DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Conway Investment Solutions
Legal name Conway Investment Research, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2017 · 14 filings
SEC status approved since Apr 10, 2017
RAUM
$1.7B
reported, Item 5.F
Discretionary
6.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.7B as of Mar 30, 2026
Mar 30, 2018$567M then
HNW client RAUM: no history
State-registered IARs (5.B.3)7 as of Mar 30, 2026
Mar 30, 20188 then
Employees (5.A)20 as of Mar 30, 2026
Mar 30, 201810 then
Private funds6 as of Mar 30, 2026
Mar 30, 20184 then
RAUM +29% over the last fiscal year+24% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $239MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $119MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 6.0%derivedof RAUM
- Institutional
- 8.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.9derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publicationsreportedItem 5.G
- Custody
- $1.5B, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B92%
- Charitable organizations$140M8.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 11 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Brian Christopher Klos to Stifel, Nicolaus & Company, IncorporatedSep 13, 2017 · Other
Joined, latest
- Brian Christopher Klos from Stifel, Nicolaus & Company, IncorporatedMar 29, 2017 · Other
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Conway Onshore Access Fund, LLC | Hedge Fund | $344M | 1,144 | Mar 30, 2016 |
| Conway Offshore Access Fund Ltd. | Hedge Fund | $316M | 388 | Mar 30, 2016 |
| Conway Rief Onshore Access Fund, LLC | Hedge Fund | $172M | 207 | Mar 30, 2018 |
| Bg Diversified, LLC | Hedge Fund | $19.5M | 7 | Mar 29, 2017 |
| Conway Rief Offshore Access Fund Ltd.no longer reported | Hedge Fund | $9.3M | 9 | Mar 31, 2021 |
| Conway Offshore Ieaf, Ltd. | Hedge Fund | $6.4M | 37 | Mar 28, 2024 |
| Conway - Thompson Thrift 2023 Access Fund, LP | Hedge Fund | $3.8M | 16 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Douglass Richard Baur · Principalcontrolsince 07/2010 · owns less than 5%
- Leo Roger Brown · Principal, LLC Membercontrolsince 06/2016 · owns less than 5%
- Steven Thomas Margulis · Principalcontrolsince 07/2010 · owns less than 5%
- Douglass Richard Baur · Trusteecontrolsince 07/2010 · owns F of Richard D. Baur Revocable Trust Dtd 12/19/02
- Evan Jeremy Bell · Trusteecontrolsince 07/2016 · owns F of Jeremy Evan Bell Revocable Living Trust Dated July 8, 2016
- Leo Roger Brown · Trusteecontrolsince 01/2020 · owns F of Roger L. Brown II Revocable Trust Dated July 29, 2018
- Steven Thomas Margulis · Trusteecontrolsince 07/2010 · owns F of Thomas S. Margulis Family Trust Dated 10/8/10
- Evan Jeremy Bell · Principalsince 02/2015 · owns less than 5%
- Chandler Crawford Warren Holmes · Principal, Chief Compliance Officersince 07/2017 · owns less than 5%
- George Michael Mileusnic · Principalsince 01/2021 · owns less than 5%
Entity owners
- Richard D. Baur Revocable Trust Dtd 12/19/02 · LLC Memberdirect · owns 25% to 50%
- Thomas S. Margulis Family Trust Dated 10/8/10 · LLC Memberdirect · owns 25% to 50%
- Jeremy Evan Bell Revocable Living Trust Dated July 8, 2016 · LLC Memberdirect · owns less than 5%
- Roger L. Brown II Revocable Trust Dated July 29, 2018 · LLC Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Cir Feeder Fund Management, LLCpooled vehicle sponsory
- Conway Private Funds Gp, LLCpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 14Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 13 to 11Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 9 to 11Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $1.2B to $1.5BMar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $95.0M to $101MMar 31, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.2B to $1.6BMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.2B to $1.5BMar 31, 2025 to Mar 30, 2026
- RAUM · $1.3B to $1.7BMar 31, 2025 to Mar 30, 2026
- Accounts · 9 to 12Jul 2, 2024 to Mar 31, 2025
- BD registered reps · 3 to 1Jul 2, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 9Jul 2, 2024 to Mar 31, 2025
- Assets in custody · $861M to $1.2BJul 2, 2024 to Mar 31, 2025
- Employees · 19 to 20Jul 2, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $105M to $95.0MJul 2, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $899M to $1.2BJul 2, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $861M to $1.2BJul 2, 2024 to Mar 31, 2025
- RAUM · $1.0B to $1.3BJul 2, 2024 to Mar 31, 2025
- Business name · CONWAY INVESTMENT RESEARCH, LLC to CONWAY INVESTMENT SOLUTIONSMar 28, 2024 to Jun 27, 2024
- Accounts · 7 to 9Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 14 to 13Mar 30, 2023 to Mar 28, 2024
- Corporate clients · 0.0 to unsetMar 30, 2023 to Mar 28, 2024
- HNW clients · 0.0 to unsetMar 30, 2023 to Mar 28, 2024
- Individual clients · 0.0 to unsetMar 30, 2023 to Mar 28, 2024
- Pension plan clients · 0.0 to unsetMar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 4 to 6Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $737M to $861MMar 30, 2023 to Mar 28, 2024
- Employees · 20 to 19Mar 30, 2023 to Mar 28, 2024
- Private funds · 4 to 6Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $110M to $105MMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $769M to $899MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $737M to $861MMar 30, 2023 to Mar 28, 2024
- RAUM · $879M to $1.0BMar 30, 2023 to Mar 28, 2024
- Advisory employees · 13 to 14Mar 31, 2022 to Mar 30, 2023
- BD registered reps · 0 to 3Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $653M to $737MMar 31, 2022 to Mar 30, 2023
- Employees · 18 to 20Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $129M to $110MMar 31, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $693M to $769MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $653M to $737MMar 31, 2022 to Mar 30, 2023
Signals
4 dated events
- Conway Investment Solutions reported RAUM $1.7B, up 29% from $1.3B (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Conway Investment Solutions reported RAUM $1.3B, up 29% from $1.0B (2024-07-02 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Conway Investment Research, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Sep 14, 2017 · Succession (Item 4) · fact
- Conway Investment Research, Llc filed its initial SEC registration (Form ADV)Mar 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/conway-investment-solutionsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- conwayis.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-721-9696reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026