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M•••••• C•••••• M••••••••• L•

Former SEC-registered adviserFormer SEC adviser3 private funds· San Francisco, California

Former SEC-registered adviser, based in San Francisco, California, reporting $625M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$625M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-54%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 154730 · SEC 801-71856 · 22 filingsShow
CRD 154730SEC 801-71856First filing on the tape Mar 30, 2012, latest Mar 29, 2019IAPD
RAUM
$625M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
$625M gross assets
History
22 filings and snapshots on the tape
RAUM$625M as of Mar 29, 2019
Mar 30, 2012$453M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2019
Mar 30, 20120 then
Employees (5.A)14 as of Mar 29, 2019
Apr 1, 201310 then
Private funds3 as of Mar 29, 2019
Mar 30, 20123 then
RAUM -54% over the last fiscal year-38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$69.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-54%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$625M, 9 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$625M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
9reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$625M for 9 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••••• L•no longer reportedHedge Fund$615M52Mar 30, 2012
      M•••••• I••••••••• M••••• F••• L•••Hedge Fund$517M60Mar 30, 2012
      M•••••• E••••• I••••••••• M••••• F••• L•••Hedge Fund$103M25Nov 19, 2015
      M•••••• I• L•no longer reportedHedge Fund$44.7M47Mar 30, 2012
      M•••••• E••••• L•no longer reportedHedge Fund$11.3M3Nov 19, 2015
      M•••••• E••••• I• L•no longer reportedHedge Fund$5.2M12Nov 19, 2015
      M•••••• S•••••• O••••••••• M••••• F••• L•Hedge Fund$4.9M4Nov 26, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • H••••••• H••••••• A••• · Partner / Chief Operating Officercontrol
        since 10/2017 · owns less than 5%
      • M••••••• R••••••• T•••••• · Managing Partnercontrol
        since 10/2009 · owns 75% or more
      • S•••••• M•••• R••••• · Chief Financial Officer / Chief Compliance Officercontrol
        since 06/2018 · owns less than 5%
      • M••••••• R••••••• T•••••• · Managing Membercontrol
        since 12/2013 · owns 75% or more of M•••••• H••••••• L••
      Entity owners
      • M•••••• H••••••• L•• · G•••••• Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • M•• E••••• G•••••• P•••••• L••
        pooled vehicle sponsorn
      • M•• G•••••• P•••••• L••
        pooled vehicle sponsorn
      • M•• I• G•••••• P•••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 9
        Jun 12, 2018 to Mar 29, 2019
      • Pooled vehicle clients · 8 to 9
        Jun 12, 2018 to Mar 29, 2019
      • Assets in custody · $1.4B to $625M
        Jun 12, 2018 to Mar 29, 2019
      • Employees · 16 to 14
        Jun 12, 2018 to Mar 29, 2019
      • Discretionary RAUM · $1.4B to $625M
        Jun 12, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $1.4B to $625M
        Jun 12, 2018 to Mar 29, 2019
      • RAUM · $1.4B to $625M
        Jun 12, 2018 to Mar 29, 2019
      • Accounts · 6 to 8
        Nov 9, 2017 to Mar 31, 2018
      • Advisory employees · 9 to 7
        Nov 9, 2017 to Mar 31, 2018
      • Pooled vehicle clients · 6 to 8
        Nov 9, 2017 to Mar 31, 2018
      • Assets in custody · $1.4B to $1.4B
        Nov 9, 2017 to Mar 31, 2018
      • Employees · 19 to 16
        Nov 9, 2017 to Mar 31, 2018
      • Discretionary RAUM · $1.4B to $1.4B
        Nov 9, 2017 to Mar 31, 2018
      • Pooled vehicle RAUM · $1.4B to $1.4B
        Nov 9, 2017 to Mar 31, 2018
      • RAUM · $1.4B to $1.4B
        Nov 9, 2017 to Mar 31, 2018
      • Related adviser · true to false
        Nov 9, 2017 to Mar 31, 2018
      • Charity clients · unset to 0.0
        Mar 31, 2017 to Nov 9, 2017
      • Corporate clients · unset to 0.0
        Mar 31, 2017 to Nov 9, 2017
      • HNW clients · unset to 0.0
        Mar 31, 2017 to Nov 9, 2017
      • Individual clients · unset to 0.0
        Mar 31, 2017 to Nov 9, 2017
      • Pension plan clients · unset to 0.0
        Mar 31, 2017 to Nov 9, 2017
      • Pooled vehicle clients · unset to 6.0
        Mar 31, 2017 to Nov 9, 2017
      • Other offices · unset to 0.0
        Mar 31, 2017 to Nov 9, 2017
      • Pooled vehicle RAUM · unset to 1384764991.0
        Mar 31, 2017 to Nov 9, 2017
      • Accounts · 10 to 6
        Oct 20, 2016 to Mar 31, 2017
      • Advisory employees · 11 to 9
        Oct 20, 2016 to Mar 31, 2017
      • Assets in custody · $2.6B to $1.4B
        Oct 20, 2016 to Mar 31, 2017
      • Employees · 21 to 19
        Oct 20, 2016 to Mar 31, 2017
      • Private funds · 6 to 3
        Oct 20, 2016 to Mar 31, 2017
      • Discretionary RAUM · $2.6B to $1.4B
        Oct 20, 2016 to Mar 31, 2017
      • RAUM · $2.6B to $1.4B
        Oct 20, 2016 to Mar 31, 2017
      • Accounts · 4 to 10
        Nov 19, 2015 to Mar 30, 2016
      • Advisory employees · 10 to 11
        Nov 19, 2015 to Mar 30, 2016
      • Assets in custody · $0 to $2.6B
        Nov 19, 2015 to Mar 30, 2016
      • Employees · 17 to 21
        Nov 19, 2015 to Mar 30, 2016
      • Private funds · 7 to 6
        Nov 19, 2015 to Mar 30, 2016
      • Discretionary RAUM · $3.8B to $2.6B
        Nov 19, 2015 to Mar 30, 2016
      • RAUM · $3.8B to $2.6B
        Nov 19, 2015 to Mar 30, 2016
      • Related bank · false to true
        Nov 19, 2015 to Mar 30, 2016
      • Private funds · 4 to 7
        Aug 31, 2015 to Nov 19, 2015
      Signals
      2 dated events
      • ••• Locked
        Mar 29, 2019 · RAUM change · derived
      • ••• Locked
        Jan 13, 2014 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026