DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• A•••• M••••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Jan 30, 2012 · 25 filings
SEC status approved since Sep 21, 2010
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.1B as of Mar 13, 2026
Jan 30, 2012$263M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Jan 30, 20130 then
Employees (5.A)10 as of Mar 13, 2026
Jan 30, 20137 then
Private funds2 as of Mar 13, 2026
Jan 30, 20121 then
RAUM +13% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 159reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• A•••• P••••••• I• L• | Hedge Fund | $846M | 109 | May 21, 2012 |
| A•• A•••• M••••• F••• L• | Hedge Fund | $244M | 82 | Jan 30, 2012 |
| P• M•••••• F•••• S••• S••••••••• P•••••••• 2•no longer reported | Hedge Fund | $157M | 12 | Mar 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• A•••••• M••••••• · Chief Compliance Officer & Senior Controllercontrolsince 01/2023 · owns less than 5%
- C•••••• K••••••• F•••• · Chief Financial Officercontrolsince 10/2010 · owns less than 5%
- K••••••• W••••••• A••••• · Officercontrolsince 10/2010 · owns less than 5%
- M••••••••• R••••••• S•••• · Managing Membercontrolsince 10/2005 · owns 50% to 75%
- R•••••• J•••• H•••• · Managing Membercontrolsince 10/2005 · owns 25% to 50%
Related persons
Schedule D 7.A
- A•• A•••• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 13, 2026custody of client assets (Item 9.A): no on the filing of 2025-03-19, yes on the filing of 2026-03-13peers: ASSET_M••••••, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 2 to 159Mar 19, 2025 to Mar 13, 2026
- Assets in custody · unset to 1068346088.0Mar 19, 2025 to Mar 13, 2026
- Custody of client assets · false to trueMar 19, 2025 to Mar 13, 2026
- Discretionary RAUM · $949M to $1.1BMar 19, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $949M to $1.1BMar 19, 2025 to Mar 13, 2026
- RAUM · $949M to $1.1BMar 19, 2025 to Mar 13, 2026
- Advisory employees · 7 to 6Mar 6, 2024 to Mar 19, 2025
- Employees · 11 to 10Mar 6, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 6, 2024 to Mar 19, 2025
- Other offices · 0 to 1Mar 6, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.1B to $949MMar 6, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $1.1B to $949MMar 6, 2024 to Mar 19, 2025
- RAUM · $1.1B to $949MMar 6, 2024 to Mar 19, 2025
- Accounts · 4 to 2Jan 23, 2024 to Mar 6, 2024
- Advisory employees · 6 to 7Jan 23, 2024 to Mar 6, 2024
- Employees · 10 to 11Jan 23, 2024 to Mar 6, 2024
- Discretionary RAUM · $710M to $1.1BJan 23, 2024 to Mar 6, 2024
- Pooled vehicle RAUM · $710M to $1.1BJan 23, 2024 to Mar 6, 2024
- RAUM · $710M to $1.1BJan 23, 2024 to Mar 6, 2024
- Pooled vehicle clients · 4 to 2Sep 21, 2022 to Mar 29, 2023
- Discretionary RAUM · $795M to $710MSep 21, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $795M to $710MSep 21, 2022 to Mar 29, 2023
- RAUM · $795M to $710MSep 21, 2022 to Mar 29, 2023
- Accounts · 5 to 4Oct 13, 2021 to Mar 15, 2022
- Advisory employees · 4 to 6Oct 13, 2021 to Mar 15, 2022
- Pooled vehicle clients · 5 to 4Oct 13, 2021 to Mar 15, 2022
- Employees · 6 to 10Oct 13, 2021 to Mar 15, 2022
- Private funds · 3 to 2Oct 13, 2021 to Mar 15, 2022
- Discretionary RAUM · $496M to $795MOct 13, 2021 to Mar 15, 2022
- Pooled vehicle RAUM · $496M to $795MOct 13, 2021 to Mar 15, 2022
- RAUM · $496M to $795MOct 13, 2021 to Mar 15, 2022
- HQ city · SCARSDALE to GREENWICHMar 18, 2021 to Oct 13, 2021
- HQ state · NY to CTMar 18, 2021 to Oct 13, 2021
- Discretionary RAUM · $542M to $496MMar 30, 2020 to Mar 18, 2021
- Pooled vehicle RAUM · $542M to $496MMar 30, 2020 to Mar 18, 2021
- RAUM · $542M to $496MMar 30, 2020 to Mar 18, 2021
- Advisory employees · 5 to 4Apr 12, 2019 to Mar 30, 2020
- Employees · 8 to 6Apr 12, 2019 to Mar 30, 2020
- Discretionary RAUM · $544M to $542MApr 12, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $544M to $542MApr 12, 2019 to Mar 30, 2020
Signals
3 dated events
- A•• A•••• M••••••••• L•• reported RAUM $1.1B, up 55% from $709.9M (2024-01-23 to 2024-03-06)Mar 6, 2024 · RAUM change · derived
- Mauricio Andres Aguirre (Chief Compliance Officer & Senior Controller) appeared on Schedule A of A•• A•••• M••••••••• L••Mar 29, 2023 · Control person joined · fact
- A•• A•••• M••••••••• L•• reported RAUM $794.5M, up 60% from $496.5M (2021-10-13 to 2022-03-15)Mar 15, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ACKASSET.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 914-358-3299reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026