Fund (Cayman) V, LPno longer reported | Hedge Fund | $125M | 1 | Mar 31, 2022 |
| Credit Value Fund III, LPno longer reported | Private Equity Fund | $86.4M | 393 | Apr 29, 2014 |
| Credit Value Master Fund III, LPno longer reported | Private Equity Fund | $80.7M | 2 | Dec 6, 2013 |
| Cvp Credit Value Fund (Europe) V, Ilp | Hedge Fund | $36.5M | 4 | Mar 31, 2022 |
| Credit Value Fund (Cayman) III, LPno longer reported | Private Equity Fund | $30.7M | 69 | Apr 29, 2014 |
| Credit Value Intermediate Fund III, LPno longer reported | Private Equity Fund | $30.4M | 1 | Apr 29, 2014 |
| Cvp High Income Private Credit Master Fund, LPno longer reported | Private Equity Fund | $2.7M | 6 | May 2, 2016 |
| Cvp High Income Private Credit Pe Fund, LPno longer reported | Private Equity Fund | $2.7M | 4 | May 2, 2016 |
| Cvp Distressed Fund LLCno longer reported | Hedge Fund | $1.6M | 1 | Mar 20, 2012 |
| Cvp High Income Private Credit Pe Fund (Cayman), LPno longer reported | Private Equity Fund | $306,430 | 1 | May 2, 2016 |
| Chipc Pe Intermediate Fund, LPno longer reported | Private Equity Fund | $306,430 | 1 | May 2, 2016 |
| Cvf Beadsea LLCno longer reported | Private Equity Fund | $0 | 0 | Oct 8, 2014 |
| Credit Value Intermediate Fund IV, LPno longer reported | Hedge Fund | $0 | 1 | Mar 23, 2016 |
| Cvp Cascade Clo-3 Ltdno longer reported | Securitized Asset Fund | $0 | 2 | Mar 23, 2016 |
| Credit Value Master Fund IV-A1, LPno longer reported | Hedge Fund | $0 | 1 | Mar 23, 2016 |
| Credit Value Partners Distressed Duration Intermediate Fund LPno longer reported | Private Equity Fund | $0 | 1 | Apr 29, 2014 |
| Credit Value Master Fund IV-B, LPno longer reported | Hedge Fund | $0 | 1 | Mar 23, 2016 |
| Credit Value Partners Distressed Duration Fund (Cayman) LPno longer reported | Private Equity Fund | $0 | 10 | Apr 29, 2014 |
| Candlewood Credit Value Intermediat Fund II LPno longer reported | Private Equity Fund | $0 | 0 | Apr 29, 2014 |
| Credit Value Fund IV, LPno longer reported | Hedge Fund | $0 | 1 | Mar 30, 2020 |
| Candlewood Credit Value Fund (Cayman) II LPno longer reported | Private Equity Fund | $0 | 0 | Apr 29, 2014 |
| Candlewood Credit Value Fund II LPno longer reported | Private Equity Fund | $0 | 0 | Apr 29, 2014 |
| Candlewood Credit Value Master Fund II, LPno longer reported | Private Equity Fund | $0 | 0 | Mar 20, 2012 |
| Credit Value Partners Distressed Duration Master Fund LPno longer reported | Private Equity Fund | $0 | 2 | Mar 20, 2012 |
| Credit Value Partners Distressed Duration Fund LPno longer reported | Private Equity Fund | $0 | 120 | Apr 29, 2014 |
| Credit Value Fund (Cayman) IV, LPno longer reported | Hedge Fund | $0 | 2 | Mar 23, 2016 |
Owners and control persons
Schedule A and B, latest filing
- R. Neel Doshi · Managing Directorcontrolsince 02/2024 · owns less than 5%
- Diana Lindsey Norman · Chief Operating Officer/Chief Compliance Officercontrolsince 11/2019 · owns less than 5%
- Edward Donald Pollard · Chief Executive Officercontrolsince 06/2010 · owns less than 5%
- John Phelan · Trustee Of Donald E. Pollard, Jr. 2010 Irrevocable Grantor Trustcontrolsince 12/2010 · owns F of Donald E. Pollard, Jr. 2010 Irrevocable Grantor Trust
- Edward Donald Pollard · Partnercontrolsince 12/2010 · owns F of Pollard Family Investments LLC
- Edward Donald Pollard · Trustee Of Anne H. Pollard 2010 Irrevocable Grantor Trustcontrolsince 12/2010 · owns F of Anne H. Pollard 2010 Irrevocable Grantor Trust
- Gordon Kenneth Pollard · Trustee Of Donald E. Pollard, Jr. 2010 Irrevocable Grantor Trustcontrolsince 12/2010 · owns F of Donald E. Pollard, Jr. 2010 Irrevocable Grantor Trust
- Gordon Kenneth Pollard · Trustee Of Anne H. Pollard 2010 Irrevocable Grantor Trustcontrolsince 12/2010 · owns F of Anne H. Pollard 2010 Irrevocable Grantor Trust
