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Former SEC-registered adviser

T••••••• M••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 154674SEC 801-72147IAPD
Latest filing Apr 24, 2017
First filing on the tape Mar 30, 2012 · 12 filings
RAUM
$198M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$101M gross assets
History
12 filings and snapshots on the tape
RAUM$194M as of Mar 31, 2017
Mar 30, 2012$230M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 30, 20120 then
Employees (5.A)8 as of Mar 31, 2017
Apr 1, 201311 then
Private funds3 as of Mar 31, 2017
Mar 30, 20121 then
RAUM -19% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 24, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$28.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-21%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$198M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$198M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T••••••• F••• I•• L••Private Equity Fund$34.6M34Mar 30, 2012
      T••••••• P••••••• F••• I•• L•••Private Equity Fund$14.6M3Apr 1, 2013
      T••••••• C••••• O••••••••• L••no longer reportedHedge Fund$11.2M2Dec 9, 2013
      C•••••••• I••••••••• F•••• L••Securitized Asset Fund$293,5818Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• J••• R••••• · Limited Partnercontrol
        since 09/2008 · owns 25% to 50%
      • K•••••• D•••• C••••• · Limited Partnercontrol
        since 09/2008 · owns 25% to 50%
      • K••••••• A•••••• J••• · Chief Financial Officer, Managing Directorcontrol
        since 02/2006 · owns less than 5%
      • M••••••• M••••••• G••••• · Managing Director (T••••••• F••• M••••••••• L••)control
        since 02/2006 · owns less than 5%
      • B••••• J••• R••••• · Membercontrol
        since 07/2008 · owns 50% to 75% of T••••••• C••••• M••••••• H••••••• L••
      • K•••••• D•••• C••••• · Membercontrol
        since 07/2008 · owns 50% to 75% of T••••••• C••••• M••••••• H••••••• L••
      Entity owners
      • T••••••• M••••••• L• · Managing Member (T••••••• F••• M••••••••• L••)
        direct · owns less than 5%
      • T••••••• C••••• M••••••• H••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • T••••••• F••• M••••••••• L••
        investment advisern
      • T••••••• I••••••••• I•• L••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $194M to $198M
        Mar 31, 2017 to Apr 24, 2017
      • Discretionary RAUM · $194M to $198M
        Mar 31, 2017 to Apr 24, 2017
      • RAUM · $194M to $198M
        Mar 31, 2017 to Apr 24, 2017
      • Advisory employees · 7 to 4
        Mar 28, 2016 to Mar 31, 2017
      • Assets in custody · $232M to $194M
        Mar 28, 2016 to Mar 31, 2017
      • Employees · 12 to 8
        Mar 28, 2016 to Mar 31, 2017
      • Discretionary RAUM · $245M to $194M
        Mar 28, 2016 to Mar 31, 2017
      • RAUM · $245M to $194M
        Mar 28, 2016 to Mar 31, 2017
      • Accounts · 8 to 7
        Apr 30, 2015 to Mar 28, 2016
      • Advisory employees · 9 to 7
        Apr 30, 2015 to Mar 28, 2016
      • Assets in custody · $440M to $232M
        Apr 30, 2015 to Mar 28, 2016
      • Employees · 15 to 12
        Apr 30, 2015 to Mar 28, 2016
      • Private funds · 4 to 3
        Apr 30, 2015 to Mar 28, 2016
      • Discretionary RAUM · $462M to $245M
        Apr 30, 2015 to Mar 28, 2016
      • RAUM · $462M to $245M
        Apr 30, 2015 to Mar 28, 2016
      • Assets in custody · $438M to $440M
        Mar 30, 2015 to Apr 30, 2015
      • Discretionary RAUM · $460M to $462M
        Mar 30, 2015 to Apr 30, 2015
      • RAUM · $460M to $462M
        Mar 30, 2015 to Apr 30, 2015
      • Accounts · 6 to 8
        Sep 12, 2014 to Mar 30, 2015
      • Advisory employees · 8 to 9
        Sep 12, 2014 to Mar 30, 2015
      • Assets in custody · $342M to $438M
        Sep 12, 2014 to Mar 30, 2015
      • Employees · 14 to 15
        Sep 12, 2014 to Mar 30, 2015
      • Private funds · 3 to 4
        Sep 12, 2014 to Mar 30, 2015
      • Discretionary RAUM · $342M to $460M
        Sep 12, 2014 to Mar 30, 2015
      • RAUM · $342M to $460M
        Sep 12, 2014 to Mar 30, 2015
      • Business name · T••••••• C••••• M••••••• L• to T••••••• M••••••• L•
        Mar 24, 2014 to Apr 23, 2014
      • Assets in custody · $332M to $342M
        Mar 24, 2014 to Apr 23, 2014
      • Discretionary RAUM · $332M to $342M
        Mar 24, 2014 to Apr 23, 2014
      • RAUM · $332M to $342M
        Mar 24, 2014 to Apr 23, 2014
      • Assets in custody · $214M to $332M
        Dec 9, 2013 to Mar 24, 2014
      • Legal name · T••••••• C••••• M••••••• L• to T••••••• M••••••• L•
        Dec 9, 2013 to Mar 24, 2014
      • Organization form · Partnership to Limited Partnership
        Dec 9, 2013 to Mar 24, 2014
      • Discretionary RAUM · $299M to $332M
        Dec 9, 2013 to Mar 24, 2014
      • RAUM · $299M to $332M
        Dec 9, 2013 to Mar 24, 2014
      • Advisory employees · 5 to 8
        Nov 22, 2013 to Dec 9, 2013
      • Employees · 11 to 14
        Nov 22, 2013 to Dec 9, 2013
      • Private funds · 2 to 3
        Nov 22, 2013 to Dec 9, 2013
      • Discretionary RAUM · $214M to $299M
        Nov 22, 2013 to Dec 9, 2013
      • RAUM · $214M to $299M
        Nov 22, 2013 to Dec 9, 2013
      • Accounts · 5 to 6
        Mar 30, 2012 to Apr 1, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026