DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lgk Advisors, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 27 filings
SEC status approved since Sep 13, 2010
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
16
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$4.4B as of Mar 31, 2026
Mar 29, 2012$321M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 21, 20130 then
Employees (5.A)27 as of Mar 31, 2026
Mar 21, 201315 then
Private funds16 as of Mar 31, 2026
Mar 29, 20129 then
RAUM +35% over the last fiscal year+41% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $258MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
33 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Lsv Special Opportunities Fund Vi, L.P. | Private Equity Fund | $276M | 30 | Mar 30, 2022 |
| Lsv Special Opportunities Domestic Fund Vi-A, L.P. | Private Equity Fund | $238M | 4 | Mar 30, 2022 |
| Lsv Special Opportunities Fund V, L.P. | Private Equity Fund | $196M | 40 | Mar 30, 2016 |
| Lsv Special Opportunities Domestic Fund Vi, L.P. | Private Equity Fund | $177M | 73 | Mar 30, 2022 |
| Lsv Advantage International III-B, LLC | Private Equity Fund | $86.5M | 1 | Mar 21, 2013 |
| Lsv Special Opportunities Domestic Fund V, L.P. | Private Equity Fund | $63.5M | 28 | Mar 31, 2017 |
| Lsv Special Opportunities Fund IV, L.P. | Private Equity Fund | $38.3M | 26 | Mar 21, 2013 |
| Lsv Alternative Investments, Ltd.no longer reported | Hedge Fund | $26.9M | 1 | Mar 21, 2013 |
| Msf Special Credit Opportunities, Ltd.no longer reported | Hedge Fund | $26.7M | 1 | Mar 21, 2013 |
| Lsv Advantage International II-B, Ltd. | Private Equity Fund | $24.4M | 2 | Mar 21, 2013 |
| Msf Senior Credit Opportunities, Ltd.no longer reported | Hedge Fund | $21.7M | 1 | Mar 21, 2013 |
| Lsv Special Opportunities Domestic Fund Vii-A, L.P. | Private Equity Fund | $21.2M | 4 | Mar 29, 2024 |
| Lsv Advantage International II-B, L.P. | Private Equity Fund | $21.0M | 5 | Mar 21, 2013 |
| Msf Volatility Opportunity Master Fund, Ltd.no longer reported | Hedge Fund | $19.8M | 2 | Mar 21, 2013 |
| Lsv Advantage International Vi, L.P. | Private Equity Fund | $18.8M | 4 | Mar 30, 2022 |
| Lsv Advantage International, Ltd.no longer reported | Private Equity Fund | $14.3M | 1 | Mar 29, 2012 |
| Lsv Special Opportunities Fund III, Ltd. | Private Equity Fund | $5.2M | 14 | Mar 29, 2012 |
| Lsv Advantage International II, Ltd.no longer reported | Private Equity Fund | $4.3M | 2 | Mar 29, 2012 |
| Lsv Special Opportunities Domestic Fund IV, L.P. | Private Equity Fund | $2.8M | 5 | Mar 31, 2014 |
| Lsv Advantage International III, LLC | Private Equity Fund | $2.2M | 1 | Mar 29, 2012 |
| Lsv Special Opportunities Fund Vii, L.P. | Private Equity Fund | $2.2M | 5 | Mar 29, 2024 |
| Lsv Special Opportunities Fund, Ltd.no longer reported | Private Equity Fund | $1.8M | 5 | Mar 29, 2012 |
| Lsv Special Opportunities Domestic Fund Vii, L.P. | Private Equity Fund | $1.4M | 35 | Mar 29, 2024 |
| Lsv Multi-Strategy Master Fund, L.P.no longer reported | Hedge Fund | $1.0M | 1 | Mar 29, 2012 |
| Lsv Advantage International II, L.P.no longer reported | Private Equity Fund | $810,772 | 4 | Mar 29, 2012 |
| Lsv Special Opportunities Fund, L.P. | Private Equity Fund | $684,416 | 2 | Mar 29, 2012 |
| Lsv Masters, L.P.no longer reported | Hedge Fund | $0 | 0 | Mar 21, 2013 |
| Lsv Advantage International IV, Ltd.no longer reported | Private Equity Fund | $0 | 2 | Mar 29, 2012 |
| Lsv Masters Alpha International, Ltd.no longer reported | Hedge Fund | $0 | 0 | Mar 21, 2013 |
| Lsv Low Volatility Fund, Ltd.no longer reported | Hedge Fund | $0 | 0 | Mar 21, 2013 |
| Lsv Masters International, Ltd.no longer reported | Hedge Fund | $0 | 0 | Mar 21, 2013 |
| Lsv Advantage International Offshore IV, Ltd.no longer reported | Private Equity Fund | $0 | 1 | Apr 26, 2016 |
| Lsv Advantage International IV Onshore, L.P.no longer reported | Private Equity Fund | $0 | 1 | Apr 26, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Daniel Caffarelli · Chief Compliance Officercontrolsince 12/2023 · owns less than 5%
- James Michael Calandra · Chief Financial Officercontrolsince 05/2014 · owns less than 5%
- E Saul Diamond · Co-Presidentcontrolsince 07/2010 · owns less than 5%
- C Jeffery Fang · General Counselcontrolsince 01/2022 · owns less than 5%
- Edward Aaron Shapiro · Co-Presidentcontrolsince 01/2022 · owns less than 5%
- Gilbert David Tisch · Chief Executive Officercontrolsince 11/2005 · owns less than 5%
- Gilbert David Tisch · Limited Partnercontrolsince 07/2010 · owns 75% or more of Dgt Family II, L.P.