- Edward Adam Formus · Chief Financial Officersince 11/2022 · owns less than 5%
Entity owners
- Cvp Holdings LP · Memberdirect · owns 75% or more
- Anne H. Pollard 2010 Irrevocable Grantor Trust · Memberindirect · owns 25% to 50% of Pollard Family Investments LLC
- Donald E. Pollard, Jr. 2010 Irrevocable Grantor Trust · Memberindirect · owns 25% to 50% of Pollard Family Investments LLC
- Pollard Family Investments LLC · Memberindirect · owns 50% to 75% of Cvp Holdings LP
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HQ city · GREENWICH to SARASOTASep 27, 2024 to Nov 22, 2024
- HQ state · CT to FLSep 27, 2024 to Nov 22, 2024
- Accounts · 6 to 2Sep 29, 2023 to Sep 27, 2024
- Advisory employees · 6 to 2Sep 29, 2023 to Sep 27, 2024
- Employees · 8 to 3Sep 29, 2023 to Sep 27, 2024
- Discretionary RAUM · $264M to $162MSep 29, 2023 to Sep 27, 2024
- RAUM · $264M to $162MSep 29, 2023 to Sep 27, 2024
- Accounts · 9 to 6Feb 22, 2023 to Sep 28, 2023
- Pooled vehicle clients · 3 to 2Feb 22, 2023 to Sep 28, 2023
- Discretionary RAUM · $387M to $264MFeb 22, 2023 to Sep 28, 2023
- Non-discretionary RAUM · $125M to $0Feb 22, 2023 to Sep 28, 2023
- RAUM · $512M to $264MFeb 22, 2023 to Sep 28, 2023
- Accounts · 7 to 9Sep 28, 2022 to Dec 8, 2022
- Pooled vehicle clients · 9 to 3Sep 28, 2022 to Dec 8, 2022
- Assets in custody · $254M to $162MSep 28, 2022 to Dec 8, 2022
- Private funds · 8 to 2Sep 28, 2022 to Dec 8, 2022
- Discretionary RAUM · $408M to $387MSep 28, 2022 to Dec 8, 2022
- Non-discretionary RAUM · $350M to $125MSep 28, 2022 to Dec 8, 2022
- Pooled vehicle RAUM · $497M to $162MSep 28, 2022 to Dec 8, 2022
- RAUM · $758M to $512MSep 28, 2022 to Dec 8, 2022
- State-registered IARs · 1 to 0Apr 15, 2022 to Sep 28, 2022
- Accounts · 9 to 7Jun 30, 2021 to Mar 31, 2022
- Advisory employees · 7 to 6Jun 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 5 to 9Jun 30, 2021 to Mar 31, 2022
- Employees · 10 to 8Jun 30, 2021 to Mar 31, 2022
- Private funds · 5 to 8Jun 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $478M to $408MJun 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $661M to $497MJun 30, 2021 to Mar 31, 2022
- RAUM · $828M to $758MJun 30, 2021 to Mar 31, 2022
- Accounts · 10 to 9Mar 18, 2021 to Jun 30, 2021
- Discretionary RAUM · $326M to $478MMar 18, 2021 to Jun 30, 2021
- Non-discretionary RAUM · $149M to $350MMar 18, 2021 to Jun 30, 2021
- Pension RAUM · 84784420.0 to unsetMar 18, 2021 to Jun 30, 2021
- Pooled vehicle RAUM · $80.8M to $661MMar 18, 2021 to Jun 30, 2021
- RAUM · $475M to $828MMar 18, 2021 to Jun 30, 2021
- Accounts · 13 to 10Apr 16, 2020 to Mar 18, 2021
- Advisory employees · 5 to 7Apr 16, 2020 to Mar 18, 2021
- Pooled vehicle clients · 10 to 5Apr 16, 2020 to Mar 18, 2021
- Employees · 8 to 10Apr 16, 2020 to Mar 18, 2021
- State-registered IARs · 0 to 1Apr 16, 2020 to Mar 18, 2021
Signals
34 dated events
- Credit Value Partners, Llc no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $161.5M)Jul 1, 2025 · Left the SEC roster · derived
- Credit Value Partners, Llc reported RAUM $161.5M, down 39% from $263.9M (2023-09-29 to 2024-09-27)Sep 27, 2024 · RAUM change · derived
- R. Neel Doshi (Managing Director) appeared on Schedule A of Credit Value Partners, LlcSep 27, 2024 · Control person joined · fact
- Credit Value Partners, Llc reported RAUM $263.9M, down 48% from $512.3M (2023-02-22 to 2023-09-28)Sep 28, 2023 · RAUM change · derived
- Arthur Joseph Cambareri (Chief Financial Officer) no longer on Schedule A of Credit Value Partners, Llc (listed 2022-12-08, absent 2023-02-22)Feb 22, 2023 · Control person left · inference
