DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• W••••• D••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape May 19, 2021 · 10 filings
SEC status approved since Jun 21, 2021
RAUM
$209M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$209M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$41.7M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$209M as of Mar 11, 2026
Mar 30, 2022$133M then
HNW client RAUM$153M as of Mar 11, 2026
Mar 30, 2022$75.4M then
State-registered IARs (5.B.3)5 as of Mar 11, 2026
Mar 30, 20222 then
Employees (5.A)5 as of Mar 11, 2026
Mar 30, 20223 then
Private funds: no history
RAUM +22% over the last fiscal year+18% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $41.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $293,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.8%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $109M, 141 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$153M73%
- Individuals$55.5M27%
- Individual clients
- 145reported
- HNW clients
- 81reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 712reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $109M for 141 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•• D•• C•••Certified Financial Planner | Corvallis, Or | Nov 15, 2010 | 21 y | 0 |
| K•• M•••• H••• | Corvallis, Or | Sep 18, 2018 | 12 y | 0 |
| M••••••• W••••••• O•••• | Corvallis, Or | Jan 29, 2024 | 13 y | 0 |
| S•••• F•••••• L•••••••• | Corvallis, Or | Feb 21, 2025 | 11 y | 0 |
| A•••• K••••••• Z•••••• | Corvallis, Or | Sep 24, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- E•••• S•••••• J•••••• to T•••••• W•••••Mar 19, 2025 · RIA to a state-registered adviser
- G•••••• D••••• to H••••• H•••••• F••••••••• L••Sep 27, 2024 · RIA to a state-registered adviser
- T••• D•••• P••••••••• to F•••••••• C•••••• L••Oct 4, 2018 · RIA to RIA
Joined, latest
- T••• D•••• P••••••••• from F•••••••• C•••••• L••Jan 6, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• K••• D•• · Chief Executive Officer And Chief Compliance Officercontrolsince 09/2010 · owns 75% or more
- H•••• K••• M•••• · Chief Operating Officercontrolsince 01/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Corvallis, Or · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 11, 2026HNW share of RAUM moved from 53.0% to 73.0% between the annual amendments of 2025-03-19 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 770 to 712Mar 19, 2025 to Mar 11, 2026
- Advisory employees · 4 to 5Mar 19, 2025 to Mar 11, 2026
- HNW clients · 58 to 81Mar 19, 2025 to Mar 11, 2026
- Individual clients · 177 to 145Mar 19, 2025 to Mar 11, 2026
- Assets in custody · $83.7M to $109MMar 19, 2025 to Mar 11, 2026
- Employees · 4 to 5Mar 19, 2025 to Mar 11, 2026
- Insurance-licensed employees · 1 to 0Mar 19, 2025 to Mar 11, 2026
- State-registered IARs · 4 to 5Mar 19, 2025 to Mar 11, 2026
- Discretionary RAUM · $171M to $209MMar 19, 2025 to Mar 11, 2026
- HNW RAUM · $90.9M to $153MMar 19, 2025 to Mar 11, 2026
- Individual RAUM · $79.6M to $55.5MMar 19, 2025 to Mar 11, 2026
- RAUM · $171M to $209MMar 19, 2025 to Mar 11, 2026
- Accounts · 798 to 770Mar 20, 2024 to Mar 19, 2025
- Advisory employees · 5 to 4Mar 20, 2024 to Mar 19, 2025
- HNW clients · 20 to 58Mar 20, 2024 to Mar 19, 2025
- Individual clients · 201 to 177Mar 20, 2024 to Mar 19, 2025
- Assets in custody · $79.0M to $83.7MMar 20, 2024 to Mar 19, 2025
- Employees · 5 to 4Mar 20, 2024 to Mar 19, 2025
- Financial planning clients · 101-250 to 1-10Mar 20, 2024 to Mar 19, 2025
- State-registered IARs · 5 to 4Mar 20, 2024 to Mar 19, 2025
- Discretionary RAUM · $141M to $171MMar 20, 2024 to Mar 19, 2025
- HNW RAUM · $75.7M to $90.9MMar 20, 2024 to Mar 19, 2025
- Individual RAUM · $64.9M to $79.6MMar 20, 2024 to Mar 19, 2025
- RAUM · $141M to $171MMar 20, 2024 to Mar 19, 2025
- Insurance-licensed employees · 0 to 1Mar 6, 2024 to Mar 20, 2024
- Accounts · 720 to 798Oct 16, 2023 to Mar 6, 2024
- Advisory employees · 3 to 5Oct 16, 2023 to Mar 6, 2024
- HNW clients · 18 to 20Oct 16, 2023 to Mar 6, 2024
- Individual clients · 308 to 201Oct 16, 2023 to Mar 6, 2024
- Assets in custody · $2.5M to $79.0MOct 16, 2023 to Mar 6, 2024
- Employees · 3 to 5Oct 16, 2023 to Mar 6, 2024
- Financial planning clients · 251-500 to 101-250Oct 16, 2023 to Mar 6, 2024
- State-registered IARs · 3 to 5Oct 16, 2023 to Mar 6, 2024
- Discretionary RAUM · $126M to $141MOct 16, 2023 to Mar 6, 2024
- HNW RAUM · $80.1M to $75.7MOct 16, 2023 to Mar 6, 2024
- Individual RAUM · $45.4M to $64.9MOct 16, 2023 to Mar 6, 2024
- RAUM · $126M to $141MOct 16, 2023 to Mar 6, 2024
- Accounts · 659 to 720Jul 11, 2022 to Mar 8, 2023
- Advisory employees · 2 to 3Jul 11, 2022 to Mar 8, 2023
- HNW clients · 21 to 18Jul 11, 2022 to Mar 8, 2023
Signals
3 dated events
- E•••• S•••••• J•••••• left C•••••• W••••• D••••••••• L•• for T•••••• W••••• (registered 2026-01-26)Mar 19, 2025 · Advisor changed firm · fact
- G•••••• D••••• left C•••••• W••••• D••••••••• L•• for H••••• H•••••• F••••••••• L•• (registered 2024-10-25)Sep 27, 2024 · Advisor changed firm · fact
- C•••••• W••••• D••••••••• L•• filed its initial SEC registration (Form ADV)May 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- C••••••WEALTHD•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 541-753-1898reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026