DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•• A•••• M••••••••• L••
Latest filing Jul 20, 2026
First filing on the tape Mar 30, 2012 · 25 filings
SEC status approved since Aug 24, 2010
RAUM
$143M
reported, Item 5.F
Discretionary
4.8%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$143M as of Jul 20, 2026
Mar 30, 2012$168M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 20, 2026
Mar 30, 20120 then
Employees (5.A)3 as of Jul 20, 2026
Mar 28, 201310 then
Private funds2 as of Jul 20, 2026
Mar 30, 20121 then
RAUM -16% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 4.8%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $10.5M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$143M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10.5M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• L••no longer reported | Venture Capital Fund | $25.8M | 32 | Mar 31, 2019 |
| G••••• I•• L•no longer reported | Venture Capital Fund | $17.3M | 13 | Mar 31, 2019 |
| G•• S••••• L••• | Other Private Fund | $15.5M | 6 | Mar 30, 2021 |
| G•••••• L•no longer reported | Venture Capital Fund | $14.7M | 19 | Mar 31, 2019 |
| C••••••••• F•••• L•no longer reported | Venture Capital Fund | $8.6M | 80 | Mar 31, 2014 |
| C••••••••• F•••• L•no longer reported | Venture Capital Fund | $7.7M | 1 | Mar 30, 2016 |
| G•••••• L••no longer reported | Venture Capital Fund | $7.6M | 18 | Mar 31, 2019 |
| G•• S•••• I•• L••• | Other Private Fund | $7.5M | 5 | Mar 30, 2021 |
| G••••• I••• L•no longer reported | Venture Capital Fund | $6.9M | 10 | Mar 31, 2019 |
| G••••• I•• L•••no longer reported | Other Private Fund | $4.9M | 7 | Jun 2, 2020 |
| G•• X• F•••• L•no longer reported | Hedge Fund | $925,758 | 6 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- M••• M••••••• T••••• · Ceocontrolsince 07/2010 · owns less than 5%
- M••• M••••••• T••••• · Ownercontrolsince 01/2023 · owns 75% or more of G•• H•••••••• L•••
- P•••••••• B••••••••• L••••• · Membersince 08/2010 · owns 5% to 10%
- V••••••••• W••••••• E••••• · Chief Compliance Officer / Chief Financial Officersince 02/2020 · owns less than 5%
Entity owners
- G•• H•••••••• L••• · Owner / Managing Memberdirect · owns 75% or more
- G•• H••••••• G• L•• · Ownerindirect · owns F of G•• H•••••••• L•••
Related persons
Schedule D 7.A
- G•• S•••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $12.0M to $10.5MMar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $7.8M to $6.9MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $163M to $136MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $171M to $143MMar 31, 2025 to Mar 31, 2026
- RAUM · $171M to $143MMar 31, 2025 to Mar 31, 2026
- Accounts · 8 to 7Mar 22, 2024 to Mar 31, 2025
- Pooled vehicle clients · 8 to 7Mar 22, 2024 to Mar 31, 2025
- Assets in custody · $15.5M to $12.0MMar 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $15.5M to $7.8MMar 22, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $214M to $163MMar 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $230M to $171MMar 22, 2024 to Mar 31, 2025
- RAUM · $230M to $171MMar 22, 2024 to Mar 31, 2025
- Advisory employees · 1 to 2Mar 29, 2023 to Mar 22, 2024
- Assets in custody · $26.6M to $15.5MMar 29, 2023 to Mar 22, 2024
- Employees · 6 to 3Mar 29, 2023 to Mar 22, 2024
- Discretionary RAUM · $15.9M to $15.5MMar 29, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $278M to $214MMar 29, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $294M to $230MMar 29, 2023 to Mar 22, 2024
- RAUM · $294M to $230MMar 29, 2023 to Mar 22, 2024
- Assets in custody · $31.4M to $26.6MMar 31, 2022 to Mar 29, 2023
- Employees · 4 to 6Mar 31, 2022 to Mar 29, 2023
- HQ city · WOODSIDE to DALLASMar 31, 2022 to Mar 29, 2023
- HQ state · CA to TXMar 31, 2022 to Mar 29, 2023
- Discretionary RAUM · $20.9M to $15.9MMar 31, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $296M to $278MMar 31, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $317M to $294MMar 31, 2022 to Mar 29, 2023
- RAUM · $317M to $294MMar 31, 2022 to Mar 29, 2023
- Accounts · 9 to 8Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 2 to 1Mar 30, 2021 to Mar 31, 2022
- BD registered reps · 1 to 0Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 9 to 8Mar 30, 2021 to Mar 31, 2022
- Assets in custody · $29.5M to $31.4MMar 30, 2021 to Mar 31, 2022
- Employees · 6 to 4Mar 30, 2021 to Mar 31, 2022
- Private funds · 3 to 2Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $29.5M to $20.9MMar 30, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $158M to $296MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $187M to $317MMar 30, 2021 to Mar 31, 2022
- RAUM · $187M to $317MMar 30, 2021 to Mar 31, 2022
- Accounts · 5 to 9Jun 2, 2020 to Mar 30, 2021
Signals
5 dated events
- G•• A•••• M••••••••• L•• reported RAUM $316.7M, up 69% from $187.3M (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- G•• A•••• M••••••••• L•• reported RAUM $97.3M, down 75% from $388.2M (2020-02-26 to 2020-06-02)Jun 2, 2020 · RAUM change · derived
- F••••• H••• (Investor) no longer on Schedule A of G•• A•••• M••••••••• L•• (listed 2020-02-26, absent 2020-06-02)Jun 2, 2020 · Control person left · inference
- T••••• F••••• (Investor) no longer on Schedule A of G•• A•••• M••••••••• L•• (listed 2020-02-26, absent 2020-06-02)Jun 2, 2020 · Control person left · inference
- G•• A•••• M••••••••• L•• reported RAUM $394.7M, down 30% from $566.7M (2018-02-06 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- G•• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/GSV-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- GSVAM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (646) 256-8233reportedpublic record, Form ADV, Jul 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026