- Credit Value Partners, Llc reported RAUM $512.3M, down 32% from $758.0M (2022-09-28 to 2022-12-08)Dec 8, 2022 · RAUM change · derived
- Ezequiel Adolfo Waisburg (Owner) no longer on Schedule A of Credit Value Partners, Llc (listed 2022-09-28, absent 2022-12-08)Dec 8, 2022 · Control person left · inference
- R. Neel Doshi (Partner) no longer on Schedule A of Credit Value Partners, Llc (listed 2022-09-28, absent 2022-12-08)Dec 8, 2022 · Control person left · inference
- R. Neel Doshi (Partner) appeared on Schedule A of Credit Value Partners, LlcMar 31, 2022 · Control person joined · fact
- George Coles (Managing Director) no longer on Schedule A of Credit Value Partners, Llc (listed 2021-06-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Credit Value Partners, Llc reported RAUM $828.0M, up 74% from $475.1M (2021-03-18 to 2021-06-30)Jun 30, 2021 · RAUM change · derived
- Alan Geoffrey Gribling (Managing Director) no longer on Schedule A of Credit Value Partners, Llc (listed 2021-03-18, absent 2021-06-30)Jun 30, 2021 · Control person left · inference
- Credit Value Partners, Llc reported RAUM $475.1M, up 39% from $342.3M (2020-04-16 to 2021-03-18)Mar 18, 2021 · RAUM change · derived
- Arthur Joseph Cambareri (Chief Financial Officer) appeared on Schedule A of Credit Value Partners, LlcMar 18, 2021 · Control person joined · fact
- Credit Value Partners, Llc reported RAUM $342.3M, down 84% from $2.2B (2020-02-12 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Diana Lindsey Norman (Chief Operating Officer) appeared on Schedule A of Credit Value Partners, LlcMar 30, 2020 · Control person joined · fact
- George Coles (Managing Director) appeared on Schedule A of Credit Value Partners, LlcMar 30, 2020 · Control person joined · fact
- Alan Geoffrey Gribling (Managing Director) appeared on Schedule A of Credit Value Partners, LlcMar 30, 2020 · Control person joined · fact
- Ezequiel Fito Waisburg (Portfolio Manager) appeared on Schedule A of Credit Value Partners, LlcMar 30, 2020 · Control person joined · fact
- Edwards Howard Sullivan (Chief Operating Officer, General Counsel) no longer on Schedule A of Credit Value Partners, Llc (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Arthur Joseph Cambareri (Chief Financial Officer) no longer on Schedule A of Credit Value Partners, Llc (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Patrick Michael Keller (Portfolio Manager) no longer on Schedule A of Credit Value Partners, Llc (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Peter Joseph Matteo (Portfolio Manager) no longer on Schedule A of Credit Value Partners, Llc (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- (Nmn) Yie-Hsin Hung (Elected Manager, Chairman Of The Board Of Managers) no longer on Schedule A of Credit Value Partners, Llc (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Alexander Thomas Hendry (Elected Manager) no longer on Schedule A of Credit Value Partners, Llc (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Michael John Grady (Elected Manager) no longer on Schedule A of Credit Value Partners, Llc (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Scott Jeffrey Phlegar (Elected Manager) no longer on Schedule A of Credit Value Partners, Llc (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Joseph Mark Deangelis (Chief Compliance Officer) appeared on Schedule A of Credit Value Partners, LlcNov 8, 2019 · Control person joined · fact
- Michael John Grady (Elected Manager) appeared on Schedule A of Credit Value Partners, LlcJan 2, 2019 · Control person joined · fact
- Scott Jeffrey Phlegar (Elected Manager) appeared on Schedule A of Credit Value Partners, LlcJan 2, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Credit Value Partners, LLC · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026