DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• I••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jan 4, 2012 · 20 filings
SEC status approved since Aug 31, 2010
RAUM
$218M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$218M as of Mar 30, 2026
Mar 27, 2012$142M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20120 then
Employees (5.A)2 as of Mar 30, 2026
Mar 1, 20133 then
Private funds: no history
RAUM +22% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $218MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$218M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• R••••••• D•••• · Chief Compliance Officercontrolsince 07/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $179M to $218MMar 28, 2025 to Mar 30, 2026
- RAUM · $179M to $218MMar 28, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $158M to $179MMar 27, 2024 to Mar 28, 2025
- RAUM · $158M to $179MMar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $136M to $158MMar 13, 2023 to Mar 27, 2024
- RAUM · $136M to $158MMar 13, 2023 to Mar 27, 2024
- Discretionary RAUM · $98.8M to $136MMar 21, 2022 to Mar 13, 2023
- RAUM · $98.8M to $136MMar 21, 2022 to Mar 13, 2023
- Discretionary RAUM · $86.3M to $98.8MMar 22, 2021 to Mar 21, 2022
- RAUM · $86.3M to $98.8MMar 22, 2021 to Mar 21, 2022
- Discretionary RAUM · $88.9M to $86.3MApr 3, 2020 to Mar 22, 2021
- RAUM · $88.9M to $86.3MApr 3, 2020 to Mar 22, 2021
- Discretionary RAUM · $87.1M to $88.9MNov 6, 2019 to Apr 3, 2020
- RAUM · $87.1M to $88.9MNov 6, 2019 to Apr 3, 2020
- HQ city · CELEBRATION to MAITLANDMar 27, 2019 to Nov 6, 2019
- Discretionary RAUM · $71.8M to $87.1MMar 27, 2019 to Nov 6, 2019
- RAUM · $71.8M to $87.1MMar 27, 2019 to Nov 6, 2019
- Employees · 3 to 2Mar 27, 2018 to Mar 27, 2019
- Discretionary RAUM · $87.3M to $71.8MMar 27, 2018 to Mar 27, 2019
- RAUM · $87.3M to $71.8MMar 27, 2018 to Mar 27, 2019
- Other offices · unset to 0.0Jul 3, 2017 to Mar 27, 2018
- Discretionary RAUM · $126M to $87.3MJul 3, 2017 to Mar 27, 2018
- RAUM · $126M to $87.3MJul 3, 2017 to Mar 27, 2018
- Employees · 4 to 3Mar 10, 2017 to Jul 3, 2017
- Discretionary RAUM · $188M to $126MMar 10, 2017 to Jul 3, 2017
- RAUM · $188M to $126MMar 10, 2017 to Jul 3, 2017
- Discretionary RAUM · $291M to $188MJan 13, 2016 to Mar 10, 2017
- RAUM · $291M to $188MJan 13, 2016 to Mar 10, 2017
- HQ city · HEATHROW to CELEBRATIONMar 11, 2015 to Jan 13, 2016
- Discretionary RAUM · $331M to $291MMar 11, 2015 to Jan 13, 2016
- RAUM · $331M to $291MMar 11, 2015 to Jan 13, 2016
- Discretionary RAUM · $310M to $331MJul 8, 2014 to Mar 11, 2015
- RAUM · $310M to $331MJul 8, 2014 to Mar 11, 2015
- Employees · 3 to 4Jun 14, 2013 to Mar 27, 2014
- Discretionary RAUM · $286M to $310MJun 14, 2013 to Mar 27, 2014
- RAUM · $286M to $310MJun 14, 2013 to Mar 27, 2014
- HQ city · ORLANDO to HEATHROWMar 1, 2013 to Jun 14, 2013
- Discretionary RAUM · $252M to $286MMar 1, 2013 to Jun 14, 2013
- RAUM · $252M to $286MMar 1, 2013 to Jun 14, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I•••••••FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 407-982-1888reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026