DFX Intelligence

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SEC-registered adviser

S•••••• G•••• L••

Independent wealth managerCRD 154806SEC 801-129449website IAPD

Latest filing Mar 4, 2026

First filing on the tape Jan 3, 2024 · 10 filings

SEC status approved since Apr 3, 2024

RAUM

$159M

reported, Item 5.F

Discretionary

84%

of RAUM

Private clients

90%

$144M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$39.8M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM$159M as of Mar 4, 2026

Jan 8, 2025$116M then

HNW client RAUM$123M as of Mar 4, 2026

Jan 8, 2025$83.2M then

State-registered IARs (5.B.3)4 as of Mar 4, 2026

Jan 8, 20253 then

Employees (5.A)4 as of Mar 4, 2026

Jan 8, 20253 then

Private funds: no history

RAUM +37% over the last fiscal yearIARs 3 to 4offices 2 to 3

Practice profile

derived from the filing of Mar 4, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $39.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 27derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $355,997derivedRAUM over accounts (5.F.2.f)
Discretionary: 84%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +37%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +4.9%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: portfolio management for individuals, otherreportedItem 5.G
Custody: $1.1M, 59 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$123M78%
Individuals$20.5M13%
Corporations and businesses$15.3M9.6%

Individual clients: 58reported
HNW clients: 49reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 447reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $1.1M for 59 clientsreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.9 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
H••••• A• H••••••••	Lyons, Co	Jan 10, 2011	16 y	0
T••••• M•••••• D•••••••••	Lyons, Co	Nov 28, 2016	18 y	3
K••• G••••	Lyons, Co	Jun 4, 2025	12 y	0
P•••• S••••••••• B••••	Lyons, Co	Jan 7, 2026	12 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

T••••• M•••••• D••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Nov 28, 2016 · Wirehouse to independent RIA

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

D••••••••• T•••••• M•••••• · Partner - Ciocontrol
since 01/2017 · owns 25% to 50%
H••••••••• H•••••• A• · Managing Partner - Ccocontrol
since 07/2010 · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Lyons, Co	4	1	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Mar 4, 2026
RAUM (Item 5.F) moved from $116,145,887 to $159,130,515 (+37.0%) between the annual amendments of 2025-01-08 and 2026-03-04; the peer median change was +15.0% (4548 comparable advisers, 91.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,548) · 91% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 486 to 447
Oct 28, 2025 to Feb 11, 2026
HNW clients · 38 to 49
Oct 28, 2025 to Feb 11, 2026
Individual clients · 72 to 58
Oct 28, 2025 to Feb 11, 2026
Assets in custody · $15.2M to $1.1M
Oct 28, 2025 to Feb 11, 2026
Discretionary RAUM · $144M to $133M
Oct 28, 2025 to Feb 11, 2026
HNW RAUM · $124M to $123M
Oct 28, 2025 to Feb 11, 2026
Individual RAUM · $33.0M to $20.5M
Oct 28, 2025 to Feb 11, 2026
Non-discretionary RAUM · $22.3M to $25.8M
Oct 28, 2025 to Feb 11, 2026
RAUM · $167M to $159M
Oct 28, 2025 to Feb 11, 2026
Accounts · 382 to 486
Aug 13, 2025 to Oct 28, 2025
HNW clients · 37 to 38
Aug 13, 2025 to Oct 28, 2025
Individual clients · 65 to 72
Aug 13, 2025 to Oct 28, 2025
Financial planning clients · 0 to 0
Aug 13, 2025 to Oct 28, 2025
Discretionary RAUM · $92.7M to $144M
Aug 13, 2025 to Oct 28, 2025
HNW RAUM · $83.2M to $124M
Aug 13, 2025 to Oct 28, 2025
Individual RAUM · $24.0M to $33.0M
Aug 13, 2025 to Oct 28, 2025
Non-discretionary RAUM · $23.5M to $22.3M
Aug 13, 2025 to Oct 28, 2025
RAUM · $116M to $167M
Aug 13, 2025 to Oct 28, 2025
Assets in custody · unset to 15200000.0
Jun 17, 2025 to Aug 13, 2025
Custody of client assets · false to true
Jun 17, 2025 to Aug 13, 2025
Advisory employees · 3 to 4
Jan 8, 2025 to Jun 17, 2025
Employees · 3 to 4
Jan 8, 2025 to Jun 17, 2025
State-registered IARs · 3 to 4
Jan 8, 2025 to Jun 17, 2025
Other offices · 2 to 3
Jan 8, 2025 to Jun 17, 2025
Accounts · 404 to 382
Apr 2, 2024 to Jan 8, 2025
HNW clients · 35 to 37
Apr 2, 2024 to Jan 8, 2025
Individual clients · 61 to 65
Apr 2, 2024 to Jan 8, 2025
HQ city · unset to
Apr 2, 2024 to Jan 8, 2025
HQ state · unset to
Apr 2, 2024 to Jan 8, 2025
Discretionary RAUM · $80.0M to $92.7M
Apr 2, 2024 to Jan 8, 2025
HNW RAUM · $89.4M to $83.2M
Apr 2, 2024 to Jan 8, 2025
Individual RAUM · $15.8M to $24.0M
Apr 2, 2024 to Jan 8, 2025
Non-discretionary RAUM · $25.3M to $23.5M
Apr 2, 2024 to Jan 8, 2025
RAUM · $105M to $116M
Apr 2, 2024 to Jan 8, 2025

Signals

1 dated events

••• Locked
Jan 3, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 720-310-0605reportedpublished by the firm, firm site, Sep 16, 2026
Website: S••••••GROUP.COMreportedpublic record, Form ADV, Mar 4, 2026
Principal office phone: 720-310-0605reportedpublic record, Form ADV, Mar 4, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $39.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026