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G•••••• E•••• D•••••••••
Former SEC-registered adviserFormer SEC adviser2 private funds· Portland, Oregon
Former SEC-registered adviser, based in Portland, Oregon, reporting $182M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Last reported RAUM
- $182M
- Advisors
- Not applicable
- Net advisor flow, 12 months
- Not applicable
- RAUM change, last fiscal year
- Not applicable
- Private clients
- 0.0% of RAUM
Form ADV
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Graphs 1
Every filed figure, and the identifiersCRD 155170 · SEC 801-72103 · 3 filingsShowHide
CRD 155170SEC 801-72103Legal name G•••• I••First filing on the tape Nov 30, 2011, latest Jun 1, 2012IAPD
RAUM
$182M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$182M gross assets
History
3 filings and snapshots on the tape
RAUM$182M as of Jun 1, 2012
Nov 30, 2011$123M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 1, 2012
Nov 30, 20110 then
Employees (5.A): no history
Private funds2 as of Jun 1, 2012
Mar 28, 20122 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 1, 2012; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $91.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• M••••• H••••• · Senior Vice Presidentcontrolsince 02/2009 · owns less than 5%
- E••••• M•••• C•••••• · Ceocontrolsince 02/1996 · owns 50% to 75%
- F•••••• S•••••••• · Asset Managementcontrolsince 01/2012 · owns less than 5%
- G•••••• B••••• J•••• · Vice President Of D•••••••••controlsince 08/2006 · owns less than 5%
- K••••• R••••• L•• · Chief Compliance Officer, Senior Vice Presidentcontrolsince 02/2004 · owns 5% to 10%
- R••••••• D•••••• J••••• · Controllercontrolsince 10/2009 · owns less than 5%
- S••••• K••••• T••••• · Presidentcontrolsince 05/2002 · owns 10% to 25%
- T•••••• D••••• P•••• · Vice President Of Asset Managementcontrolsince 05/2002 · owns less than 5%
- W••••• P••••••• J•••• · Vice President Of D•••••••••controlsince 04/2002 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Insurance-licensed employees · unset to 0.0Nov 30, 2011 to Mar 28, 2012
- Private funds · unset to 2Nov 30, 2011 to Mar 28, 2012
- Discretionary RAUM · $123M to $182MNov 30, 2011 to Mar 28, 2012
- RAUM · $123M to $182MNov 30, 2011 to Mar 28, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•••••• E•••• D••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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