Entity owners
- Jtt Advisors II, L.P. · Managing Memberdirect · owns 75% or more
- Dgt Family II, L.P. · Limited Partnerindirect · owns 75% or more of Jtt Advisors II, L.P.
- Jtt Advisors II Gp LLC · General Partnerindirect · owns F of Jtt Advisors II, L.P.
Related persons
Schedule D 7.A
- Djt General Partner II, LLCinvestment adviserbankpooled vehicle sponsorn
- Jrt Intrepid Gp, LLCinvestment adviserpooled vehicle sponsorn
- Lgk General Partner (Cayman), LLCinvestment adviserpooled vehicle sponsorn
- Lgk General Partner IV, LLCinvestment adviserbankpooled vehicle sponsorn
- Lgk General Partner Vi, LLCinvestment adviserbankpooled vehicle sponsorn
- Lgk General Partner Vii, LLCinvestment adviserbankpooled vehicle sponsorn
- Lgk General Partner, LLCinvestment adviserbankpooled vehicle sponsorn
- Lsv Advisors, LLCinvestment advisern
Advisers that list Lgk Advisors, LLC as a related person
- 154282 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 9 to 10Mar 31, 2025 to Mar 31, 2026
- Employees · 25 to 27Mar 31, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.2B to $4.4BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.3M to $1.2MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.2B to $4.4BMar 31, 2025 to Mar 31, 2026
- RAUM · $3.2B to $4.4BMar 31, 2025 to Mar 31, 2026
- Accounts · 18 to 17Sep 27, 2024 to Mar 31, 2025
- Advisory employees · 8 to 9Sep 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 18 to 17Sep 27, 2024 to Mar 31, 2025
- Employees · 20 to 25Sep 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Sep 27, 2024 to Mar 31, 2025
- Private funds · 17 to 16Sep 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.6B to $3.2BSep 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $71.6M to $1.3MSep 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.6B to $3.2BSep 27, 2024 to Mar 31, 2025
- RAUM · $2.6B to $3.2BSep 27, 2024 to Mar 31, 2025
- Business name · LSV ADVISORS, LLC to LGK ADVISORS, LLCMar 29, 2024 to Sep 27, 2024
- Accounts · 14 to 18Dec 20, 2023 to Mar 29, 2024
- Pooled vehicle clients · 14 to 18Dec 20, 2023 to Mar 29, 2024
- Assets in custody · 1559583278.0 to unsetDec 20, 2023 to Mar 29, 2024
- Custody of client assets · true to falseDec 20, 2023 to Mar 29, 2024
- Employees · 16 to 20Dec 20, 2023 to Mar 29, 2024
- Financial planning clients · 0 to unsetDec 20, 2023 to Mar 29, 2024
- Private funds · 14 to 17Dec 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.6B to $2.6BDec 20, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $71.6MDec 20, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.6B to $2.6BDec 20, 2023 to Mar 29, 2024
- RAUM · $1.6B to $2.6BDec 20, 2023 to Mar 29, 2024
- Accounts · 15 to 14Feb 10, 2023 to Mar 30, 2023
- Advisory employees · 6 to 8Feb 10, 2023 to Mar 30, 2023
- Pooled vehicle clients · 15 to 14Feb 10, 2023 to Mar 30, 2023
- Assets in custody · $1.3B to $1.6BFeb 10, 2023 to Mar 30, 2023
- Employees · 13 to 16Feb 10, 2023 to Mar 30, 2023
- Private funds · 15 to 14Feb 10, 2023 to Mar 30, 2023
- Discretionary RAUM · $1.3B to $1.6BFeb 10, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $1.3B to $1.6BFeb 10, 2023 to Mar 30, 2023
- RAUM · $1.3B to $1.6BFeb 10, 2023 to Mar 30, 2023
- Accounts · 11 to 15Nov 5, 2021 to Mar 30, 2022
- Advisory employees · 7 to 6Nov 5, 2021 to Mar 30, 2022
Signals
7 dated events
- Lgk Advisors, Llc reported RAUM $4.4B, up 35% from $3.2B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Lgk Advisors, Llc reported RAUM $2.6B, up 68% from $1.6B (2023-12-20 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Joseph Daniel Caffarelli (Chief Compliance Officer) appeared on Schedule A of Lgk Advisors, LlcDec 20, 2023 · Control person joined · fact
- Edward Aaron Shapiro (Co-President) appeared on Schedule A of Lgk Advisors, LlcMar 30, 2023 · Control person joined · fact
- Lgk Advisors, Llc reported RAUM $1.3B, up 49% from $864.9M (2021-11-05 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- C Jeffery Fang (General Counsel) appeared on Schedule A of Lgk Advisors, LlcMar 30, 2022 · Control person joined · fact
- Lsv Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 29, 2020 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- LGK Advisors, LLC · Independent Sponsorsshared crd · capital_provider
- LGK Advisors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lsv-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- lsvadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-378-3700reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026