DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• C••••• R••••••••• G••••
Legal name T••• C••••• R••••••••• G••••• L••
Latest filing Apr 20, 2026
First filing on the tape Mar 13, 2026 · 2 filings
SEC status approved since Mar 12, 2026
RAUM
$145M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$145M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$72.5M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$145M as of Apr 20, 2026
Mar 13, 2026$135M then
HNW client RAUM$108M as of Apr 20, 2026
Mar 13, 2026$92.3M then
State-registered IARs (5.B.3)2 as of Apr 20, 2026
Mar 13, 20262 then
Employees (5.A)3 as of Apr 20, 2026
Mar 13, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $72.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $619,236derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$108M75%
- Individuals$36.6M25%
- Individual clients
- 37reported
- HNW clients
- 47reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 234reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• J•••• I••••• | Plymouth, Mn | Feb 5, 2015 | 21 y | 1 |
| T••••• M•••••• S•••••• | Plymouth, Mn | Jan 11, 2019 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••••• J•••• I••••• from C•••••••• G••••• M•••••• I•••Feb 5, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I•••••• P••••••• J•••• · President/Chief Compliance Officercontrolsince 09/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plymouth, Mn · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 216 to 234Mar 13, 2026 to Apr 20, 2026
- HNW clients · 42 to 47Mar 13, 2026 to Apr 20, 2026
- Individual clients · 45 to 37Mar 13, 2026 to Apr 20, 2026
- Discretionary RAUM · $135M to $145MMar 13, 2026 to Apr 20, 2026
- HNW RAUM · $92.3M to $108MMar 13, 2026 to Apr 20, 2026
- Individual RAUM · $42.6M to $36.6MMar 13, 2026 to Apr 20, 2026
- RAUM · $135M to $145MMar 13, 2026 to Apr 20, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@twincitiesretirementgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 952-600-7555reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/15090061?TRK=VSRP_COMPANIES_CLUSTER_NAMreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••C•••••RETIREMENTGROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 952-600-7550reportedpublic record, Form ADV, Apr 20, 2026
- Team page
- twincitiesretirementgroup.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026